0000950103-21-009933.txt : 20210701 0000950103-21-009933.hdr.sgml : 20210701 20210701202332 ACCESSION NUMBER: 0000950103-21-009933 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210609 FILED AS OF DATE: 20210701 DATE AS OF CHANGE: 20210701 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: VELLI JOSEPH M CENTRAL INDEX KEY: 0001209494 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38980 FILM NUMBER: 211067746 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AssetMark Financial Holdings, Inc. CENTRAL INDEX KEY: 0001591587 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 300774039 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1655 GRANT STREET, 10TH FLOOR CITY: CONCORD STATE: CA ZIP: 94520 BUSINESS PHONE: 800-664-5345 MAIL ADDRESS: STREET 1: 1655 GRANT STREET, 10TH FLOOR CITY: CONCORD STATE: CA ZIP: 94520 FORMER COMPANY: FORMER CONFORMED NAME: AqGen Liberty Management II, Inc. DATE OF NAME CHANGE: 20131108 4 1 dp153818_4-velli.xml FORM 4 X0306 4 2021-06-09 0 0001591587 AssetMark Financial Holdings, Inc. AMK 0001209494 VELLI JOSEPH M C/O ASSETMARK FINANCIAL HOLDINGS, INC. 1655 GRANT STREET, 10TH FLOOR CONCORD CA 94520 1 0 0 0 Common stock 2021-06-09 4 A 0 5047 0 A 9923 D Consists of restricted stock units that vest in full on the first anniversary of the date of grant and settle in shares of common stock of the issuer. /s/ Ted Angus, as Attorney-in-Fact, for Joseph M. Velli 2021-07-01