0001225208-19-006493.txt : 20190405
0001225208-19-006493.hdr.sgml : 20190405
20190405095116
ACCESSION NUMBER: 0001225208-19-006493
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190403
FILED AS OF DATE: 20190405
DATE AS OF CHANGE: 20190405
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: PERNA THOMAS J
CENTRAL INDEX KEY: 0001209487
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33220
FILM NUMBER: 19733678
MAIL ADDRESS:
STREET 1: 89 ROBBINS AVENUE
CITY: BERKELEY HEIGHTS
STATE: NJ
ZIP: 07922
FORMER NAME:
FORMER CONFORMED NAME: PERNA THOMAS A
DATE OF NAME CHANGE: 20021210
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: BROADRIDGE FINANCIAL SOLUTIONS, INC.
CENTRAL INDEX KEY: 0001383312
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0630
BUSINESS ADDRESS:
STREET 1: 5 DAKOTA DRIVE
CITY: LAKE SUCCESS
STATE: NY
ZIP: 11042
BUSINESS PHONE: 516-472-5400
MAIL ADDRESS:
STREET 1: 5 DAKOTA DRIVE
CITY: LAKE SUCCESS
STATE: NY
ZIP: 11042
FORMER COMPANY:
FORMER CONFORMED NAME: BROADRIDGE FINANCIAL SOLUTIONS, LLC
DATE OF NAME CHANGE: 20070126
FORMER COMPANY:
FORMER CONFORMED NAME: BSG LLC
DATE OF NAME CHANGE: 20061212
4
1
doc4.xml
X0306
4
2019-04-03
0001383312
BROADRIDGE FINANCIAL SOLUTIONS, INC.
BR
0001209487
PERNA THOMAS J
5 DAKOTA DRIVE
LAKE SUCCESS
NY
11042
1
Common Stock
2019-04-03
4
A
0
68.0000
0.0000
A
20256.0000
D
The reported transaction reflects the award of additional Deferred Stock Units under Broadridge's 2018 Omnibus Award Plan in connection with the payment of Broadridge's regular quarterly dividend on the common stock underlying the Deferred Stock Units previously issued in lieu of cash compensation under the Director Deferred Compensation Program (the "DCUs"). This amount represents a like number of shares of Broadridge common stock. The DCUs vest in full upon grant and will settle in shares of Broadridge common stock commencing with the director's separation from service with Broadridge.
Adam D. Amsterdam, Power of Attorney
2019-04-05