0001181431-14-008475.txt : 20140221 0001181431-14-008475.hdr.sgml : 20140221 20140221171731 ACCESSION NUMBER: 0001181431-14-008475 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140219 FILED AS OF DATE: 20140221 DATE AS OF CHANGE: 20140221 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Bank of New York Mellon Corp CENTRAL INDEX KEY: 0001390777 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE WALL STREET, 31ST FLOOR CITY: NEW YORK STATE: NY ZIP: 10286 BUSINESS PHONE: 212-495-1784 MAIL ADDRESS: STREET 1: ONE WALL STREET, 31ST FLOOR CITY: NEW YORK STATE: NY ZIP: 10286 FORMER COMPANY: FORMER CONFORMED NAME: Bank of New York Mellon CORP DATE OF NAME CHANGE: 20070221 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GIBBONS THOMAS P CENTRAL INDEX KEY: 0001209479 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35651 FILM NUMBER: 14634701 4 1 rrd402969.xml FORM4 TGIBBONS 021914 X0306 4 2014-02-19 0 0001390777 Bank of New York Mellon Corp BK 0001209479 GIBBONS THOMAS P THE BANK OF NEW YORK MELLON CORPORATION ONE WALL STREET NEW YORK NY 10286 0 1 0 0 Vice Chairman & CFO Common Stock 2014-02-19 4 A 0 17621.4011 0 A 240597.6943 D Common Stock 2014-02-19 4 A 0 47324 0 A 287921.6943 D Common Stock 36419 I By Family Trust #1 Common Stock 36416 I By Family Trust #2 Common Stock 36416 I By Family Trust #3 Common Stock 36416 I By Family Trust #4 Common Stock 9739 I By Child #1 Common Stock 9739 I By Child #2 Common Stock 9739 I By Child #3 Common Stock 9739 I By Child #4 Represents previously granted Performance Share Units (including units from reinvested dividend equivalents) for which performance goals have been achieved, as certified on February 19, 2013. Each unit represents the right to one share of the Issuer's common stock. These units are scheduled to vest on February 21, 2016 and remain subject to risk-based adjustment provisions. Award of Restricted Stock Units under The Bank of New York Mellon Corporation Long-Term Incentive Plan. Units vest in annual increments of one-third beginning on first anniversary of the award. All or a portion of the units may be forfeited prior to vesting based on ongoing risk-based adjustment provisions. Vested units will be settled in Common Stock. /s/ Craig T. Beazer, Attorney-in-Fact 2014-02-21