0001209191-16-149078.txt : 20161109 0001209191-16-149078.hdr.sgml : 20161109 20161109165300 ACCESSION NUMBER: 0001209191-16-149078 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161107 FILED AS OF DATE: 20161109 DATE AS OF CHANGE: 20161109 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CommScope Holding Company, Inc. CENTRAL INDEX KEY: 0001517228 STANDARD INDUSTRIAL CLASSIFICATION: RADIO & TV BROADCASTING & COMMUNICATIONS EQUIPMENT [3663] IRS NUMBER: 274332098 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1100 COMMSCOPE PLACE, SE CITY: HICKORY STATE: NC ZIP: 28602 BUSINESS PHONE: 828-324-2200 MAIL ADDRESS: STREET 1: 1100 COMMSCOPE PLACE, SE CITY: HICKORY STATE: NC ZIP: 28602 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WYATT FRANK B II CENTRAL INDEX KEY: 0001210255 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36146 FILM NUMBER: 161984916 MAIL ADDRESS: STREET 1: P O BOX 1729 CITY: HICKORY STATE: NC ZIP: 28603-1729 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2016-11-07 0 0001517228 CommScope Holding Company, Inc. COMM 0001210255 WYATT FRANK B II C/O COMMSCOPE HOLDING COMPANY, INC. 1100 COMMSCOPE PLACE, SE HICKORY NC 28602 0 1 0 0 SVP, General Counsel & Sec Common Stock 2016-11-07 4 M 0 7300 8.55 A 50977 D Common Stock 2016-11-07 4 S 0 7300 33.0085 D 43677 D Common Stock 2016-11-08 4 M 0 2000 8.55 A 45677 D Common Stock 2016-11-08 4 S 0 2000 33.00 D 43677 D Common Stock 2016-11-09 4 M 0 1100 8.55 A 44777 D Common Stock 2016-11-09 4 S 0 1100 34.0109 D 43677 D Stock Option (Right to Buy) 8.55 2016-11-07 4 M 0 7300 0.00 D 2011-01-14 2020-01-20 Common Stock 7300 57368 D Stock Option (Right to Buy) 8.55 2016-11-08 4 M 0 2000 0.00 D 2011-01-14 2020-01-20 Common Stock 2000 55368 D Stock Option (Right to Buy) 8.55 2016-11-09 4 M 0 1100 0.00 D 2011-01-14 2020-01-20 Common Stock 1100 54268 D The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 5, 2016. As previously reported, includes (a) 9,823 restricted stock units that were granted on 02/23/2016 and will vest in three equal installments on 02/23/2017, 02/23/2018, and 02/23/2019; and (b) 5,058 restricted stock units that were granted on 02/24/2015 and will vest ratably on 02/24/2017 and 02/24/2018, each subject to the reporting person's continued employment with the issuer. The price shown is the weighted average prices of the shares sold in this transaction. The price range for this transaction is $33.00 to $33.05. The reporting person undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price for this transaction. The price shown is the weighted average price of the shares sold in this transaction. The price range for this transaction is $34.00 to $34.04. The reporting person undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price for this transaction. /s/Frank B. Wyatt, II 2016-11-09