0001227025-21-000057.txt : 20210406
0001227025-21-000057.hdr.sgml : 20210406
20210406205755
ACCESSION NUMBER: 0001227025-21-000057
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210405
FILED AS OF DATE: 20210406
DATE AS OF CHANGE: 20210406
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SOPHIE MICHAEL J
CENTRAL INDEX KEY: 0001209534
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35061
FILM NUMBER: 21810455
MAIL ADDRESS:
STREET 1: C/O UTSTARCOM INC.
STREET 2: 1275 HARBOR BAY PARKWAY
CITY: ALAMEDA
STATE: CA
ZIP: 94502
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: NEOPHOTONICS CORP
CENTRAL INDEX KEY: 0001227025
STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674]
IRS NUMBER: 943253730
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 3081 ZANKER ROAD
CITY: SAN JOSE
STATE: CA
ZIP: 95134
BUSINESS PHONE: 4082329200
MAIL ADDRESS:
STREET 1: 3081 ZANKER ROAD
CITY: SAN JOSE
STATE: CA
ZIP: 95134
4
1
edgardoc.xml
PRIMARY DOCUMENT
X0306
4
2021-04-05
0
0001227025
NEOPHOTONICS CORP
NPTN
0001209534
SOPHIE MICHAEL J
3081 ZANKER RD
SAN JOSE
CA
95134
1
0
0
0
Common Stock
2021-04-05
4
S
0
10854
12.7001
D
25326
D
Common Stock
2021-04-05
4
S
0
6732
12.6961
D
18594
D
Sale pursuant to a trading plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.
By: /s/ Barbara Rogan, Attorney-in-Fact For: Michael J Sophie
2021-04-06