0001209191-20-053428.txt : 20201005
0001209191-20-053428.hdr.sgml : 20201005
20201005060541
ACCESSION NUMBER: 0001209191-20-053428
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200930
FILED AS OF DATE: 20201005
DATE AS OF CHANGE: 20201005
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: THIEL PETER
CENTRAL INDEX KEY: 0001211060
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39540
FILM NUMBER: 201222226
BUSINESS ADDRESS:
STREET 1: 9200 SUNSET BOULEVARD
STREET 2: SUITE 1110
CITY: WEST HOLLYWOOD
STATE: CA
ZIP: 90069
BUSINESS PHONE: 323-990-2000
MAIL ADDRESS:
STREET 1: 9200 SUNSET BOULEVARD
STREET 2: SUITE 1110
CITY: WEST HOLLYWOOD
STATE: CA
ZIP: 90069
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Palantir Technologies Inc.
CENTRAL INDEX KEY: 0001321655
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 680551851
BUSINESS ADDRESS:
STREET 1: 1555 BLAKE STREET
STREET 2: SUITE 250
CITY: DENVER
STATE: CO
ZIP: 80202
BUSINESS PHONE: 720-358-3679
MAIL ADDRESS:
STREET 1: 1555 BLAKE STREET
STREET 2: SUITE 250
CITY: DENVER
STATE: CO
ZIP: 80202
FORMER COMPANY:
FORMER CONFORMED NAME: Palantir Technologies Inc
DATE OF NAME CHANGE: 20050324
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2020-09-30
0
0001321655
Palantir Technologies Inc.
PLTR
0001211060
THIEL PETER
C/O PALANTIR TECHNOLOGIES INC.
1555 BLAKE STREET, SUITE 250
DENVER
CO
80202
1
0
1
0
Class A Common Stock
1954631
I
See Footnote
Class A Common Stock
43296
I
See Footnote
Class A Common Stock
241227
I
See Footnote
Class A Common Stock
2020-10-01
4
S
0
418672
9.7547
D
268840
I
See Footnote
Class A Common Stock
2020-10-01
4
S
0
1983906
9.7547
D
2088743
D
Class A Common Stock
2020-10-01
4
S
0
1908596
9.7545
D
1735083
I
See Footnote
Class A Common Stock
2020-10-01
4
S
0
58836
9.7545
D
53487
I
See Footnote
Class A Common Stock
2020-10-02
4
C
0
96116105
0.00
A
97851188
I
See Footnote
Class B Common Stock
2020-10-02
4
C
0
96116105
0.00
D
Class A Common Stock
96116105
0
I
See Footnote
These shares are held of record by Clarium L.P. ("Clarium"). The Reporting Person is the President of Clarium Capital Management, LLC, which is general partner of Clarium. The Reporting Person may be deemed to have beneficial ownership over the securities held by Clarium. The Reporting Person disclaims beneficial ownership of the shares held by Clarium except to the extent of his pecuniary interest therein.
These shares are held of record by Mithril PAL-SPV 1, LLC ("Mithril"). The Reporting Person is the Chairman of the Investment Committee of Mithril GP LLC, the General Partner of Mithril LP, which, in turn, owns Mithril. The Reporting Person may be deemed to have beneficial ownership over the securities held by Mithril. The Reporting Person disclaims beneficial ownership of the shares held by Mithril except to the extent of his pecuniary interest therein.
Share numbers have been adjusted to reflect changes in beneficial ownership for no consideration in transfers exempt from Section 16 pursuant to Rule 16a-3 of the Securities Exchange Act of 1934, as amended.
These shares are held of record by FF4 Investment LLC, of which the Reporting Person is the sole beneficial owner. The Reporting Person has beneficial ownership over the securities held by FF4 Investment LLC.
This transaction was executed in multiple trades at prices ranging from $9.70 to $10.00. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.
These shares are held of record by STS Holdings II LLC, of which the Reporting Person is the sole beneficial owner. The Reporting Person has beneficial ownership over the securities held by STS Holdings II LLC.
These shares are held of record by Rivendell 7 LLC, of which the Reporting Person is the sole beneficial owner. The Reporting Person has beneficial ownership over the securities held by Rivendell 7 LLC.
These shares are held of record by Rivendell 25 LLC, of which the Reporting Person is the sole beneficial owner. The Reporting Person has beneficial ownership over the securities held by Rivendell 25 LLC.
Represents the conversion of Class B Common Stock into Class A Common Stock.
The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date.
Due to a 30 line item limitation in Table I, this is the second of two Forms 4 filed by Peter Thiel.
/s/ Justin V. Laubach, under power of attorney
2020-10-02