0001275283-16-000207.txt : 20161004 0001275283-16-000207.hdr.sgml : 20161004 20161004125422 ACCESSION NUMBER: 0001275283-16-000207 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160930 FILED AS OF DATE: 20161004 DATE AS OF CHANGE: 20161004 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: REYNOLDS AMERICAN INC CENTRAL INDEX KEY: 0001275283 STANDARD INDUSTRIAL CLASSIFICATION: CIGARETTES [2111] IRS NUMBER: 200546644 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 401 NORTH MAIN ST CITY: WINSTON SALEM STATE: NC ZIP: 27102 BUSINESS PHONE: 3367412000 MAIL ADDRESS: STREET 1: 401 NORTH MAIN ST CITY: WINSTON SALEM STATE: NC ZIP: 27102 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KOEPPEL HOLLY K CENTRAL INDEX KEY: 0001210399 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32258 FILM NUMBER: 161917916 MAIL ADDRESS: STREET 1: 401 NORTH MAIN STREET CITY: WINSTON-SALEM STATE: NC ZIP: 27101 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2016-09-30 0001275283 REYNOLDS AMERICAN INC RAI 0001210399 KOEPPEL HOLLY K 401 NORTH MAIN STREET WINSTON-SALEM NC 27101 1 0 0 0 Phantom Stock Units 0 2016-09-30 4 A 0 206.88 0 A Common Stock 206.88 112835.61 D Phantom Stock Units 0 2016-09-30 4 A 0 620.64 48.337 A Common Stock 620.64 18800.03 D One Unit represents one share of Common Stock. Under the Equity Incentive Award Plan for Directors, eligible directors of the Issuer are awarded Units on a quarterly basis. Units bear quarterly dividends at the same rate as Issuer's Common Stock, but the dividends are paid in the form of additional Units. Units generally are payable upon termination of the director's service with the Issuer. Includes 1093.25 additional Units paid as dividends on October 3, 2016. Director has deferred her cash compensation into Units under the Deferred Compensation Plan for Directors. Units bear quarterly dividends at the same rate as Issuer's Common Stock, but the dividends are paid in the form of additional Units. Includes 176.46 additional Units paid as dividends on October 3, 2016. McDara P. Folan, III, Attorney-in-fact 2016-10-04