-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, TVroqenJw06Je+kJ1zp+uRsABlkxVtyQu7r20kivkO//FwgXcHWPLvfntHKXD+z+ uO1abOYu4QacX9lW/A4SLA== 0001104659-04-024235.txt : 20040813 0001104659-04-024235.hdr.sgml : 20040813 20040813091008 ACCESSION NUMBER: 0001104659-04-024235 CONFORMED SUBMISSION TYPE: N-PX PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040630 FILED AS OF DATE: 20040813 EFFECTIVENESS DATE: 20040813 FILER: COMPANY DATA: COMPANY CONFORMED NAME: POWERSHARES EXCHANGE TRADED FUND TRUST CENTRAL INDEX KEY: 0001209466 FILING VALUES: FORM TYPE: N-PX SEC ACT: 1940 Act SEC FILE NUMBER: 811-21265 FILM NUMBER: 04971928 MAIL ADDRESS: STREET 1: 227 E PRAIRIE AVE CITY: WHEATON STATE: IL ZIP: 60187 N-PX 1 a04-9332_1npx.htm N-PX

 

 

UNITED STATES

OMB APPROVAL

 

SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

OMB Number:  3235-0582

 

Expires:    March 31, 2006

 

Estimated average burden hours per response......14.4

 

FORM N-PX

 

ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED
MANAGEMENT INVESTMENT COMPANY

 

Investment Company Act file number

811-21265

 

 

 

PowerShares Capital Management LLC

(Exact name of registrant as specified in charter)

 

 

855 West Prairie Ave., Wheaton, IL

60187

 

(Address of principal executive offices)

(Zip code)

 

John W. Southard Jr., Managing Director

 

PowerShares Capital Management LLC

 

855 West Prairie Ave., Wheaton, IL 60187

(Name and address of agent for service)

 

 

 

Registrant’s telephone number, including area code:

800-983-0903

 

 

Date of fiscal year end:

4/30/04

 

 

Date of reporting period:

6/30/04

 

 

Item 1.           Proxy Voting Record.

 

Disclose the following information for each matter relating to a portfolio security considered at any shareholder meeting held during the period covered by the report and with respect to which the registrant was entitled to vote:

 

(a)

The name of the issuer of the portfolio security;

 

 

(b)

The exchange ticker symbol of the portfolio security;

 

 

(c)

The Council on Uniform Securities Identification Procedures (“CUSIP”) number for the portfolio security;

 

 

(d)

The shareholder meeting date;

 

 

(e)

A brief identification of the matter voted on;

 

 

(f)

Whether the matter was proposed by the issuer or by a security holder;

 

 

(g)

Whether the registrant cast its vote on the matter;

 

 

(h)

How the registrant cast its vote (e.g., for or against proposal, or abstain; for or withhold regarding election of directors);
and

 

 

(i)

Whether the registrant cast its vote for or against management.

 


 

Name of Issuer

 

Ticker

 

CUSIP

 

SEC No.

 

Account No.

 

Shares Held

 

Meeting Date

 

Record Date

 

Meeting Type

 

Proposal No

 

Proposal

 

Proposal: Management / Shareholder

 

Voted: Yes / No

 

Vote Cast : For / Against / Abstain

 

For/Against Management

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Adaptec, Inc

 

ADPT

 

00651F108

 

4000476

 

262612

 

23362

 

8/26/2004

 

7/16/2004

 

Annual Meeting

 

1.1

 

Elect Carl Conti

 

Management

 

Yes

 

For

 

For

Adaptec, Inc

 

ADPT

 

00651F108

 

4000476

 

262612

 

23362

 

8/26/2004

 

7/16/2004

 

Annual Meeting

 

1.2

 

Elect Lucie Fjeldstad

 

Management

 

Yes

 

For

 

For

Adaptec, Inc

 

ADPT

 

00651F108

 

4000476

 

262612

 

23362

 

8/26/2004

 

7/16/2004

 

Annual Meeting

 

1.3

 

Elect Joseph Kennedy

 

Management

 

Yes

 

For

 

For

Adaptec, Inc

 

ADPT

 

00651F108

 

4000476

 

262612

 

23362

 

8/26/2004

 

7/16/2004

 

Annual Meeting

 

1.4

 

Elect Ilene Lang

 

Management

 

Yes

 

For

 

For

Adaptec, Inc

 

ADPT

 

00651F108

 

4000476

 

262612

 

23362

 

8/26/2004

 

7/16/2004

 

Annual Meeting

 

1.5

 

Elect Robert Loarie

 

Management

 

Yes

 

For

 

For

Adaptec, Inc

 

ADPT

 

00651F108

 

4000476

 

262612

 

23362

 

8/26/2004

 

7/16/2004

 

Annual Meeting

 

1.6

 

Elect Scott Mercer

 

Management

 

Yes

 

For

 

For

Adaptec, Inc

 

ADPT

 

00651F108

 

4000476

 

262612

 

23362

 

8/26/2004

 

7/16/2004

 

Annual Meeting

 

1.7

 

Elect Robert Stephens

 

Management

 

Yes

 

For

 

For

Adaptec, Inc

 

ADPT

 

00651F108

 

4000476

 

262612

 

23362

 

8/26/2004

 

7/16/2004

 

Annual Meeting

 

1.8

 

Elect Douglas Van Houweling

 

Management

 

Yes

 

For

 

For

Adaptec, Inc

 

ADPT

 

00651F108

 

4000476

 

262612

 

23362

 

8/26/2004

 

7/16/2004

 

Annual Meeting

 

2

 

Approve 2004 Equity Incentive Plan

 

Management

 

Yes

 

For

 

Against

Adaptec, Inc

 

ADPT

 

00651F108

 

4000476

 

262612

 

23362

 

8/26/2004

 

7/16/2004

 

Annual Meeting

 

3

 

Ratification of  Auditors

 

Management

 

Yes

 

For

 

For

Align Technology, Inc.

