0001225208-18-015421.txt : 20181113
0001225208-18-015421.hdr.sgml : 20181113
20181113102858
ACCESSION NUMBER: 0001225208-18-015421
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20181108
FILED AS OF DATE: 20181113
DATE AS OF CHANGE: 20181113
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: PERNA THOMAS J
CENTRAL INDEX KEY: 0001209487
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33220
FILM NUMBER: 181176001
MAIL ADDRESS:
STREET 1: 89 ROBBINS AVENUE
CITY: BERKELEY HEIGHTS
STATE: NJ
ZIP: 07922
FORMER NAME:
FORMER CONFORMED NAME: PERNA THOMAS A
DATE OF NAME CHANGE: 20021210
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: BROADRIDGE FINANCIAL SOLUTIONS, INC.
CENTRAL INDEX KEY: 0001383312
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0630
BUSINESS ADDRESS:
STREET 1: 5 DAKOTA DRIVE
CITY: LAKE SUCCESS
STATE: NY
ZIP: 11042
BUSINESS PHONE: 516-472-5400
MAIL ADDRESS:
STREET 1: 5 DAKOTA DRIVE
CITY: LAKE SUCCESS
STATE: NY
ZIP: 11042
FORMER COMPANY:
FORMER CONFORMED NAME: BROADRIDGE FINANCIAL SOLUTIONS, LLC
DATE OF NAME CHANGE: 20070126
FORMER COMPANY:
FORMER CONFORMED NAME: BSG LLC
DATE OF NAME CHANGE: 20061212
4
1
doc4.xml
X0306
4
2018-11-08
0001383312
BROADRIDGE FINANCIAL SOLUTIONS, INC.
BR
0001209487
PERNA THOMAS J
5 DAKOTA DRIVE
LAKE SUCCESS
NY
11042
1
Common Stock
2018-11-08
4
A
0
630.0000
0.0000
A
20110.0000
D
Stock Option (Right to Buy)
107.5200
2018-11-08
4
A
0
2801.0000
0.0000
A
2018-11-08
2028-11-08
Common Stock
2801.0000
2801.0000
D
The reported transaction reflects the grant of Deferred Stock Units under Broadridge's 2007 Omnibus Award Plan and represents a like number of shares of Broadridge common stock. The Deferred Stock Units vest in full upon grant and will settle in shares of Broadridge common stock upon the director's separation from service with Broadridge.
Stock options vest immediately upon grant.
Adam D. Amsterdam, Power of Attorney
2018-11-13