0001225208-19-014762.txt : 20191122
0001225208-19-014762.hdr.sgml : 20191122
20191122102104
ACCESSION NUMBER: 0001225208-19-014762
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20191121
FILED AS OF DATE: 20191122
DATE AS OF CHANGE: 20191122
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: PERNA THOMAS J
CENTRAL INDEX KEY: 0001209487
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33220
FILM NUMBER: 191239035
MAIL ADDRESS:
STREET 1: 89 ROBBINS AVENUE
CITY: BERKELEY HEIGHTS
STATE: NJ
ZIP: 07922
FORMER NAME:
FORMER CONFORMED NAME: PERNA THOMAS A
DATE OF NAME CHANGE: 20021210
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: BROADRIDGE FINANCIAL SOLUTIONS, INC.
CENTRAL INDEX KEY: 0001383312
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389]
IRS NUMBER: 331151291
FISCAL YEAR END: 0630
BUSINESS ADDRESS:
STREET 1: 5 DAKOTA DRIVE
CITY: LAKE SUCCESS
STATE: NY
ZIP: 11042
BUSINESS PHONE: 516-472-5400
MAIL ADDRESS:
STREET 1: 5 DAKOTA DRIVE
CITY: LAKE SUCCESS
STATE: NY
ZIP: 11042
FORMER COMPANY:
FORMER CONFORMED NAME: BROADRIDGE FINANCIAL SOLUTIONS, LLC
DATE OF NAME CHANGE: 20070126
FORMER COMPANY:
FORMER CONFORMED NAME: BSG LLC
DATE OF NAME CHANGE: 20061212
4
1
doc4.xml
X0306
4
2019-11-21
0001383312
BROADRIDGE FINANCIAL SOLUTIONS, INC.
BR
0001209487
PERNA THOMAS J
5 DAKOTA DRIVE
LAKE SUCCESS
NY
11042
1
Common Stock
2019-11-21
4
M
0
15100.0000
21.9400
A
36127.0000
D
Common Stock
2019-11-21
4
S
0
7680.0000
121.5699
D
28447.0000
D
Stock Option (Right to Buy)
21.9400
2019-11-21
4
M
0
15100.0000
0.0000
D
2010-05-12
2020-05-12
Common Stock
15100.0000
0.0000
D
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $121.20 - $121.895, inclusive. The reporting person undertakes to provide to Broadridge Financial Solutions, Inc., any shareholder of Broadridge Financial Solutions, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4.
Adam D. Amsterdam, Power of Attorney
2019-11-22