 

ALGN

 

016255101

 

4047199

 

262612

 

5676

 

5/19/2004

 

3/24/2004

 

Annual Meeting

 

1.1

 

Elect Director H. Kent Bowen

 

Management

 

Yes

 

For

 

For

Align Technology, Inc.

 

ALGN

 

016255102

 

4047199

 

262612

 

5676

 

5/19/2004

 

3/24/2004

 

Annual Meeting

 

1.2

 

Elect Director David E. Collins

 

Management

 

Yes

 

For

 

For

Align Technology, Inc.

 

ALGN

 

016255103

 

4047199

 

262612

 

5676

 

5/19/2004

 

3/24/2004

 

Annual Meeting

 

1.3

 

Elect Director Brian Dovey

 

Management

 

Yes

 

For

 

For

Align Technology, Inc.

 

ALGN

 

016255104

 

4047199

 

262612

 

5676

 

5/19/2004

 

3/24/2004

 

Annual Meeting

 

1.4

 

Elect Director Joseph Lacob

 

Management

 

Yes

 

For

 

For

Align Technology, Inc.

 

ALGN

 

016255105

 

4047199

 

262612

 

5676

 

5/19/2004

 

3/24/2004

 

Annual Meeting

 

1.5

 

Elect Director Thomas M. Prescott

 

Management

 

Yes

 

For

 

For

Align Technology, Inc.

 

ALGN

 

016255106

 

4047199

 

262612

 

5676

 

5/19/2004

 

3/24/2004

 

Annual Meeting

 

1.6

 

Elect Director Greg J. Santora

 

Management

 

Yes

 

For

 

For

Align Technology, Inc.

 

ALGN

 

016255107

 

4047199

 

262612

 

5676

 

5/19/2004

 

3/24/2004

 

Annual Meeting

 

1.7

 

Elect Director Kelsey Worth

 

Management

 

Yes

 

For

 

For

Align Technology, Inc.

 

ALGN

 

016255108

 

4047199

 

262612

 

5676

 

5/19/2004

 

3/24/2004

 

Annual Meeting

 

1.8

 

Elect Director C. Raymond Larkin, Jr.

 

Management

 

Yes

 

For

 

For

Align Technology, Inc.

 

ALGN

 

016255109

 

4047199

 

262612

 

5676

 

5/19/2004

 

3/24/2004

 

Annual Meeting

 

2

 

Ratification of  Auditors

 

Management

 

Yes

 

For

 

For

Arch Capital Group Ltd.

 

ACGL

 

G0450A105

 

4133041

 

262612

 

1972

 

5/29/2004

 

3/5/2004

 

Annual Meeting

 

1.1

 

Elect Director Robert Clements

 

Management

 

Yes

 

For

 

For

Arch Capital Group Ltd.

 

ACGL

 

G0450A106

 

4133041

 

262612

 

1972

 

5/29/2004

 

3/5/2004

 

Annual Meeting

 

1.2

 

Elect Director Wolfe “Bill” H. Bragin

 

Management

 

Yes

 

For

 

For

Arch Capital Group Ltd.

 

ACGL

 

G0450A107

 

4133041

 

262612

 

1972

 

5/29/2004

 

3/5/2004

 

Annual Meeting

 

1.3

 

Elect Director John L. Bunce, Jr.

 

Management

 

Yes

 

For

 

For

Arch Capital Group Ltd.

 

ACGL

 

G0450A108

 

4133041

 

262612

 

1972

 

5/29/2004

 

3/5/2004

 

Annual Meeting

 

1.4

 

Elect Director Sean D. Carney

 

Management

 

Yes

 

For

 

For

Arch Capital Group Ltd.

 

ACGL

 

G0450A109

 

4133041

 

262612

 

1972

 

5/29/2004

 

3/5/2004

 

Annual Meeting

 

2.1

 

Elect Director James J. Ansaldi

 

Management

 

Yes

 

For

 

For

Arch Capital Group Ltd.

 

ACGL

 

G0450A119

 

4133041

 

262612

 

1972

 

5/29/2004

 

3/5/2004

 

Annual Meeting

 

2.10

 

Elect Director Robert T. Van Gelson

 

Management

 

Yes

 

For

 

For

Arch Capital Group Ltd.

 

ACGL

 

G0450A120

 

4133041

 

262612

 

1972

 

5/29/2004

 

3/5/2004

 

Annual Meeting

 

2.11

 

Elect Director John D. Vollaro

 

Management

 

Yes

 

For

 

For

Arch Capital Group Ltd.

 

ACGL

 

G0450A121

 

4133041

 

262612

 

1972

 

5/29/2004

 

3/5/2004

 

Annual Meeting

 

2.12

 

Elect Director Graham Ward

 

Management

 

Yes

 

For

 

For

Arch Capital Group Ltd.

 

ACGL

 

G0450A122

 

4133041

 

262612

 

1972

 

5/29/2004

 

3/5/2004

 

Annual Meeting

 

2.13

 

Elect Director Robert C. Worme

 

Management

 

Yes

 

For

 

For

Arch Capital Group Ltd.

 

ACGL

 

G0450A110

 

4133041

 

262612

 

1972

 

5/29/2004

 

3/5/2004

 

Annual Meeting

 

2.2

 

Elect Director Graham B. Collis

 

Management

 

Yes

 

For

 

For

Arch Capital Group Ltd.

