-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Lhpty57tiNJR0IctAnBZ4aH0WIOiAbD01ocJIuIUCXNuw7AkciptXl15frlav3Zg +YQyAmnTJH59RB22eK0oog== 0001209191-08-007030.txt : 20080201 0001209191-08-007030.hdr.sgml : 20080201 20080201163124 ACCESSION NUMBER: 0001209191-08-007030 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080130 FILED AS OF DATE: 20080201 DATE AS OF CHANGE: 20080201 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BlackRock Inc. CENTRAL INDEX KEY: 0001364742 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 320174431 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 40 EAST 52ND STREET CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-810-5300 MAIL ADDRESS: STREET 1: 40 EAST 52ND STREET CITY: NEW YORK STATE: NY ZIP: 10022 FORMER COMPANY: FORMER CONFORMED NAME: BlackRock, Inc. DATE OF NAME CHANGE: 20060929 FORMER COMPANY: FORMER CONFORMED NAME: New BlackRock, Inc. DATE OF NAME CHANGE: 20060601 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: AUDET PAUL CENTRAL INDEX KEY: 0001210401 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33099 FILM NUMBER: 08568963 BUSINESS ADDRESS: STREET 1: C/O BLACKROCK FINANCIAL MANAGEMENT INC. STREET 2: 40 EAST 52ND STREET CITY: NEW YORK STATE: NY ZIP: 10022 MAIL ADDRESS: STREET 1: C/O BLACKROCK FINANCIAL MANAGEMENT STREET 2: 40 EAST 52ND STREET CITY: NEW YORK STATE: NY ZIP: 10022 4 1 doc4.xml FORM 4 SUBMISSION X0202 4 2008-01-30 0 0001364742 BlackRock Inc. BLK 0001210401 AUDET PAUL BLACKROCK, INC. 40 EAST 52ND STREET NEW YORK NY 10022 0 1 0 0 Acting Chief Financial Officer Shares of Common Stock (par value $0.01 per share) 2008-01-30 4 M 0 30000 43.3125 A 161005 D Shares of Common Stock (par value $0.01 per share) 2008-01-30 4 S 0 100 223.82 D 160905 D Shares of Common Stock (par value $0.01 per share) 2008-01-30 4 S 0 1500 224.24 D 159405 D Shares of Common Stock (par value $0.01 per share) 2008-01-30 4 S 0 100 224.28 D 159305 D Shares of Common Stock (par value $0.01 per share) 2008-01-30 4 S 0 1000 224.30 D 158305 D Shares of Common Stock (par value $0.01 per share) 2008-01-30 4 S 0 700 224.31 D 157605 D Shares of Common Stock (par value $0.01 per share) 2008-01-30 4 S 0 200 224.38 D 157405 D Shares of Common Stock (par value $0.01 per share) 2008-01-30 4 S 0 100 224.42 D 157305 D Shares of Common Stock (par value $0.01 per share) 2008-01-30 4 S 0 100 224.49 D 157205 D Shares of Common Stock (par value $0.01 per share) 2008-01-30 4 S 0 400 224.53 D 156805 D Shares of Common Stock (par value $0.01 per share) 2008-01-30 4 S 0 100 224.54 D 156705 D Shares of Common Stock (par value $0.01 per share) 2008-01-30 4 S 0 700 224.55 D 156005 D Shares of Common Stock (par value $0.01 per share) 2008-01-30 4 S 0 300 224.59 D 155705 D Shares of Common Stock (par value $0.01 per share) 2008-01-30 4 S 0 600 224.62 D 155105 D Shares of Common Stock (par value $0.01 per share) 2008-01-30 4 S 0 200 224.63 D 154905 D Shares of Common Stock (par value $0.01 per share) 2008-01-30 4 S 0 100 224.81 D 154805 D Shares of Common Stock (par value $0.01 per share) 2008-01-30 4 S 0 1500 224.85 D 153305 D Shares of Common Stock (par value $0.01 per share) 2008-01-30 4 S 0 300 225.00 D 153005 D Shares of Common Stock (par value $0.01 per share) 2008-01-30 4 S 0 1100 225.10 D 151905 D Shares of Common Stock (par value $0.01 per share) 2008-01-30 4 S 0 100 225.13 D 151805 D Shares of Common Stock (par value $0.01 per share) 2008-01-30 4 S 0 100 225.14 D 151705 D Shares of Common Stock (par value $0.01 per share) 2008-01-30 4 S 0 200 225.15 D 151505 D Shares of Common Stock (par value $0.01 per share) 2008-01-30 4 S 0 3600 225.25 D 147905 D Shares of Common Stock (par value $0.01 per share) 2008-01-30 4 S 0 500 225.30 D 147405 D Shares of Common Stock (par value $0.01 per share) 2008-01-30 4 S 0 100 225.31 D 147305 D Shares of Common Stock (par value $0.01 per share) 2008-01-30 4 S 0 300 225.36 D 147005 D Shares of Common Stock (par value $0.01 per share) 2008-01-30 4 S 0 500 225.50 D 146505 D Shares of Common Stock (par value $0.01 per share) 2008-01-30 4 S 0 1000 225.75 D 145505 D Shares of Common Stock (par value $0.01 per share) 2008-01-30 4 S 0 3000 226.00 D 142505 D Shares of Common Stock (par value $0.01 per share) 2008-01-30 4 S 0 200 226.15 D 142305 D Employee Stock Option (right to buy) 43.3125 2008-01-30 4 M 0 30000 0.00 A 2010-12-15 Common Stock (par value $0.01 per share) 30000 0 D Includes (i) 1,105 Restricted Stock Units granted under the BlackRock, Inc. 1999 Stock Award and Incentive Plan (the "Incentive Plan") vesting on 1/31/09, (ii) 1,346 Restricted Stock Units vesting in equal installments on 1/31/09 and 1/31/10, and (iii) 2,701 Restricted Stock Units vesting in installments on 1/31/09, 1/31/10, and 1/31/11. Each Restricted Stock Unit is payable solely by delivery of an equal number of shares of common stock. These options vested in two equal installments on 12/15/03 and 12/15/04. This form is being filed in two parts (1 of 2). /s/ Daniel R. Waltcher as Attorney-in-Fact for Paul Audet 2008-02-01 -----END PRIVACY-ENHANCED MESSAGE-----