-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, QxfzbZVEPDietmRleJWmd4I+p9/nLKLZgSKEFlIASbbPpfQAQs/9IeJSTr5MTq89 nd+hB7Ujb7/lJSBR/RmcvA== 0001209191-08-007032.txt : 20080201 0001209191-08-007032.hdr.sgml : 20080201 20080201163222 ACCESSION NUMBER: 0001209191-08-007032 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080130 FILED AS OF DATE: 20080201 DATE AS OF CHANGE: 20080201 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BlackRock Inc. CENTRAL INDEX KEY: 0001364742 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 320174431 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 40 EAST 52ND STREET CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-810-5300 MAIL ADDRESS: STREET 1: 40 EAST 52ND STREET CITY: NEW YORK STATE: NY ZIP: 10022 FORMER COMPANY: FORMER CONFORMED NAME: BlackRock, Inc. DATE OF NAME CHANGE: 20060929 FORMER COMPANY: FORMER CONFORMED NAME: New BlackRock, Inc. DATE OF NAME CHANGE: 20060601 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: AUDET PAUL CENTRAL INDEX KEY: 0001210401 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33099 FILM NUMBER: 08568975 BUSINESS ADDRESS: STREET 1: C/O BLACKROCK FINANCIAL MANAGEMENT INC. STREET 2: 40 EAST 52ND STREET CITY: NEW YORK STATE: NY ZIP: 10022 MAIL ADDRESS: STREET 1: C/O BLACKROCK FINANCIAL MANAGEMENT STREET 2: 40 EAST 52ND STREET CITY: NEW YORK STATE: NY ZIP: 10022 4 1 doc4.xml FORM 4 SUBMISSION X0202 4 2008-01-30 0 0001364742 BlackRock Inc. BLK 0001210401 AUDET PAUL BLACKROCK, INC. 40 EAST 52ND STREET NEW YORK NY 10022 0 1 0 0 Acting Chief Financial Officer Shares of Common Stock (par value $0.01 per share) 2008-01-30 4 S 0 200 226.16 D 142105 D Shares of Common Stock (par value $0.01 per share) 2008-01-30 4 S 0 300 226.18 D 141805 D Shares of Common Stock (par value $0.01 per share) 2008-01-30 4 S 0 200 226.19 D 141605 D Shares of Common Stock (par value $0.01 per share) 2008-01-30 4 S 0 1000 226.20 D 140605 D Shares of Common Stock (par value $0.01 per share) 2008-01-30 4 S 0 100 226.22 D 140505 D Shares of Common Stock (par value $0.01 per share) 2008-01-30 4 S 0 1500 226.35 D 139005 D Shares of Common Stock (par value $0.01 per share) 2008-01-30 4 S 0 1000 226.50 D 138005 D Shares of Common Stock (par value $0.01 per share) 2008-01-30 4 S 0 1000 226.75 D 137005 D Shares of Common Stock (par value $0.01 per share) 2008-01-30 4 S 0 1000 227.00 D 136005 D Shares of Common Stock (par value $0.01 per share) 2008-01-30 4 S 0 1000 227.15 D 135005 D Shares of Common Stock (par value $0.01 per share) 2008-01-30 4 S 0 1000 227.25 D 134005 D Shares of Common Stock (par value $0.01 per share) 2008-01-30 4 S 0 1900 227.50 D 132105 D Shares of Common Stock (par value $0.01 per share) 2008-01-30 4 S 0 100 227.51 D 132005 D Shares of Common Stock (par value $0.01 per share) 2008-01-30 4 S 0 1000 227.75 D 131005 D Shares of Common Stock (par value $0.01 per share) 2008-01-31 4 F 0 825 216.00 D 130180 D Includes (i) 1,105 Restricted Stock Units granted under the BlackRock, Inc. 1999 Stock Award and Incentive Plan (the "Incentive Plan") vesting on 1/31/09, (ii) 1,346 Restricted Stock Units vesting in equal installments on 1/31/09 and 1/31/10, and (iii) 2,701 Restricted Stock Units vesting in installments on 1/31/09, 1/31/10, and 1/31/11. Each Restricted Stock Unit is payable solely by delivery of an equal number of shares of common stock. Represents the withholding by BlackRock of Restricted Stock Units to satisfy tax obligation on the vesting of the reporting person's Restricted Stock Units granted under the Incentive Plan. This form is being filed in two parts (2 of 2). /s/ Daniel R. Waltcher as Attorney-in-Fact for Paul Audet 2008-02-01 -----END PRIVACY-ENHANCED MESSAGE-----