 

ACGL

 

G0450A111

 

4133041

 

262612

 

1972

 

5/29/2004

 

3/5/2004

 

Annual Meeting

 

2.3

 

Elect Director Dwight R. Evans

 

Management

 

Yes

 

For

 

For

Arch Capital Group Ltd.

 

ACGL

 

G0450A112

 

4133041

 

262612

 

1972

 

5/29/2004

 

3/5/2004

 

Annual Meeting

 

2.4

 

Elect Director Mark Grandisson

 

Management

 

Yes

 

For

 

For

Arch Capital Group Ltd.

 

ACGL

 

G0450A113

 

4133041

 

262612

 

1972

 

5/29/2004

 

3/5/2004

 

Annual Meeting

 

2.5

 

Elect Director Paul B. Ingrey

 

Management

 

Yes

 

For

 

For

Arch Capital Group Ltd.

 

ACGL

 

G0450A114

 

4133041

 

262612

 

1972

 

5/29/2004

 

3/5/2004

 

Annual Meeting

 

2.6

 

Elect Director Ralph E. Jones, III

 

Management

 

Yes

 

For

 

For

Arch Capital Group Ltd.

 

ACGL

 

G0450A115

 

4133041

 

262612

 

1972

 

5/29/2004

 

3/5/2004

 

Annual Meeting

 

2.7

 

Elect Director Thomas G. Kaiser

 

Management

 

Yes

 

For

 

For

Arch Capital Group Ltd.

 

ACGL

 

G0450A116

 

4133041

 

262612

 

1972

 

5/29/2004

 

3/5/2004

 

Annual Meeting

 

2.8

 

Elect Director Martin J. Nilson

 

Management

 

Yes

 

For

 

For

Arch Capital Group Ltd.

 

ACGL

 

G0450A117

 

4133041

 

262612

 

1972

 

5/29/2004

 

3/5/2004

 

Annual Meeting

 

2.8

 

Elect Director Debra M. O’Connor

 

Management

 

Yes

 

For

 

For

Arch Capital Group Ltd.

 

ACGL

 

G0450A118

 

4133041

 

262612

 

1972

 

5/29/2004

 

3/5/2004

 

Annual Meeting

 

2.9

 

Elect Director Steven K. Parker

 

Management

 

Yes

 

For

 

For

Arch Capital Group Ltd.

 

ACGL

 

G0450A124

 

4133041

 

262612

 

1972

 

5/29/2004

 

3/5/2004

 

Annual Meeting

 

3

 

Ratification of  Auditors

 

Management

 

Yes

 

For

 

For

Aspect Commmunications Corp.

 

ASPT

 

04523Q102

 

4001461

 

262612

 

10844

 

6/2/2004

 

5/19/2004

 

Annual Meeting

 

1.1

 

Elect Director Barry M. Ariko

 

Management

 

Yes

 

For

 

For

Aspect Commmunications Corp.

 

ASPT

 

04523Q103

 

4001461

 

262612

 

10844

 

6/2/2004

 

5/19/2004

 

Annual Meeting

 

1.2

 

Elect Director Donald P. Casey

 

Management

 

Yes

 

For

 

For

Aspect Commmunications Corp.

 

ASPT

 

04523Q104

 

4001461

 

262612

 

10844

 

6/2/2004

 

5/19/2004

 

Annual Meeting

 

1.3

 

Elect Director Norman A. Fogelsong

 

Management

 

Yes

 

For

 

For

Aspect Commmunications Corp.

 

ASPT

 

04523Q105

 

4001461

 

262612

 

10844

 

6/2/2004

 

5/19/2004

 

Annual Meeting

 

1.4

 

Elect Director John W. Peth

 

Management

 

Yes

 

For

 

For

Aspect Commmunications Corp.

 

ASPT

 

04523Q106

 

4001461

 

262612

 

10844

 

6/2/2004

 

5/19/2004

 

Annual Meeting

 

1.5

 

Elect Director Thomas Wheatherford

 

Management

 

Yes

 

For

 

For

Aspect Commmunications Corp.

 

ASPT

 

04523Q107

 

4001461

 

262612

 

10844

 

6/2/2004

 

5/19/2004

 

Annual Meeting

 

1.6

 

Elect Director David B. Wright

 

Management

 

Yes

 

For

 

For

Aspect Commmunications Corp.

 

ASPT

 

04523Q108

 

4001461

 

262612

 

10844

 

6/2/2004

 

5/19/2004

 

Annual Meeting

 

1.7

 

Elect Director Gary B. Barnett

 

Management

 

Yes

 

For

 

For

Aspect Commmunications Corp.

 

ASPT

 

04523Q109

 

4001461

 

262612

 

10844

 

6/2/2004

 

5/19/2004

 

Annual Meeting

 

2

 

Approval of the Ammendment to the 1998 Directors’ Stock Option Plan

 

Management

 

Yes

 

Against

 

Against

Aspect Commmunications Corp.

 

ASPT

 

04523Q110

 

4001461

 

262612

 

10844

 

6/2/2004

 

5/19/2004

 

Annual Meeting

 

3

 

Approval of the Ammendment to the Annual Retainer Compensation Plan

 

Management

 

Yes

 

Against

 

Against

Aspect Commmunications Corp.

 

ASPT

 

04523Q111

 

4001461

 

262612

 

10844

 

6/2/2004

 

5/19/2004

 

Annual Meeting

 

4

 

Ratification of Independent Auditors

 

Management

 

Yes

 

For

 

For

AT&T Corp.

 

T

 

001957505

 

4160025

 

262611

 

11199

 

5/19/2004

 

5/1/2004

 

Annual Meeting

 

1.1

 

Elect Director W.F. Aldinger

 

Management

 

Yes

 

For

 

For

AT&T Corp.

