-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, K7DnV2ZGYd3wqqSFOTq+//wr8sHzYRnu0pgEUoaMGreg0/cQSN70klzNm2zx/dhZ 4cBDwoZHvFPDjfISAacYnA== 0001390777-07-000021.txt : 20070705 0001390777-07-000021.hdr.sgml : 20070704 20070705091607 ACCESSION NUMBER: 0001390777-07-000021 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070701 FILED AS OF DATE: 20070705 DATE AS OF CHANGE: 20070705 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Bank of New York Mellon CORP CENTRAL INDEX KEY: 0001390777 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 000000000 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE WALL STREET CITY: NEW YORK STATE: NY ZIP: 10286 BUSINESS PHONE: 212-495-1784 MAIL ADDRESS: STREET 1: ONE WALL STREET CITY: NEW YORK STATE: NY ZIP: 10286 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: VAN SAUN BRUCE W CENTRAL INDEX KEY: 0001209493 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-52710 FILM NUMBER: 07963302 BUSINESS ADDRESS: STREET 1: BANK OF NEW YORK STREET 2: ONE WALL STREET CITY: NEW YORK STATE: NY ZIP: 10286 4 1 doc.xml PRIMARY DOCUMENT X0202 4 2007-07-01 0001390777 Bank of New York Mellon CORP BK 0001209493 VAN SAUN BRUCE W ONE WALL STREET NEW YORK NY 12860 0 1 0 0 Vice Chairman and CFO 1/12/99 Stock Options $35.56 37.7 2007-07-01 4 A 0 94340 37.7 A 2007-07-01 2009-01-12 Common Stock (Par Value $0.01) 94340 94340 D 2/11/03 Stock Options $23.13 24.52 2007-07-01 4 A 0 212265 24.52 A 2007-07-01 2013-02-11 Common Stock (Par Value $0.01) 212265 212265 D 2/13/01 Stock Options $54.02 57.26 2007-07-01 4 A 0 117925 57.26 A 2007-07-01 2011-02-13 Common Stock (Par Value $0.01) 117925 117925 D 2/8/00 Stock Options $39.31 41.67 2007-07-01 4 A 0 141510 41.67 A 2007-07-01 2010-02-08 Common Stock (Par Value $0.01) 141510 141510 D 3/12/02 Stock Options $41.85 44.36 2007-07-01 4 A 0 198114 44.36 A 2007-07-01 2012-03-12 Common Stock (Par Value $0.01) 198114 198114 D 3/13/2007 Stock Options $38.11 40.4 2007-07-01 4 A 0 191042 40.4 A 2008-03-13 2017-03-13 Common Stock (Par Value $0.01) 191042 191042 D 3/14/06 Stock Options $34.99 34.99 2007-07-01 4 A 0 141510 34.99 A 2007-07-01 2016-03-14 Common Stock (Par Value $0.01) 141510 141510 D 3/4/04 Stock Options $33.09 35.08 2007-07-01 4 A 0 132076 35.08 A 2007-07-01 2014-03-04 Common Stock (Par Value $0.01) 132076 132076 D 3/9/2005 Stock Options $30.39 32.21 2007-07-01 4 A 0 113208 32.21 A 2007-07-01 2015-03-09 Common Stock (Par Value $0.01) 113208 113208 D 4/2/2007 Stock Options $40.41 42.83 2007-07-01 4 A 0 67217 42.83 A 2008-04-02 2017-04-02 Common Stock (Par Value $0.01) 67217 67217 D Restricted Stock Units 42.83 2007-07-01 4 A 0 22406 42.83 A 2010-04-02 2010-04-02 Common Stock (Par Value $0.01) 22406 22406 D Acquired in exchange for restricted stock units of The Bank of New York Mellon Corporation ("BNY Mellon") pursuant to the merger of The Bank of New York Company, Inc. ("BNY") into BNY Mellon. The exchange ratio in the merger was .9434 shares of BNY Mellon for each share of BNY. Acquired in exchange for options of The Bank of New York Mellon Corporation ("BNY Mellon") pursuant to the merger of The Bank of New York Company, Inc. ("BNY") into BNY Mellon. The exchange ratio in the merger was .9434 shares of BNY Mellon for each share of BNY. Bart R. Schwartz 2007-07-03 -----END PRIVACY-ENHANCED MESSAGE-----