0001179110-16-023697.txt : 20160503 0001179110-16-023697.hdr.sgml : 20160503 20160503181803 ACCESSION NUMBER: 0001179110-16-023697 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160429 FILED AS OF DATE: 20160503 DATE AS OF CHANGE: 20160503 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: New York & Company, Inc. CENTRAL INDEX KEY: 0001211351 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-WOMEN'S CLOTHING STORES [5621] IRS NUMBER: 331031445 FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 330 WEST 34TH STREET - 9TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10001 BUSINESS PHONE: 212-884-2110 MAIL ADDRESS: STREET 1: 330 WEST 34TH STREET - 9TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10001 FORMER COMPANY: FORMER CONFORMED NAME: NY & CO GROUP INC DATE OF NAME CHANGE: 20021220 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SCOTT GREGORY J CENTRAL INDEX KEY: 0001238220 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32315 FILM NUMBER: 161616861 MAIL ADDRESS: STREET 1: 26972 BURBANK CITY: FOOTHILL RANCH STATE: CA ZIP: 92610 4 1 edgar.xml FORM 4 - X0306 4 2016-04-29 0 0001211351 New York & Company, Inc. NWY 0001238220 SCOTT GREGORY J 330 W. 34TH STREET 9TH FLOOR NEW YORK NY 10001 1 1 0 0 Chief Executive Officer Common Stock 2016-04-29 4 A 0 300000 0 A 568780 D The reporting person was granted an award of performance-based restricted stock that vests subject to the Company achieving minimum, target, and maximum operating income levels for fiscal year 2016, and continued employment with the Company. All 300,000 performance-basedshares will be cancelled if the Company achieves below the minimum operating income goal for fiscal year 2016. If the Company achieves between the minimum and target operating income goals for fiscal year 2016, the reporting person will earn between 54,520 and 272,720 shares ofrestricted stock. If the Company achieves between the target and maximum operating income goals for fiscal year 2016, the reporting person will earn between 272,720 and 300,000 shares of restricted stock. Any earned shares will vest ratably through March 2019. Includes 68,780 shares of common stock; 100,000 shares of restricted stock which vest on August 26, 2016; 100,000 shares of restricted stock which vest on August 25, 2017; and 300,000 shares of performance-based restricted stock. Linda Gormezano, attorney-in-fact /s/ Linda Gormezano 2016-05-03