 

T

 

001957514

 

4160025

 

262611

 

11199

 

5/19/2004

 

5/2/2004

 

Annual Meeting

 

1.10

 

Elect Director T.L. White

 

Management

 

Yes

 

For

 

For

AT&T Corp.

 

T

 

001957506

 

4160025

 

262611

 

11199

 

5/19/2004

 

5/3/2004

 

Annual Meeting

 

1.2

 

Elect Director K.T. Derr

 

Management

 

Yes

 

For

 

For

AT&T Corp.

 

T

 

001957507

 

4160025

 

262611

 

11199

 

5/19/2004

 

5/4/2004

 

Annual Meeting

 

1.3

 

Elect Director D.W. Dorman

 

Management

 

Yes

 

For

 

For

AT&T Corp.

 

T

 

001957508

 

4160025

 

262611

 

11199

 

5/19/2004

 

5/5/2004

 

Annual Meeting

 

1.4

 

Elect Director M.K. Eickhoff

 

Management

 

Yes

 

For

 

For

AT&T Corp.

 

T

 

001957509

 

4160025

 

262611

 

11199

 

5/19/2004

 

5/6/2004

 

Annual Meeting

 

1.5

 

Elect Director H.L. Henkel

 

Management

 

Yes

 

For

 

For

AT&T Corp.

 

T

 

001957510

 

4160025

 

262611

 

11199

 

5/19/2004

 

5/7/2004

 

Annual Meeting

 

1.6

 

Elect Director F.C. Herringer

 

Management

 

Yes

 

For

 

For

AT&T Corp.

 

T

 

001957511

 

4160025

 

262611

 

11199

 

5/19/2004

 

5/8/2004

 

Annual Meeting

 

1.7

 

Elect Director S.A. Jackson

 

Management

 

Yes

 

For

 

For

AT&T Corp.

 

T

 

001957512

 

4160025

 

262611

 

11199

 

5/19/2004

 

5/9/2004

 

Annual Meeting

 

1.8

 

Elect Director J.C. Madonna

 

Management

 

Yes

 

For

 

For

AT&T Corp.

 

T

 

001957513

 

4160025

 

262611

 

11199

 

5/19/2004

 

5/10/2004

 

Annual Meeting

 

1.9

 

Elect Director D.F. McHenry

 

Management

 

Yes

 

For

 

For

AT&T Corp.

 

T

 

001957515

 

4160025

 

262611

 

11199

 

5/19/2004

 

5/11/2004

 

Annual Meeting

 

2

 

Ratification of  Auditors

 

Management

 

Yes

 

For

 

For

AT&T Corp.

 

T

 

001957516

 

4160025

 

262611

 

11199

 

5/19/2004

 

5/12/2004

 

Annual Meeting

 

3

 

Approve the AT&T 2004 Long Term Incentive Program

 

Management

 

Yes

 

Abstain

 

 

AT&T Corp.

 

T

 

001957517

 

4160025

 

262611

 

11199

 

5/19/2004

 

5/13/2004

 

Annual Meeting

 

4

 

Term Limits for Outside Directors

 

Management

 

Yes

 

Abstain

 

 

AT&T Corp.

 

T

 

001957518

 

4160025

 

262611

 

11199

 

5/19/2004

 

5/14/2004

 

Annual Meeting

 

5

 

Poison Pill

 

Management

 

Yes

 

Abstain

 

 

AT&T Corp.

 

T

 

001957519

 

4160025

 

262611

 

11199

 

5/19/2004

 

5/15/2004

 

Annual Meeting

 

6

 

Separate the Chair and CEO Position

 

Management

 

Yes

 

Abstain

 

 

AT&T Corp.

 

T

 

001957520

 

4160025

 

262611

 

11199

 

5/19/2004

 

5/16/2004

 

Annual Meeting

 

7

 

Executive Compensation

 

Management

 

Yes

 

Abstain

 

 

Atmel Corp.

 

ATML

 

049513104

 

4174702

 

262612

 

140253

 

5/12/2004

 

3/31/2004

 

Annual Meeting

 

1.1

 

Elect Director George Perlegos

 

Management

 

Yes

 

For

 

For

Atmel Corp.

 

ATML

 

049513105

 

4174702

 

262612

 

140253

 

5/12/2004

 

3/31/2004

 

Annual Meeting

 

1.2

 

Elect Director Gust Perlegos

 

Management

 

Yes

 

For

 

For

Atmel Corp.

 

ATML

 

049513106

 

4174702

 

262612

 

140253

 

5/12/2004

 

3/31/2004

 

Annual Meeting

 

1.3

 

Elect Director Tsung-Ching Wu

 

Management

 

Yes

 

For

 

For

Atmel Corp.

 

ATML

 

049513107

 

4174702

 

262612

 

140253

 

5/12/2004

 

3/31/2004

 

Annual Meeting

 

1.4

 

Elect Director T. Peter Thomas

 

Management

 

Yes

 

For

 

For

Atmel Corp.

 

ATML

 

049513108

 

4174702

 

262612

 

140253

 

5/12/2004

 

3/31/2004

 

Annual Meeting

 

1.5

 

Elect Director Norm Hall

 

Management

 

Yes

 

For

 

For

 


 

Atmel Corp.

 

ATML

 

049513109

 

4174702

 

262612

 

140253

 

5/12/2004

 

3/31/2004

 

Annual Meeting

 

1.6

 

Elect Director Piere Fougere

 

Management

 

Yes

 

For

 

For

Atmel Corp.

 

ATML

 

049513110

 

4174702

 

262612

 

140253

 

5/12/2004

 

3/31/2004

 

Annual Meeting

 

1.7

 

Elect Director Dr. Chaiho Kim

 

Management

 

Yes

 

For

 

For

Atmel Corp.

