-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, MJTY5KfCWyt/hkcla3P/H6l/qMail+1xxcxxQR0T8UWb+wwH1LeecbFtYrwdH04g EZcfyNyMD2l8ZN9Gt4HYNw== 0001181431-09-014794.txt : 20090310 0001181431-09-014794.hdr.sgml : 20090310 20090310161207 ACCESSION NUMBER: 0001181431-09-014794 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090309 FILED AS OF DATE: 20090310 DATE AS OF CHANGE: 20090310 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ROGAN BRIAN G CENTRAL INDEX KEY: 0001209491 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-52710 FILM NUMBER: 09669662 BUSINESS ADDRESS: STREET 1: BANK OF NEW YORK STREET 2: ONE WALL STREET CITY: NEW YORK STATE: NY ZIP: 10286 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Bank of New York Mellon CORP CENTRAL INDEX KEY: 0001390777 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 000000000 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE WALL STREET CITY: NEW YORK STATE: NY ZIP: 10286 BUSINESS PHONE: 212-495-1784 MAIL ADDRESS: STREET 1: ONE WALL STREET CITY: NEW YORK STATE: NY ZIP: 10286 4 1 rrd236631.xml FORM4 BROGAN 030909 X0303 4 2009-03-09 0 0001390777 Bank of New York Mellon CORP BK 0001209491 ROGAN BRIAN G ONE WALL STREET NEW YORK NY 10286 0 1 0 0 Sr. Executive Vice President Common Stock 2009-03-09 4 A 0 41732 18.02 A 498266.7622 D Common Stock 2945.647 I By 401(k) Plan EMP OPT-Right to Buy-Type NQ 3/9/09 18.02 2009-03-09 4 A 0 149018 A 2010-03-09 2019-03-08 Common Stock 149018 149018 D Award of Restricted Stock pursuant to The Bank of New York Mellon Corporation Long-Term Incentive Plan. The Company may reduce, delay vesting, revoke, cancel, claw back or impose different terms and conditions, and/or pay the award in an alternate form for any individual who is one of its senior executive officers or most highly compensated employees under the American Recovery and Reinvestment Act of 2009 ("ARRA") if the Company deems it necessary or advisable to do so in order to comply with the Emergency Economic Stabilization Act of 2008 ("EESA") or other applicable law or regulation. Cliff vests on March 9, 2012. Represents number of shares of common stock held indirectly in employer's stock fund in The Bank of New York Company, Inc. Employee Savings and Investment Plan, a 401(k) Plan, as of December 31, 2008. Option grant which becomes exercisable in annual installments of one-fourth each beginning on date indicated. The Company may reduce, delay vesting, revoke, cancel, claw back or impose different terms and conditions, and/or pay the award in an alternate form for any individual who is one of its senior executive officers or most highly compensated employees under ARRA if the Company deems it necessary or advisable to do so in order to comply with EESA or other applicable law or regulation. Not Applicable. /s/ Arlie R. Nogay, Attorney-in-Fact 2009-03-10 -----END PRIVACY-ENHANCED MESSAGE-----