0001562180-18-003904.txt : 20180911 0001562180-18-003904.hdr.sgml : 20180911 20180911164241 ACCESSION NUMBER: 0001562180-18-003904 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180815 FILED AS OF DATE: 20180911 DATE AS OF CHANGE: 20180911 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BAUER EUGENE A CENTRAL INDEX KEY: 0001210524 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-36668 FILM NUMBER: 181065228 MAIL ADDRESS: STREET 1: C/O DERMIRA, INC. STREET 2: 275 MIDDLEFIELD ROAD, SUITE 150 CITY: MENLO PARK STATE: CA ZIP: 94025 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Dermira, Inc. CENTRAL INDEX KEY: 0001557883 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 273267680 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 275 MIDDLEFIELD ROAD STREET 2: SUITE 150 CITY: MENLO PARK STATE: CA ZIP: 94025 BUSINESS PHONE: 650 421 7200 MAIL ADDRESS: STREET 1: 275 MIDDLEFIELD ROAD STREET 2: SUITE 150 CITY: MENLO PARK STATE: CA ZIP: 94025 4/A 1 primarydocument.xml PRIMARY DOCUMENT X0306 4/A 2018-08-15 2018-08-16 false 0001557883 Dermira, Inc. DERM 0001210524 BAUER EUGENE A C/O DERMIRA, INC. 275 MIDDLEFIELD ROAD, SUITE 150 MENLO PARK CA 94025 true true false false Chief Medical Officer Common Stock 2018-08-15 4 M false 950.00 0.00 A 4769.00 D Common Stock 2018-08-15 4 M false 2437.00 0.00 A 7206.00 D Common Stock 2018-08-15 4 M false 2625.00 0.00 A 9831.00 D Common Stock 2018-08-15 4 F false 329.00 9.58 D 9502.00 D Common Stock 2018-08-15 4 F false 843.00 9.58 D 8659.00 D Common Stock 2018-08-15 4 F false 908.00 9.58 D 7751.00 D Common Stock 26978.00 I By the Bauer Family 1995 Trust Restricted Stock Unit 2018-08-15 4 M false 950.00 0.00 D Common Stock 950.00 8550.00 D Restricted Stock Unit 2018-08-15 4 M false 2437.00 0.00 D Common Stock 2437.00 4875.00 D Restricted Stock Unit 2018-08-15 4 M false 2625.00 0.00 D Common Stock 2625.00 2625.00 D Restricted Stock Unit Common Stock 0.00 0.00 D These shares include prior ESPP purchases. The Reporting Person is a Co-Trustee. Each RSU represents a contingent right to receive one share of DERM common stock. Vested as to 10% of the shares on August 15, 2018. 30% of the shares will vest on each of August 15, 2019, August 15, 2020 and August 15, 2021, subject to the Reporting Person's continuous status as a service provider on the applicable vesting date. Vested as to 10% of the shares on August 15, 2017 and 30% of the shares on August 15, 2018. 30% of the shares will vest on each of August 15, 2019 and August 15, 2020, subject to the Reporting Person's continuous status as a service provider on the applicable vesting date. Vested as to 10% of the shares on August 15, 2016 and 30% of the shares on each of August 15, 2017 and August 15, 2018. The remaining 30% of the shares will vest on August 15, 2019, subject to the Reporting Person's continuous status as a service provider on the vesting date. Due to an administrative error, a grant of 50,000 restricted stock units to the Reporting Person on August 15, 2018 was erroneously reported on a Form 4 filed on August 16, 2018. The Reporting Person did not receive an equity grant on August 15, 2018. /s/ Christine Ring as attorney-in-fact 2018-09-11