 

ATML

 

049513111

 

4174702

 

262612

 

140253

 

5/12/2004

 

3/31/2004

 

Annual Meeting

 

1.8

 

Elect Director David Sugishita

 

Management

 

Yes

 

For

 

For

Atmel Corp.

 

ATML

 

049513112

 

4174702

 

262612

 

140253

 

5/12/2004

 

3/31/2004

 

Annual Meeting

 

2

 

Ratification of  Auditors

 

Management

 

Yes

 

For

 

For

AutoDesk, Inc.

 

ADSK

 

052769106

 

4184170

 

262612

 

48744

 

6/17/2004

 

5/19/2004

 

Annual Meeting

 

1.1

 

Elect Director Carol A. Bartz

 

Management

 

Yes

 

For

 

For

AutoDesk, Inc.

 

ADSK

 

052769107

 

4184170

 

262612

 

48744

 

6/17/2004

 

5/19/2004

 

Annual Meeting

 

1.2

 

Elect Director Michael J. Fister

 

Management

 

Yes

 

For

 

For

AutoDesk, Inc.

 

ADSK

 

052769108

 

4184170

 

262612

 

48744

 

6/17/2004

 

5/19/2004

 

Annual Meeting

 

1.3

 

Elect Director Per-Kristian Halvorsen

 

Management

 

Yes

 

For

 

For

AutoDesk, Inc.

 

ADSK

 

052769109

 

4184170

 

262612

 

48744

 

6/17/2004

 

5/19/2004

 

Annual Meeting

 

1.4

 

Elect Director Steven Scheid

 

Management

 

Yes

 

For

 

For

AutoDesk, Inc.

 

ADSK

 

052769110

 

4184170

 

262612

 

48744

 

6/17/2004

 

5/19/2004

 

Annual Meeting

 

1.5

 

Elect Director Hallam Dawson

 

Management

 

Yes

 

For

 

For

AutoDesk, Inc.

 

ADSK

 

052769111

 

4184170

 

262612

 

48744

 

6/17/2004

 

5/19/2004

 

Annual Meeting

 

1.6

 

Elect Director Mark A. Bertelsen

 

Management

 

Yes

 

For

 

For

AutoDesk, Inc.

 

ADSK

 

052769112

 

4184170

 

262612

 

48744

 

6/17/2004

 

5/19/2004

 

Annual Meeting

 

1.7

 

Elect Director Crawford W. Beveridge

 

Management

 

Yes

 

For

 

For

AutoDesk, Inc.

 

ADSK

 

052769113

 

4184170

 

262612

 

48744

 

6/17/2004

 

5/19/2004

 

Annual Meeting

 

1.8

 

Elect Director Mary Alice Taylor

 

Management

 

Yes

 

For

 

For

AutoDesk, Inc.

 

ADSK

 

052769114

 

4184170

 

262612

 

48744

 

6/17/2004

 

5/19/2004

 

Annual Meeting

 

1.9

 

Elect Director Larry W. Wangberg

 

Management

 

Yes

 

For

 

For

AutoDesk, Inc.

 

ADSK

 

052769115

 

4184170

 

262612

 

48744

 

6/17/2004

 

5/19/2004

 

Annual Meeting

 

2

 

Ratification of  Auditors

 

Management

 

Yes

 

For

 

For

AutoDesk, Inc.

 

ADSK

 

052769116

 

4184170

 

262612

 

48744

 

6/17/2004

 

5/19/2004

 

Annual Meeting

 

3

 

Consideration of Stockholder Proposal During Meeting

 

Management

 

Yes

 

For

 

Against

Benchmark Electronics, Inc.

 

BHE

 

08160H101

 

4348203

 

262611

 

9168

 

5/11/2004

 

4/1/2004

 

Annual Meeting

 

1.1

 

Elect Director Donald D. Nigbor

 

Management

 

Yes

 

For

 

For

Benchmark Electronics, Inc.

 

BHE

 

08160H102

 

4348203

 

262611

 

9168

 

5/11/2004

 

4/1/2004

 

Annual Meeting

 

1.2

 

Elect Director Cary T. Fu

 

Management

 

Yes

 

For

 

For

Benchmark Electronics, Inc.

 

BHE

 

08160H103

 

4348203

 

262611

 

9168

 

5/11/2004

 

4/1/2004

 

Annual Meeting

 

1.3

 

Elect Director Steven A. Barton

 

Management

 

Yes

 

For

 

For

Benchmark Electronics, Inc.

 

BHE

 

08160H104

 

4348203

 

262611

 

9168

 

5/11/2004

 

4/1/2004

 

Annual Meeting

 

1.4

 

Elect Director John W. Cox

 

Management

 

Yes

 

For

 

For

Benchmark Electronics, Inc.

 

BHE

 

08160H105

 

4348203

 

262611

 

9168

 

5/11/2004

 

4/1/2004

 

Annual Meeting

 

1.5

 

Elect Director John C. Custler

 

Management

 

Yes

 

For

 

For

Benchmark Electronics, Inc.

 

BHE

 

08160H106

 

4348203

 

262611

 

9168

 

5/11/2004

 

4/1/2004

 

Annual Meeting

 

1.6

 

Elect Director Peter G. Dorflinger

 

Management

 

Yes

 

For

 

For

Benchmark Electronics, Inc.

 

BHE

 

08160H107

 

4348203

 

262611

 

9168

 

5/11/2004

 

4/1/2004

 

Annual Meeting

 

1.7

 

Elect Director Bernee D.L. Strom

 

Management

 

Yes

 

For

 

For

Benchmark Electronics, Inc.

