0001140361-18-021327.txt : 20180502 0001140361-18-021327.hdr.sgml : 20180502 20180502175813 ACCESSION NUMBER: 0001140361-18-021327 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180419 FILED AS OF DATE: 20180502 DATE AS OF CHANGE: 20180502 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GUARINO DAVID CENTRAL INDEX KEY: 0001211259 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-55096 FILM NUMBER: 18801023 MAIL ADDRESS: STREET 1: 7730 E GREENWAY ROAD SUITE 104 CITY: SCOTTSDALE STATE: AZ ZIP: 85280 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ALKALINE WATER Co INC CENTRAL INDEX KEY: 0001532390 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-GROCERIES & RELATED PRODUCTS [5140] IRS NUMBER: 990367049 STATE OF INCORPORATION: NV FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 14646 N. KIERLAND BLVD. STREET 2: SUITE 255 CITY: SCOTTSDALE STATE: AZ ZIP: 85254 BUSINESS PHONE: 480-656-2423 MAIL ADDRESS: STREET 1: 14646 N. KIERLAND BLVD. STREET 2: SUITE 255 CITY: SCOTTSDALE STATE: AZ ZIP: 85254 FORMER COMPANY: FORMER CONFORMED NAME: GLOBAL LINES INC DATE OF NAME CHANGE: 20111011 4 1 doc1.xml FORM 4 X0306 4 2018-04-19 0 0001532390 ALKALINE WATER Co INC WTR 0001211259 GUARINO DAVID 19039 N 90TH LANE PEORIA AZ 85382 1 1 0 0 CFO Secretary Treasurer Common Stock 859300 D Common Stock 2018-04-19 4 J 0 50000 0.75 A 909300 D Series D Preferred Stock 1000000 D The Series D Preferred Stock was issued on May 3, 2017 and is convertible, without the payment of any additional consideration by the holder and at the option of the holder, into one fully paid and non-assessable share of common stock at any time after (i) The Alkaline Water Company Inc. ("Alkaline Water") achieves the consolidated revenue of the company and all of its subsidiaries equal to or greater than $40,000,000 in any 12 month period, ending on the last day of any quarterly period of its fiscal year; or (ii) a Negotiated Trigger Event, defined as an event upon which the Series D Preferred Stock will be convertible as may be agreed by Alkaline Water and the holder in writing from time to time. These shares were transferred from Steven Nickolas at a purchase price of $0.75 per share pursuant to a Transfer Agreement between Steven Nickolas and David Guarino dated April 4, 2018. /s/ David Guarino 2018-05-02