0001209191-18-064001.txt : 20181221 0001209191-18-064001.hdr.sgml : 20181221 20181221191029 ACCESSION NUMBER: 0001209191-18-064001 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20181220 FILED AS OF DATE: 20181221 DATE AS OF CHANGE: 20181221 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MARTIN BRADLEY CENTRAL INDEX KEY: 0001209743 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33776 FILM NUMBER: 181250942 MAIL ADDRESS: STREET 1: C/O ODYSSEY RE HOLDINGS CORP. STREET 2: 300 FIRST STAMFORD PLACE CITY: STAMFORD STATE: CT ZIP: 06902 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Resolute Forest Products Inc. CENTRAL INDEX KEY: 0001393066 STANDARD INDUSTRIAL CLASSIFICATION: PAPER MILLS [2621] IRS NUMBER: 980526415 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 111 DUKE STREET STREET 2: SUITE 5000 CITY: MONTREAL STATE: A8 ZIP: H3C 2MI BUSINESS PHONE: 514-875-2515 MAIL ADDRESS: STREET 1: 111 DUKE STREET STREET 2: SUITE 5000 CITY: MONTREAL STATE: A8 ZIP: H3C 2MI FORMER COMPANY: FORMER CONFORMED NAME: AbitibiBowater Inc. DATE OF NAME CHANGE: 20070313 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2018-12-20 0 0001393066 Resolute Forest Products Inc. RFP 0001209743 MARTIN BRADLEY 111 ROBERT-BOURASSA BOULEVARD SUITE 5000 MONTREAL A8 H3C 2M1 QUEBEC, CANADA 1 0 0 0 Deferred Stock Units 2018-12-20 4 A 0 29264.66 0.00 A Common Stock 29264.66 195682.66 D Deferred Stock Units 2018-12-20 4 A 0 1688.69 0.00 A Common Stock 1688.69 11291.69 D Dividend Equivalent Units 2018-12-20 4 A 0 8972.92 0.00 A Common Stock 8972.92 8972.92 D Represents additional Deferred Stock Units (DSUs) resulting from the adjustment pursuant to the terms of Resolute Forest Products Equity Incentive Plan on December 20, 2018 of outstanding unvested DSUs in connection with the payment of the special cash dividend approved by the board of directors of Resolute Forest Products, Inc. (the "Company") on October 31, 2018. These additional DSUs are subject to the original vesting schedule in place with respect to the underlying DSUs. Vested DSUs will settle and become payable in cash after the earliest of (i) death or (ii) December 15 of the year following the year of the reporting person's termination of service (subject to earlier settlement in certain circumstances). Represents additional DSUs resulting from the adjustment pursuant to the terms of Resolute Forest Products Equity Incentive Plan on December 20, 2018 of outstanding unvested DSUs in connection with the payment of the special cash dividend approved by the Company's board of directors on October 31, 2018. These additional DSUs are subject to the original vesting schedule in place with respect to the underlying DSUs. Each DSU represents the right to receive the economic equivalent of one share of Company common stock in cash upon settlement. The vested DSUs will settle in cash after the earliest of (i) death, (ii) disability or (iii) December 15 of the year following the year of the reporting person's termination of service (subject to earlier settlement in certain circumstances) The Dividend Equivalent Units (DEUs) accrued on outstanding unvested DSUs pursuant to the terms of the Resolute Forest Products Equity Incentive Plan in connection with the payment on December 20, 2018 of the special dividend approved by the Company's board of directors on October 31, 2018. These DEUs are subject to the original vesting schedule in place with respect to the underlying DSUs and will settle in cash after the earliest of (i) death, (ii) disability or (iii) December 15 of the year following the year of the reporting person's termination of service (subject to earlier settlement in certain circumstances). /s/ Stephanie Leclaire, as attorney-in-fact 2018-12-21