 

BHE

 

08160H108

 

4348203

 

262611

 

9168

 

5/11/2004

 

4/1/2004

 

Annual Meeting

 

2

 

Ammendment to the 2000 Stock Awards Plan

 

Management

 

Yes

 

Against

 

Against

Benchmark Electronics, Inc.

 

BHE

 

08160H109

 

4348203

 

262611

 

9168

 

5/11/2004

 

4/1/2004

 

Annual Meeting

 

3

 

Ratification of  Auditors

 

Management

 

Yes

 

For

 

For

Brookfield Homes Corp.

 

BHS

 

112723101

 

4432537

 

262611

 

11149

 

5/4/2004

 

3/22/2004

 

Annual Meeting

 

1.1

 

Elect Director Gordon E. Arnell

 

Management

 

Yes

 

For

 

For

Brookfield Homes Corp.

 

BHS

 

112723102

 

4432537

 

262611

 

11149

 

5/4/2004

 

3/22/2004

 

Annual Meeting

 

1.2

 

Elect Director Ian G. Cockwell

 

Management

 

Yes

 

For

 

For

Brookfield Homes Corp.

 

BHS

 

112723103

 

4432537

 

262611

 

11149

 

5/4/2004

 

3/22/2004

 

Annual Meeting

 

1.3

 

Elect Director Robert A. Ferchat

 

Management

 

Yes

 

For

 

For

Brookfield Homes Corp.

 

BHS

 

112723104

 

4432537

 

262611

 

11149

 

5/4/2004

 

3/22/2004

 

Annual Meeting

 

1.4

 

Elect Director J. Bruce Flatt

 

Management

 

Yes

 

For

 

For

Brookfield Homes Corp.

 

BHS

 

112723105

 

4432537

 

262611

 

11149

 

5/4/2004

 

3/22/2004

 

Annual Meeting

 

1.5

 

Elect Director Bruce T. Lehman

 

Management

 

Yes

 

For

 

For

Brookfield Homes Corp.

 

BHS

 

112723106

 

4432537

 

262611

 

11149

 

5/4/2004

 

3/22/2004

 

Annual Meeting

 

1.6

 

Elect Director Alan Norris

 

Management

 

Yes

 

For

 

For

Brookfield Homes Corp.

 

BHS

 

112723107

 

4432537

 

262611

 

11149

 

5/4/2004

 

3/22/2004

 

Annual Meeting

 

1.7

 

Elect Director David M. Sherman

 

Management

 

Yes

 

For

 

For

Brookfield Homes Corp.

 

BHS

 

112723108

 

4432537

 

262611

 

11149

 

5/4/2004

 

3/22/2004

 

Annual Meeting

 

1.8

 

Elect Director Robert L. Steizi

 

Management

 

Yes

 

For

 

For

Brookfield Homes Corp.

 

BHS

 

112723109

 

4432537

 

262611

 

11149

 

5/4/2004

 

3/22/2004

 

Annual Meeting

 

1.9

 

Elect Director Michael D. Young

 

Management

 

Yes

 

For

 

For

Brookfield Homes Corp.

 

BHS

 

112723110

 

4432537

 

262611

 

11149

 

5/4/2004

 

3/22/2004

 

Annual Meeting

 

2

 

Ratification of  Auditors

 

Management

 

Yes

 

For

 

For

Bunge Ltd.

 

BG

 

G16962105

 

4455505

 

262611

 

9238

 

5/27/2004

 

3/29/2004

 

Annual Meeting

 

1

 

Elect Director Jorge Borne, Jr

 

Management

 

Yes

 

For

 

For

Bunge Ltd.

 

BG

 

G16962106

 

4455505

 

262611

 

9238

 

5/27/2004

 

3/29/2004

 

Annual Meeting

 

2

 

Elect Director Octavio Carabollo

 

Management

 

Yes

 

For

 

For

Bunge Ltd.

 

BG

 

G16962107

 

4455505

 

262611

 

9238

 

5/27/2004

 

3/29/2004

 

Annual Meeting

 

3

 

Elect Director Bernard Lauragelous

 

Management

 

Yes

 

For

 

For

Bunge Ltd.

 

BG

 

G16962108

 

4455505

 

262611

 

9238

 

5/27/2004

 

3/29/2004

 

Annual Meeting

 

4

 

Elect Director William Engels

 

Management

 

Yes

 

For

 

For

Bunge Ltd.

 

BG

 

G16962109

 

4455505

 

262611

 

9238

 

5/27/2004

 

3/29/2004

 

Annual Meeting

 

5

 

Appoint Auditors and Approve Fees

 

Management

 

Yes

 

For

 

For

Bunge Ltd.

 

BG

 

G16962110

 

4455505

 

262611

 

9238

 

5/27/2004

 

3/29/2004

 

Annual Meeting

 

6

 

Approve Equity Incentive Plan

 

Management

 

Yes

 

Abstain

 

 

CCC Info Serv

 

CCCG

 

12487Q109

 

4463299

 

262611

 

21234

 

6/2/2004

 

4/30/2004

 

Annual Meeting

 

A.1

 

Elect Morgan W. Davis

 

Management

 

Yes

 

For

 

For

CCC Info Serv

 

CCCG

 

12487Q109

 

4463299

 

262611

 

21234

 

6/2/2004

 

4/30/2004

 

Annual Meeting

 

A.2

 

Elect Michael R. Elsenson

 

Management

 

Yes

 

For

 

For

CCC Info Serv

 

CCCG

 

12487Q109

 

4463299

 

262611

 

21234

 

6/2/2004

 

4/30/2004

 

Annual Meeting

 

A.3

 

