0001567619-22-021747.txt : 20221216 0001567619-22-021747.hdr.sgml : 20221216 20221216181915 ACCESSION NUMBER: 0001567619-22-021747 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20221116 FILED AS OF DATE: 20221216 DATE AS OF CHANGE: 20221216 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GUARINO DAVID CENTRAL INDEX KEY: 0001211259 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38754 FILM NUMBER: 221469207 MAIL ADDRESS: STREET 1: 7730 E GREENWAY ROAD SUITE 104 CITY: SCOTTSDALE STATE: AZ ZIP: 85280 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ALKALINE WATER Co INC CENTRAL INDEX KEY: 0001532390 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-GROCERIES & RELATED PRODUCTS [5140] IRS NUMBER: 990367049 STATE OF INCORPORATION: NV FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 8541 E ANDERSON DRIVE STREET 2: SUITE 100/101 CITY: SCOTTSDALE STATE: AZ ZIP: 85255 BUSINESS PHONE: 480-656-2423 MAIL ADDRESS: STREET 1: 8541 E ANDERSON DRIVE STREET 2: SUITE 100/101 CITY: SCOTTSDALE STATE: AZ ZIP: 85255 FORMER COMPANY: FORMER CONFORMED NAME: GLOBAL LINES INC DATE OF NAME CHANGE: 20111011 4 1 doc1.xml FORM 4 X0306 4 2022-11-16 0 0001532390 ALKALINE WATER Co INC WTR 0001211259 GUARINO DAVID 19039 N 90TH LANE PEORIA AZ 85382 1 1 0 0 CFO Secretary Treasurer Common Stock 2409300 D Common Stock 2022-11-16 4 A 0 125000 A 2534300 D Stock Options 0.53 2020-04-03 2030-04-02 Common 150000 150000 D Stock Options 1.09 2021-03-31 2031-03-31 Common 200000 350000 D Stock Options 0.51 2023-08-23 2032-08-23 Common 250000 600000 D Stock Options 0.25 2022-11-16 4 A 0 100000 0.25 A 2023-11-16 2032-11-16 Common 100000 700000 D 50% vest on April 3, 2020 (the "Date of Grant") and 50% vest on the one year anniversary of the Date of Grant. 50% vest on March 31, 2021 and 50% vest on March 31, 2022. 50% vest on August 23, 2023 and 50% vest on August 23, 2024. 50% vest on November 16, 2023 and 50% vest on November 16, 2024. These shares were granted as a restricted award under the 2020 Equity Incentive Plan and issued on November 16, 2022 upon vesting. /s/ David Guarino 2022-12-16