0001225208-16-042361.txt : 20161129 0001225208-16-042361.hdr.sgml : 20161129 20161129170528 ACCESSION NUMBER: 0001225208-16-042361 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161117 FILED AS OF DATE: 20161129 DATE AS OF CHANGE: 20161129 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BROADRIDGE FINANCIAL SOLUTIONS, INC. CENTRAL INDEX KEY: 0001383312 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 5 DAKOTA DRIVE CITY: LAKE SUCCESS STATE: NY ZIP: 11042 BUSINESS PHONE: 516-472-5400 MAIL ADDRESS: STREET 1: 5 DAKOTA DRIVE CITY: LAKE SUCCESS STATE: NY ZIP: 11042 FORMER COMPANY: FORMER CONFORMED NAME: BROADRIDGE FINANCIAL SOLUTIONS, LLC DATE OF NAME CHANGE: 20070126 FORMER COMPANY: FORMER CONFORMED NAME: BSG LLC DATE OF NAME CHANGE: 20061212 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PERNA THOMAS J CENTRAL INDEX KEY: 0001209487 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-33220 FILM NUMBER: 162023393 MAIL ADDRESS: STREET 1: 89 ROBBINS AVENUE CITY: BERKELEY HEIGHTS STATE: NJ ZIP: 07922 FORMER NAME: FORMER CONFORMED NAME: PERNA THOMAS A DATE OF NAME CHANGE: 20021210 4/A 1 doc4a.xml X0306 4/A 2016-11-17 2016-11-18 0001383312 BROADRIDGE FINANCIAL SOLUTIONS, INC. BR 0001209487 PERNA THOMAS J 5 DAKOTA DRIVE LAKE SUCCESS NY 11042 1 Stock Option (Right to Buy) 64.8900 2016-11-17 4 A 0 4753.0000 0.0000 A 2016-11-17 2026-11-17 Common Stock 4753.0000 4753.0000 D This amendment is filed to correct the exercise price of the stock options to $64.89. Stock options vest immediately upon grant. Adam D. Amsterdam, Power of Attorney 2016-11-29