0001179110-16-029162.txt : 20160831 0001179110-16-029162.hdr.sgml : 20160831 20160831183128 ACCESSION NUMBER: 0001179110-16-029162 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160822 FILED AS OF DATE: 20160831 DATE AS OF CHANGE: 20160831 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: New York & Company, Inc. CENTRAL INDEX KEY: 0001211351 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-WOMEN'S CLOTHING STORES [5621] IRS NUMBER: 331031445 FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 330 WEST 34TH STREET - 9TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10001 BUSINESS PHONE: 212-884-2110 MAIL ADDRESS: STREET 1: 330 WEST 34TH STREET - 9TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10001 FORMER COMPANY: FORMER CONFORMED NAME: NY & CO GROUP INC DATE OF NAME CHANGE: 20021220 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Worthington John M CENTRAL INDEX KEY: 0001411816 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32315 FILM NUMBER: 161864221 MAIL ADDRESS: STREET 1: N56 W17000 RIDGEWOOD DRIVE CITY: MENOMONEE FALLS STATE: WI ZIP: 53051 4 1 edgar.xml FORM 4 - X0306 4 2016-08-22 0 0001211351 New York & Company, Inc. NWY 0001411816 Worthington John M 330 W. 34TH STREET 9TH FLOOR NEW YORK NY 10001 0 1 0 0 President and COO Common Stock 2016-08-22 4 A 0 50000 0 A 337500 D Stock Appreciation Rights 2.15 2016-08-22 4 A 0 200000 0 A 2026-08-22 Common Stock 200000 200000 D The reporting person was awarded restricted stock which vests on August 22, 2019. Includes 12,500 shares of common stock, 250,000 shares of restricted stock which vest on November 3, 2017, 25,000 shares of restricted stock which vest on August 25, 2018, and 50,000 shares of restricted stock which vest on August 22, 2019. The reporting person was awarded stock appreciation rights (SARs) which vest as follows: 50,000 on August 22, 2017; 50,000 on August 22, 2018, and 100,000 on August 22, 2019. Each SAR represents the right to receive a payment measured by the increase in the fair market value of one share of common stock from the date of grant of the SAR to the date of exercise of the SAR. Upon exercise the SARs will be settled in stock. Linda Gormezano, attorney-in-fact /s/ Linda Gormezano 2016-08-31