0001209191-16-154945.txt : 20161213
0001209191-16-154945.hdr.sgml : 20161213
20161213164847
ACCESSION NUMBER: 0001209191-16-154945
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20161209
FILED AS OF DATE: 20161213
DATE AS OF CHANGE: 20161213
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Bank of New York Mellon Corp
CENTRAL INDEX KEY: 0001390777
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 132614959
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 225 LIBERTY STREET
CITY: NEW YORK
STATE: NY
ZIP: 10286
BUSINESS PHONE: 212-495-1784
MAIL ADDRESS:
STREET 1: 225 LIBERTY STREET
CITY: NEW YORK
STATE: NY
ZIP: 10286
FORMER COMPANY:
FORMER CONFORMED NAME: Bank of New York Mellon CORP
DATE OF NAME CHANGE: 20070221
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: GIBBONS THOMAS P
CENTRAL INDEX KEY: 0001209479
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35651
FILM NUMBER: 162049460
MAIL ADDRESS:
STREET 1: THE BANK OF NEW YORK MELLON CORPORATION
STREET 2: 225 LIBERTY STREET
CITY: NEW YORK
STATE: NY
ZIP: 10286
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2016-12-09
0
0001390777
Bank of New York Mellon Corp
BK
0001209479
GIBBONS THOMAS P
THE BANK OF NEW YORK MELLON CORPORATION
225 LIBERTY STREET
NEW YORK
NY
10286
0
1
0
0
Vice Chairman & CFO
Common Stock
2016-12-09
4
M
0
43161
42.83
A
403922.7843
D
Common Stock
2016-12-09
4
S
0
43161
48.4193
D
360761.7843
D
Common Stock
2016-12-09
4
M
0
16320
44.59
A
377081.7843
D
Common Stock
2016-12-09
4
S
0
16320
48.4208
D
360761.7843
D
Common Stock
2016-12-09
4
S
0
9739
48.846
D
0
I
By Child #1
Common Stock
9739
I
By Child #2
Common Stock
9739
I
By Child #3
Common Stock
9739
I
By Child #4
04/02/2007 Stock Options
42.83
2016-12-09
4
M
0
43161
D
2008-04-02
2017-04-02
Common Stock
43161
0
D
07/23/2007 Stock Options
44.59
2016-12-09
4
M
0
16320
D
2008-07-23
2017-07-23
Common Stock
16320
0
D
Represents the weighted average price of shares sold with actual prices ranging from $48.36 to $48.455. Upon request by the SEC staff, the issuer, or any security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price within this range.
Represents the weighted average price of shares sold with actual prices ranging from $48.405 to $48.435 Upon request by the SEC staff, the issuer, or any security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price within this range.
Reflects the exercise by the Reporting Person of Stock Options granted as part of the Company's employee compensation program in 2007, which if not exercised were scheduled to expire on the 10 year anniversary of the grant in 2017.
Not Applicable
/s/Bennett E. Josselsohn, Attorney-in-Fact
2016-12-13