0001179110-16-031378.txt : 20161109
0001179110-16-031378.hdr.sgml : 20161109
20161109163947
ACCESSION NUMBER: 0001179110-16-031378
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20161107
FILED AS OF DATE: 20161109
DATE AS OF CHANGE: 20161109
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: New York & Company, Inc.
CENTRAL INDEX KEY: 0001211351
STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-WOMEN'S CLOTHING STORES [5621]
IRS NUMBER: 331031445
FISCAL YEAR END: 0131
BUSINESS ADDRESS:
STREET 1: 330 WEST 34TH STREET - 9TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10001
BUSINESS PHONE: 212-884-2110
MAIL ADDRESS:
STREET 1: 330 WEST 34TH STREET - 9TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10001
FORMER COMPANY:
FORMER CONFORMED NAME: NY & CO GROUP INC
DATE OF NAME CHANGE: 20021220
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Pearlman Michelle
CENTRAL INDEX KEY: 0001520140
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-32315
FILM NUMBER: 161984781
MAIL ADDRESS:
STREET 1: 450 WEST 33RD STREET
STREET 2: 5TH FLR
CITY: NEW YORK
STATE: NY
ZIP: 10001
4
1
edgar.xml
FORM 4 -
X0306
4
2016-11-07
0
0001211351
New York & Company, Inc.
NWY
0001520140
Pearlman Michelle
330 W. 34TH STREET
9TH FLOOR
NEW YORK
NY
10001
0
1
0
0
EVP, eCommerce and CMO
Common Stock
2016-11-07
4
A
0
150000
2.11
A
253294
D
Stock Appreciation Rights
2.11
2016-11-07
4
A
0
200000
0
A
2026-11-07
Common Stock
200000
200000
D
On November 7, 2016, the reporting person was awarded restricted stock which vests on November 7, 2019.
Includes 83,427 shares of common stock, 19,867 shares of restricted stock which vest on June 1, 2017, and 150,000 shares of restricted stock which vest on November 7, 2019.
The reporting person was awarded stock appreciation rights (SARs) which vest as follows: 50,000 on November 7, 2017, 50,000 on November 7, 2018, 50,000 on November 7, 2019, and 50,000 on November 7, 2020. Each SAR represents the right to receive a payment measured by the increase in the fair market value of one share of common stock from the date of grant of the SAR to the date of exercise of the SAR. Upon exercise the SARs will be settled in stock.
Linda Gormezano, attorney-in-fact /s/ Linda Gormezano
2016-11-09