0001179110-16-031378.txt : 20161109 0001179110-16-031378.hdr.sgml : 20161109 20161109163947 ACCESSION NUMBER: 0001179110-16-031378 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161107 FILED AS OF DATE: 20161109 DATE AS OF CHANGE: 20161109 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: New York & Company, Inc. CENTRAL INDEX KEY: 0001211351 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-WOMEN'S CLOTHING STORES [5621] IRS NUMBER: 331031445 FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 330 WEST 34TH STREET - 9TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10001 BUSINESS PHONE: 212-884-2110 MAIL ADDRESS: STREET 1: 330 WEST 34TH STREET - 9TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10001 FORMER COMPANY: FORMER CONFORMED NAME: NY & CO GROUP INC DATE OF NAME CHANGE: 20021220 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Pearlman Michelle CENTRAL INDEX KEY: 0001520140 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32315 FILM NUMBER: 161984781 MAIL ADDRESS: STREET 1: 450 WEST 33RD STREET STREET 2: 5TH FLR CITY: NEW YORK STATE: NY ZIP: 10001 4 1 edgar.xml FORM 4 - X0306 4 2016-11-07 0 0001211351 New York & Company, Inc. NWY 0001520140 Pearlman Michelle 330 W. 34TH STREET 9TH FLOOR NEW YORK NY 10001 0 1 0 0 EVP, eCommerce and CMO Common Stock 2016-11-07 4 A 0 150000 2.11 A 253294 D Stock Appreciation Rights 2.11 2016-11-07 4 A 0 200000 0 A 2026-11-07 Common Stock 200000 200000 D On November 7, 2016, the reporting person was awarded restricted stock which vests on November 7, 2019. Includes 83,427 shares of common stock, 19,867 shares of restricted stock which vest on June 1, 2017, and 150,000 shares of restricted stock which vest on November 7, 2019. The reporting person was awarded stock appreciation rights (SARs) which vest as follows: 50,000 on November 7, 2017, 50,000 on November 7, 2018, 50,000 on November 7, 2019, and 50,000 on November 7, 2020. Each SAR represents the right to receive a payment measured by the increase in the fair market value of one share of common stock from the date of grant of the SAR to the date of exercise of the SAR. Upon exercise the SARs will be settled in stock. Linda Gormezano, attorney-in-fact /s/ Linda Gormezano 2016-11-09