0001181431-13-058812.txt : 20131113 0001181431-13-058812.hdr.sgml : 20131113 20131113174024 ACCESSION NUMBER: 0001181431-13-058812 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20131111 FILED AS OF DATE: 20131113 DATE AS OF CHANGE: 20131113 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Bank of New York Mellon Corp CENTRAL INDEX KEY: 0001390777 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE WALL STREET, 31ST FLOOR CITY: NEW YORK STATE: NY ZIP: 10286 BUSINESS PHONE: 212-495-1784 MAIL ADDRESS: STREET 1: ONE WALL STREET, 31ST FLOOR CITY: NEW YORK STATE: NY ZIP: 10286 FORMER COMPANY: FORMER CONFORMED NAME: Bank of New York Mellon CORP DATE OF NAME CHANGE: 20070221 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HASSELL GERALD L CENTRAL INDEX KEY: 0001209482 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35651 FILM NUMBER: 131215856 4 1 rrd393193.xml FORM4 GHASSELL 111113 X0306 4 2013-11-11 0 0001390777 Bank of New York Mellon Corp BK 0001209482 HASSELL GERALD L THE BANK OF NEW YORK MELLON CORPORATION ONE WALL STREET NEW YORK NY 10286 1 1 0 0 Chairman & CEO Common Stock 2013-11-11 4 S 0 50000 33.1123 D 646624.4875 D Common Stock 52637.2853 I By 401(k) Plan Common Stock 112140 I By Family Trust Common Stock 112140 I By Family Trust #2 Common Stock 56604 I By Wife Common Stock 15056 I By GRAT 2010-1 Common Stock 34618 I By GRAT 2010-2 Represents the weighted average price of shares sold with actual prices ranging from $33.03 to $33.19. Upon request by the SEC staff, the issuer, or any security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price within this range. Includes 18,922 shares previously held in GRAT 2009-2, 41,970 shares previously held in GRAT 2010-1, and 26,679 shares previously held in GRAT 2010-2. Holdings reported as of 11/05/2013. I disclaim beneficial ownership of these shares. /s/ Craig T. Beazer, Attorney-in-Fact 2013-11-13