0001179110-16-029164.txt : 20160831
0001179110-16-029164.hdr.sgml : 20160831
20160831183258
ACCESSION NUMBER: 0001179110-16-029164
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160822
FILED AS OF DATE: 20160831
DATE AS OF CHANGE: 20160831
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: New York & Company, Inc.
CENTRAL INDEX KEY: 0001211351
STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-WOMEN'S CLOTHING STORES [5621]
IRS NUMBER: 331031445
FISCAL YEAR END: 0131
BUSINESS ADDRESS:
STREET 1: 330 WEST 34TH STREET - 9TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10001
BUSINESS PHONE: 212-884-2110
MAIL ADDRESS:
STREET 1: 330 WEST 34TH STREET - 9TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10001
FORMER COMPANY:
FORMER CONFORMED NAME: NY & CO GROUP INC
DATE OF NAME CHANGE: 20021220
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Toal Sheamus
CENTRAL INDEX KEY: 0001309032
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-32315
FILM NUMBER: 161864227
MAIL ADDRESS:
STREET 1: 450 W. 33RD STREET
STREET 2: 5TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10001
4
1
edgar.xml
FORM 4 -
X0306
4
2016-08-22
0
0001211351
New York & Company, Inc.
NWY
0001309032
Toal Sheamus
330 W. 34TH STREET
9TH FLOOR
NEW YORK
NY
10001
0
1
0
0
EVP and CFO
Common Stock
2016-08-22
4
A
0
20000
0
A
248644
D
Common Stock
2016-08-31
4
F
0
1345
2.25
D
247299
D
Stock Appreciation Rights
2.15
2016-08-22
4
A
0
115000
0
A
2026-08-22
Common Stock
115000
115000
D
The reporting person was awarded restricted stock which vests on August 22, 2019.
Represents a transaction involving a disposition to the Company of equity securities to satisfy tax withholding obligations upon the vesting of deferred stock units.
Includes 111,537 shares of common stock; 11,268 vested deferred stock units; 8,864 deferred stock units which vest on April 30, 2017; 2,404 deferred stock units which vest on August 31, 2018; 50,000 shares of restricted stock which vest on October 22, 2016; 21,613 shares of restricted stock which vest on August 25, 2017; 21,613 shares of restricted stock which vest on August 25, 2018; and 20,000 shares of restricted stock which vest on August 22, 2019.
The reporting person was awarded stock appreciation rights (SARs) which vest as follows: 28,750 on August 22, 2017; 28,750 on August 22, 2018, and 57,500 on August 22, 2019. Each SAR represents the right to receive a payment measured by the increase in the fair market value of one share of common stock from the date of grant of the SAR to the date of exercise of the SAR. Upon exercise the SARs will be settled in stock.
Linda Gormezano, attorney-in-fact /s/ Linda Gormezano
2016-08-31