Elect J. Roderick heller, II

 

Management

 

Yes

 

For

 

For

CCC Info Serv

 

CCCG

 

12487Q109

 

4463299

 

262611

 

21234

 

6/2/2004

 

4/30/2004

 

Annual Meeting

 

A.4

 

Elect Thomas L Kempner

 

Management

 

Yes

 

For

 

For

CCC Info Serv

 

CCCG

 

12487Q109

 

4463299

 

262611

 

21234

 

6/2/2004

 

4/30/2004

 

Annual Meeting

 

A.5

 

Elect Githesh Ramamurthy

 

Management

 

Yes

 

For

 

For

CCC Info Serv

 

CCCG

 

12487Q109

 

4463299

 

262611

 

21234

 

6/2/2004

 

4/30/2004

 

Annual Meeting

 

A.6

 

Elect Mark A. Rosen

 

Management

 

Yes

 

For

 

For

CCC Info Serv

 

CCCG

 

12487Q109

 

4463299

 

262611

 

21234

 

6/2/2004

 

4/30/2004

 

Annual Meeting

 

A.7

 

Elect Herbert S. Winokur, Jr.

 

Management

 

Yes

 

For

 

For

CCC Info Serv

 

CCCG

 

12487Q109

 

4463299

 

262611

 

21234

 

6/2/2004

 

4/30/2004

 

Annual Meeting

 

B.2

 

Approve restatment of stock incentive plan

 

Management

 

Yes

 

Abstain

 

 

CCC Info Serv

 

CCCG

 

12487Q109

 

4463299

 

262611

 

21234

 

6/2/2004

 

4/30/2004

 

Annual Meeting

 

B.3

 

Ratification of Independent Auditors

 

Management

 

Yes

 

For

 

For

Claires Stores

 

CLE

 

179584107

 

4686900

 

262611

 

17694

 

6/23/2004

 

5/26/2004

 

Annual Meeting

 

1

 

Election of directors

 

Management

 

Yes

 

For

 

For

Claires Stores

 

CLE

 

179584107

 

4686900

 

262611

 

17694

 

6/23/2004

 

5/26/2004

 

Annual Meeting

 

2

 

Vote on stockholder Proposal

 

Management

 

Yes

 

Abstain

 

 

Covansys

 

CVNSE

 

22281W103

 

4840953

 

262612

 

13680

 

6/28/2004

 

5/14/2004

 

Annual Meeting

 

1

 

Election of directors

 

Management

 

Yes

 

For

 

For

Covansys

 

CVNSE

 

22281W103

 

4840953

 

262612

 

13680

 

6/28/2004

 

5/14/2004

 

Annual Meeting

 

2

 

Ratify appointment of pricewaterhouseCoopers

 

Management

 

Yes

 

For

 

For

Coventry

 

CVH

 

222862104

 

4840936

 

262611

 

4212

 

6/3/2004

 

4/30/2004

 

Annual Meeting

 

1

 

Election of directors

 

Management

 

Yes

 

For

 

For

Coventry

 

CVH

 

222862104

 

4840936

 

262611

 

4212

 

6/3/2004

 

4/30/2004

 

Annual Meeting

 

2

 

2004 Incentive Plan

 

Management

 

Yes

 

Abstain

 

 

Coventry

 

CVH

 

222862104

 

4840936

 

262611

 

4212

 

6/3/2004

 

4/30/2004

 

Annual Meeting

 

3

 

Ratification of Independent Auditors

 

Management

 

Yes

 

For

 

For

Davita, Inc.

 

DVA

 

23918K108

 

4886519

 

262611

 

7693

 

5/24/2004

 

4/21/2004

 

Annual Meeting

 

1.1

 

Elect Director Nancy-Ann DeParle

 

Management

 

Yes

 

For

 

For

Davita, Inc.

 

DVA

 

23918K109

 

4886519

 

262611

 

7693

 

5/24/2004

 

4/21/2004

 

Annual Meeting

 

1.2

 

Elect Director Richard Fontaine

 

Management

 

Yes

 

For

 

For

Davita, Inc.

 

DVA

 

23918K110

 

4886519

 

262611

 

7693

 

5/24/2004

 

4/21/2004

 

Annual Meeting

 

1.3

 

Elect Director Peter Grauer

 

Management

 

Yes

 

For

 

For

Davita, Inc.

 

DVA

 

23918K111

 

4886519

 

262611

 

7693

 

5/24/2004

 

4/21/2004

 

Annual Meeting

 

1.4

 

Elect Director Michelle Hooper

 

Management

 

Yes

 

For

 

For

Davita, Inc.

 

DVA

 

23918K112

 

4886519

 

262611

 

7693

 

5/24/2004

 

4/21/2004

 

Annual Meeting

 

1.5

 

Elect Director Raymond Larkin

 

Management

 

Yes

 

For

 

For

Davita, Inc.

 

DVA

 

23918K113

 

4886519

 

262611

 

7693

 

5/24/2004

 

4/21/2004

 

Annual Meeting

 

1.6

 

Elect Director John Nehra

 

Management

 

Yes

 

For

 

For

Davita, Inc.

 

DVA

 

23918K114

 

4886519

 

262611

 

7693

 

5/24/2004

 

4/21/2004

 

Annual Meeting

 

1.7

 

Elect Director William Roper

 

Management

 

Yes

 

For

 

For

Davita, Inc.

