0001181431-11-048444.txt : 20110907 0001181431-11-048444.hdr.sgml : 20110907 20110907174719 ACCESSION NUMBER: 0001181431-11-048444 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110902 FILED AS OF DATE: 20110907 DATE AS OF CHANGE: 20110907 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HASSELL GERALD L CENTRAL INDEX KEY: 0001209482 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-52710 FILM NUMBER: 111079096 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Bank of New York Mellon CORP CENTRAL INDEX KEY: 0001390777 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE WALL STREET CITY: NEW YORK STATE: NY ZIP: 10286 BUSINESS PHONE: 212-495-1784 MAIL ADDRESS: STREET 1: ONE WALL STREET CITY: NEW YORK STATE: NY ZIP: 10286 4 1 rrd321319.xml FORM4 GHASSELL 090711 X0304 4 2011-09-02 0 0001390777 Bank of New York Mellon CORP BK 0001209482 HASSELL GERALD L THE BANK OF NEW YORK MELLON CORPORATION ONE WALL STREET NEW YORK NY 10286 1 1 0 0 Chairman, President & CEO Common Stock 2011-09-02 4 P 0 50000 20.0661 A 556549.9507 D Common Stock 2011-05-09 5 G 0 20902 0 D 0 I By GRAT 2009 Common Stock 92882 I By GRAT 2009-2 Common Stock 105630 I By GRAT 2010-1 Common Stock 120000 I By GRAT 2010-2 Common Stock 14269 I By Family Trust Common Stock 14269 I By Second Family Trust Common Stock 49838.0309 I By 401(k) Plan Common Stock 56604 I By Wife Represents the weighted average price of shares purchased with actual prices ranging from $20.02 to $20.09. Upon request by the SEC staff, the issuer, or any security holder of the issuer, the reporting person will provide full information regarding the number of shares purchased at each separate price within this range. Includes 44,363 shares, 62,369 shares and 44,370 shares previously held in GRAT 2009, GRAT 2009-2 and GRAT 2010-1, respectively, which were distributed to the Reporting Person and are held directly. Upon termination of GRAT 2009, 20,902 shares were transferred to the beneficiaries of the GRAT and the remaining 44,363 shares were distributed to the Reporting Person and are reported as directly held. Holdings reported as of 6/30/2011. I disclaim beneficial ownership of these shares. /s/ Arlie R. Nogay, Attorney-in-Fact 2011-09-07