-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Uzoz8YPSh5DOOyXsMeksTmWkLxcRUAT6OJ5rhdmsUPffo6XxWTNx3bhzhCiWcA60 Z6bIoqyWfmLsXHrvj0j45Q== 0001390777-07-000012.txt : 20070703 0001390777-07-000012.hdr.sgml : 20070703 20070703212610 ACCESSION NUMBER: 0001390777-07-000012 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070701 FILED AS OF DATE: 20070703 DATE AS OF CHANGE: 20070703 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Bank of New York Mellon CORP CENTRAL INDEX KEY: 0001390777 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 000000000 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE WALL STREET CITY: NEW YORK STATE: NY ZIP: 10286 BUSINESS PHONE: 212-495-1784 MAIL ADDRESS: STREET 1: ONE WALL STREET CITY: NEW YORK STATE: NY ZIP: 10286 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MONKS DONALD R CENTRAL INDEX KEY: 0001209485 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-52710 FILM NUMBER: 07963058 BUSINESS ADDRESS: STREET 1: BANK OF NEW YORK STREET 2: ONE WALL STREET CITY: NEW YORK STATE: NY ZIP: 10286 4 1 doc.xml PRIMARY DOCUMENT X0202 4 2007-07-01 0001390777 Bank of New York Mellon CORP BK 0001209485 MONKS DONALD R ONE WALL STREET NEW YORK NY 10286 0 1 0 0 Vice Chairman Common Stock (Par Value $0.01) 2007-07-01 4 A 0 345454.8226 41.5096 A 345454.8226 D Common Stock (Par Value $0.01) 2007-07-01 4 A 0 84134.083 41.5096 A 84134.083 I By 401(k) Plan 1/12/99 Stock Options $35.56 37.7 2007-07-01 4 A 0 94340 37.7 A 2007-07-01 2009-01-12 Common Stock (Par Value $0.01) 94340 94340 D 1/13/98 Stock Options $27.47 29.12 2007-07-01 4 A 0 37736 29.12 A 2007-07-01 2008-01-13 Common Stock (Par Value $0.01) 37736 37736 D 2/11/03 Stock Options $23.13 24.52 2007-07-01 4 A 0 306605 24.52 A 2007-07-01 2013-02-11 Common Stock (Par Value $0.01) 306605 306605 D 2/13/01 Stock Options $54.02 57.26 2007-07-01 4 A 0 127359 57.26 A 2007-07-01 2011-02-13 Common Stock (Par Value $0.01) 127359 127359 D 2/8/00 Stock Options $39.31 41.67 2007-07-01 4 A 0 141510 41.67 A 2007-07-01 2010-02-08 Common Stock (Par Value $0.01) 141510 141510 D 3/12/02 Stock Options $41.85 44.36 2007-07-01 4 A 0 235850 44.36 A 2007-07-01 2012-03-12 Common Stock (Par Value $0.01) 235850 235850 D 3/13/2007 Stock Options $38.11 38.11 2007-07-01 4 A 0 111151 38.11 A 2008-03-13 2017-03-13 Common Stock (Par Value $0.01) 111151 111151 D 3/14/06 Stock Options $34.99 37.09 2007-07-01 4 A 0 141510 27.09 A 2007-07-01 2017-03-14 Common Stock (Par Value $0.01) 141510 141510 D 3/4/04 Stock Options $33.09 35.08 2007-07-01 4 A 0 141510 35.08 A 2007-07-01 2014-03-04 Common Stock (Par Value $0.01) 141510 141510 D 3/9/2005 Stock Options $30.39 32.21 2007-07-01 4 A 0 141510 32.21 A 2007-07-01 2015-03-09 Common Stock (Par Value $0.01) 141510 141510 D 4/2/2007 Stock Options $40.41 42.83 2007-07-01 4 A 0 55189 42.83 A 2008-04-02 2018-04-02 Common Stock (Par Value $0.01) 55189 55189 D Restricted Stock Units 42.83 2007-07-01 4 A 0 18396 42.83 A 2010-04-02 2010-04-02 Common Stock (Par Value $0.01) 18396 18396 D Acquired in exchange for shares of The Bank of New York Mellon Corporation ("BNY Mellon") pursuant to the merger of The Bank of New York Company, Inc. ("BNY") into BNY Mellon. The exchange ratio in the merger was .9434 shares of BNY Mellon for each share of BNY, with fractional shares paid in cash under the merger agreement at a price of $41.5096 per share, except in the case of certain benefit plans, as to which fractional shares will be rolled over. Acquired in exchange for restricted stock units of The Bank of New York Mellon Corporation ("BNY Mellon") pursuant to the merger of The Bank of New York Company, Inc. ("BNY") into BNY Mellon. The exchange ratio in the merger was .9434 shares of BNY Mellon for each share of BNY. Represents number of stock units held indirectly in employer's stock fund in The Bank of New York Mellon Corporation ("BNY Mellon")Employee Savings and Investment Plan, a 401(k) Plan, as of July 1, 2007. These units were acquired in exchange for stock units of The Bank of New York Company, Inc. ("BNY") pursuant to the merger of BNY into BNY Mellon. Acquired in exchange for options of The Bank of New York Mellon Corporation ("BNY Mellon") pursuant to the merger of The Bank of New York Company, Inc. ("BNY") into BNY Mellon. The exchange ratio in the merger was .9434 shares of BNY Mellon for each share of BNY. Bart R. Schwartz 2007-07-03 -----END PRIVACY-ENHANCED MESSAGE-----