0001104659-18-020160.txt : 20180326 0001104659-18-020160.hdr.sgml : 20180326 20180326191754 ACCESSION NUMBER: 0001104659-18-020160 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180323 FILED AS OF DATE: 20180326 DATE AS OF CHANGE: 20180326 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WAGGONER DOUGLAS R CENTRAL INDEX KEY: 0001210758 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34470 FILM NUMBER: 18713846 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Echo Global Logistics, Inc. CENTRAL INDEX KEY: 0001426945 STANDARD INDUSTRIAL CLASSIFICATION: ARRANGEMENT OF TRANSPORTATION OF FREIGHT & CARGO [4731] IRS NUMBER: 205001120 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 600 WEST CHICAGO AVENUE STREET 2: SUITE 725 CITY: CHICAGO STATE: IL ZIP: 60654 BUSINESS PHONE: 1-800-354-7993 MAIL ADDRESS: STREET 1: 600 WEST CHICAGO AVENUE STREET 2: SUITE 725 CITY: CHICAGO STATE: IL ZIP: 60654 4 1 a4.xml 4 X0306 4 2018-03-23 0 0001426945 Echo Global Logistics, Inc. ECHO 0001210758 WAGGONER DOUGLAS R C/O ECHO GLOBAL LOGISTICS, INC. 600 WEST CHICAGO AVENUE, SUITE 725 CHICAGO IL 60654 1 1 0 0 Chief Executive Officer Common Stock 2018-03-23 4 M 0 20000 6.94 A 328600 D Common Stock 2018-03-23 4 S 0 20000 28.1157 D 308600 D Common Stock 2018-03-23 4 M 0 5000 11.31 A 313600 D Common Stock 2018-03-23 4 S 0 5000 28.1157 D 308600 D Common Stock 2018-03-26 4 F 0 2068 27.70 D 306532 D Stock Option (Right to Buy) 6.94 2018-03-23 4 M 0 20000 0 D 2010-12-31 2019-06-24 Common Stock 20000 0 D Stock Option (Right to Buy) 11.31 2018-03-23 4 M 0 5000 0 D 2011-02-26 2020-02-26 Common Stock 5000 195000 D The exercises and sales reported on this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 5, 2014. The price is the weighted average price for the transactions reported on this line. The range of prices for the transactions reported on this line is between $28.00 and $28.3500 per share. Complete information regarding the number of shares sold at each separate price will be provided upon request by the Commission Staff, the issuer or a security holder of the issuer. Shares withheld by the issuer to satisfy the mandatory tax withholding requirement upon vesting of restricted stock. This is not an open market sale of securities. Date at which first vesting occurs is indicated. 11,250 of the shares originally subject to the option became exercisable at the first vesting date, and the remaining 33,750 shares became exercisable in annual installments of 11,250 beginning on December 31, 2011. Date at which first vesting occurs is indicated. 40,000 of the shares originally subject to the option became exercisable at the first vesting date, and the remaining 160,000 shares became exercisable in annual installments of 40,000 beginning on February 26, 2012. /s/ David B. Menzel, by Power of Attorney 2018-03-26