0001562180-18-003904.txt : 20180911
0001562180-18-003904.hdr.sgml : 20180911
20180911164241
ACCESSION NUMBER: 0001562180-18-003904
CONFORMED SUBMISSION TYPE: 4/A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180815
FILED AS OF DATE: 20180911
DATE AS OF CHANGE: 20180911
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BAUER EUGENE A
CENTRAL INDEX KEY: 0001210524
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36668
FILM NUMBER: 181065228
MAIL ADDRESS:
STREET 1: C/O DERMIRA, INC.
STREET 2: 275 MIDDLEFIELD ROAD, SUITE 150
CITY: MENLO PARK
STATE: CA
ZIP: 94025
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Dermira, Inc.
CENTRAL INDEX KEY: 0001557883
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 273267680
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 275 MIDDLEFIELD ROAD
STREET 2: SUITE 150
CITY: MENLO PARK
STATE: CA
ZIP: 94025
BUSINESS PHONE: 650 421 7200
MAIL ADDRESS:
STREET 1: 275 MIDDLEFIELD ROAD
STREET 2: SUITE 150
CITY: MENLO PARK
STATE: CA
ZIP: 94025
4/A
1
primarydocument.xml
PRIMARY DOCUMENT
X0306
4/A
2018-08-15
2018-08-16
false
0001557883
Dermira, Inc.
DERM
0001210524
BAUER EUGENE A
C/O DERMIRA, INC.
275 MIDDLEFIELD ROAD, SUITE 150
MENLO PARK
CA
94025
true
true
false
false
Chief Medical Officer
Common Stock
2018-08-15
4
M
false
950.00
0.00
A
4769.00
D
Common Stock
2018-08-15
4
M
false
2437.00
0.00
A
7206.00
D
Common Stock
2018-08-15
4
M
false
2625.00
0.00
A
9831.00
D
Common Stock
2018-08-15
4
F
false
329.00
9.58
D
9502.00
D
Common Stock
2018-08-15
4
F
false
843.00
9.58
D
8659.00
D
Common Stock
2018-08-15
4
F
false
908.00
9.58
D
7751.00
D
Common Stock
26978.00
I
By the Bauer Family 1995 Trust
Restricted Stock Unit
2018-08-15
4
M
false
950.00
0.00
D
Common Stock
950.00
8550.00
D
Restricted Stock Unit
2018-08-15
4
M
false
2437.00
0.00
D
Common Stock
2437.00
4875.00
D
Restricted Stock Unit
2018-08-15
4
M
false
2625.00
0.00
D
Common Stock
2625.00
2625.00
D
Restricted Stock Unit
Common Stock
0.00
0.00
D
These shares include prior ESPP purchases.
The Reporting Person is a Co-Trustee.
Each RSU represents a contingent right to receive one share of DERM common stock.
Vested as to 10% of the shares on August 15, 2018. 30% of the shares will vest on each of August 15, 2019, August 15, 2020 and August 15, 2021, subject to the Reporting Person's continuous status as a service provider on the applicable vesting date.
Vested as to 10% of the shares on August 15, 2017 and 30% of the shares on August 15, 2018. 30% of the shares will vest on each of August 15, 2019 and August 15, 2020, subject to the Reporting Person's continuous status as a service provider on the applicable vesting date.
Vested as to 10% of the shares on August 15, 2016 and 30% of the shares on each of August 15, 2017 and August 15, 2018. The remaining 30% of the shares will vest on August 15, 2019, subject to the Reporting Person's continuous status as a service provider on the vesting date.
Due to an administrative error, a grant of 50,000 restricted stock units to the Reporting Person on August 15, 2018 was erroneously reported on a Form 4 filed on August 16, 2018. The Reporting Person did not receive an equity grant on August 15, 2018.
/s/ Christine Ring as attorney-in-fact
2018-09-11