0001209191-16-154945.txt : 20161213 0001209191-16-154945.hdr.sgml : 20161213 20161213164847 ACCESSION NUMBER: 0001209191-16-154945 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161209 FILED AS OF DATE: 20161213 DATE AS OF CHANGE: 20161213 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Bank of New York Mellon Corp CENTRAL INDEX KEY: 0001390777 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 132614959 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 225 LIBERTY STREET CITY: NEW YORK STATE: NY ZIP: 10286 BUSINESS PHONE: 212-495-1784 MAIL ADDRESS: STREET 1: 225 LIBERTY STREET CITY: NEW YORK STATE: NY ZIP: 10286 FORMER COMPANY: FORMER CONFORMED NAME: Bank of New York Mellon CORP DATE OF NAME CHANGE: 20070221 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GIBBONS THOMAS P CENTRAL INDEX KEY: 0001209479 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35651 FILM NUMBER: 162049460 MAIL ADDRESS: STREET 1: THE BANK OF NEW YORK MELLON CORPORATION STREET 2: 225 LIBERTY STREET CITY: NEW YORK STATE: NY ZIP: 10286 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2016-12-09 0 0001390777 Bank of New York Mellon Corp BK 0001209479 GIBBONS THOMAS P THE BANK OF NEW YORK MELLON CORPORATION 225 LIBERTY STREET NEW YORK NY 10286 0 1 0 0 Vice Chairman & CFO Common Stock 2016-12-09 4 M 0 43161 42.83 A 403922.7843 D Common Stock 2016-12-09 4 S 0 43161 48.4193 D 360761.7843 D Common Stock 2016-12-09 4 M 0 16320 44.59 A 377081.7843 D Common Stock 2016-12-09 4 S 0 16320 48.4208 D 360761.7843 D Common Stock 2016-12-09 4 S 0 9739 48.846 D 0 I By Child #1 Common Stock 9739 I By Child #2 Common Stock 9739 I By Child #3 Common Stock 9739 I By Child #4 04/02/2007 Stock Options 42.83 2016-12-09 4 M 0 43161 D 2008-04-02 2017-04-02 Common Stock 43161 0 D 07/23/2007 Stock Options 44.59 2016-12-09 4 M 0 16320 D 2008-07-23 2017-07-23 Common Stock 16320 0 D Represents the weighted average price of shares sold with actual prices ranging from $48.36 to $48.455. Upon request by the SEC staff, the issuer, or any security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price within this range. Represents the weighted average price of shares sold with actual prices ranging from $48.405 to $48.435 Upon request by the SEC staff, the issuer, or any security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price within this range. Reflects the exercise by the Reporting Person of Stock Options granted as part of the Company's employee compensation program in 2007, which if not exercised were scheduled to expire on the 10 year anniversary of the grant in 2017. Not Applicable /s/Bennett E. Josselsohn, Attorney-in-Fact 2016-12-13