-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, SlX2Vwj3JuLFGAz/KSqxYTOl4G3Ym5JpPLNEWtOV8zzgLpy6DUUc4qVfws0Jmf9C rsvYEMkbiBhJxoN2fBlPUA== 0001181431-11-008731.txt : 20110209 0001181431-11-008731.hdr.sgml : 20110209 20110209175145 ACCESSION NUMBER: 0001181431-11-008731 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110207 FILED AS OF DATE: 20110209 DATE AS OF CHANGE: 20110209 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HASSELL GERALD L CENTRAL INDEX KEY: 0001209482 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-52710 FILM NUMBER: 11588471 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Bank of New York Mellon CORP CENTRAL INDEX KEY: 0001390777 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE WALL STREET CITY: NEW YORK STATE: NY ZIP: 10286 BUSINESS PHONE: 212-495-1784 MAIL ADDRESS: STREET 1: ONE WALL STREET CITY: NEW YORK STATE: NY ZIP: 10286 4 1 rrd299939.xml FORM4 GHASSELL 020711 X0303 4 2011-02-07 0 0001390777 Bank of New York Mellon CORP BK 0001209482 HASSELL GERALD L THE BANK OF NEW YORK MELLON CORPORATION ONE WALL STREET NEW YORK NY 10286 1 1 0 0 President Common Stock 2010-12-02 5 G 0 3000 D 286377.6503 D Common Stock 2011-02-07 4 D 0 6411.5963 D 279966.054 D Common Stock 2011-02-07 4 F 0 7408 31.84 D 272558.054 D Common Stock 65265 I By GRAT 2009 Common Stock 155251 I By GRAT 2009-2 Common Stock 150000 I By GRAT 2010-1 Common Stock 120000 I By GRAT 2010-2 Common Stock 14269 I By Family Trust Common Stock 14269 I By Family Trust Common Stock 49474.0503 I By 401(k) Plan Common Stock 56604 I By Wife Performance Shares 2011-02-07 4 D 0 26714.5963 D 2010-12-31 2011-03-15 Common Stock 26714.5963 0 D Not Applicable. On July 30, 2010, Reporting Person received distributions of 53,111 shares and 44,749 shares from GRAT 2008-2 and GRAT 2009-2, respectively, which are reflected in his direct beneficial ownership holdings. Disposition represents forfeiture of restricted stock portion of Performance Share Award granted to the Reporting Person by the Issuer on March 10, 2008. The Reporting Person forfeited 6,411.5963 shares out of a total of 26,714.5963 such shares (including shares from dividend reinvestment) which are included in the pre-forfeiture ownership totals. Shares withheld in payment of tax liability relating to vested protion of Performance Shares. These shares, which were previously reported as directly beneficially owned, were contributed to a grantor retained annuity trust on May 13, 2010. These shares, which were previously reported as directly beneficially owned, were contributed to a grantor retained annuity trust on August 17, 2010. Holdings reported as of 12/30/2010. I disclaim beneficial ownership of these shares. 1-for-1. Disposition represents forfeiture of entire Restricted Share Unit portion of Performance Share Award granted on March 10, 2008. The maximum amount that could have been earned by Reporting Person was represented by the combination of the restricted stock referred to in Footnote 1 above and of this award (and dividend reinvestments). /s/ Arlie R. Nogay, Attorney-in-Fact 2011-02-09 -----END PRIVACY-ENHANCED MESSAGE-----