 

DVA

 

23918K115

 

4886519

 

262611

 

7693

 

5/24/2004

 

4/21/2004

 

Annual Meeting

 

1.8

 

Elect Director Kent Thiry

 

Management

 

Yes

 

For

 

For

Delphi  Financial

 

DFG

 

247131105

 

4921920

 

262611

 

8625

 

5/5/2004

 

4/12/2004

 

Annual Meeting

 

2

 

Aprove amendment to employee plan

 

Management

 

Yes

 

Abstain

 

 

Delphi  Financial

 

DFG

 

247131105

 

4921920

 

262611

 

8625

 

5/5/2004

 

4/12/2004

 

Annual Meeting

 

3

 

Approve adoption of annual incentive compensation plan

 

Management

 

Yes

 

Abstain

 

 

Delphi  Financial

 

DFG

 

247131105

 

4921920

 

262611

 

8625

 

5/5/2004

 

4/12/2004

 

Annual Meeting

 

4

 

Shareholder proposal - tobacco equities

 

Shareholder

 

Yes

 

Abstain

 

 

Delphi  Financial

 

DFG

 

247131105

 

4921920

 

262611

 

8625

 

5/5/2004

 

4/12/2004

 

Annual Meeting

 

5

 

transact such other business

 

Management

 

Yes

 

Abstain

 

 

Digitas

 

DTAS

 

25388K104

 

4956958

 

262162

 

14719

 

5/3/2004

 

4/5/2004

 

Annual Meeting

 

1

 

Election of directors

 

Management

 

Yes

 

For

 

For

Earthlink

 

ELNK

 

270321102

 

5001910

 

262612

 

15218

 

5/25/2004

 

4/30/2003

 

Annual Meeting

 

1

 

Election of directors

 

Management

 

Yes

 

For

 

For

 


 

Earthlink

 

ELNK

 

270321102

 

5001910

 

262612

 

15218

 

5/25/2004

 

4/30/2004

 

Annual Meeting

 

2

 

Ratification of Independent Auditors

 

Management

 

Yes

 

For

 

For

Earthlink

 

ELNK

 

270321102

 

5001910

 

262612

 

15218

 

5/25/2004

 

4/30/2004

 

Annual Meeting

 

3

 

transact such other business

 

Management

 

Yes

 

Abstain

 

 

Everest RE

 

RE

 

Q3223R108

 

5064566

 

262611

 

3915

 

5/19/2004

 

3/24/2004

 

Annual Meeting

 

1

 

Election of directors

 

Management

 

Yes

 

For

 

For

Everest RE

 

RE

 

Q3223R108

 

5064566

 

262611

 

3915

 

5/19/2004

 

3/24/2004

 

Annual Meeting

 

2

 

Appoint Auditors and Approve Fees

 

Management

 

Yes

 

For

 

For

Express Scripts

 

ESRX

 

302182100

 

5069211

 

262612

 

8907

 

5/26/2004

 

4/21/2004

 

Annual Meeting

 

1

 

Election of directors

 

Management

 

Yes

 

For

 

For

Express Scripts

 

ESRX

 

302182100

 

5069211

 

262612

 

8907

 

5/26/2004

 

4/21/2004

 

Annual Meeting

 

2

 

Approve and ratify proposed amendment

 

Management

 

Yes

 

Abstain

 

 

Express Scripts

 

ESRX

 

302182100

 

5069211

 

262612

 

8907

 

5/26/2004

 

4/21/2004

 

Annual Meeting

 

3

 

Ratification of independent accountants

 

Management

 

Yes

 

For

 

For

First America

 

FCFL

 

318522307

 

5110851

 

262611

 

11100

 

5/13/2004

 

4/8/2004

 

Annual Meeting

 

1

 

Election of directors

 

Management

 

Yes

 

For

 

For

First Horizon  Pharm

 

FHRX

 

32051K106

 

5113062

 

262612

 

9322

 

5/7/2004

 

4/15/2004

 

Annual Meeting

 

1

 

Election of directors

 

Management

 

Yes

 

For

 

For

First Horizon  Pharm

 

FHRX

 

32051K106

 

5113062

 

262612

 

9322

 

5/7/2004

 

4/15/2004

 

Annual Meeting

 

2

 

Approval of amendment and stock plan

 

Management

 

Yes

 

Abstain

 

 

Gentiva health

 

GTIV

 

37247A102

 

5236678

 

262612

 

7676

 

5/14/2004

 

4/12/2004

 

Annual Meeting

 

1

 

Election of directors

 

Management

 

Yes

 

For

 

For

Gentiva health

 

GTIV

 

37247A102

 

5236678

 

262612

 

7676

 

5/14/2004

 

4/12/2004

 

Annual Meeting

 

2

 

Ratification of Independent Auditors

 

Management

 

Yes

 

For

 

For

Gentiva health

 

GTIV

 

37247A102

 

5236678

 

262612

 

7676

 

5/14/2004

 

4/12/2004

 

Annual Meeting

 

3

 

Approval of eaquity incentive plan

 

Management

 

Yes

 

Abstain

 

 

Global imaging systems

 

GISX

 

37934A100

 

5265990

 

262612

 

5092

 

8/16/2004

 

7/28/2004

 

Annual Meeting

 

1

 

To elect the nominees

 

Management

 

Yes

 

For

 

For

Global imaging systems

 

GISX

 

37934A100

 

5265990

 

262612

 

5092

 

8/16/2004

 

7/28/2004

 

Annual Meeting

 

2

 

approval of 2004 Omnibus plan

 

Management

 

Yes

 

Abstain

 

 

Global imaging systems

 

GISX

 

37934A100

 

5265990

 

262612

 

5092

 

8/16/2004

 

7/28/2004

 

Annual Meeting

 

3

 

Approval of amendment of certficate

 

Management

 

Yes

 

Against

 

 

Hasbro

 

HAS

 

418056107

 

5355900

 

262611

 

13060

 

5/20/2004

 

4/16/2004

 

Annual Meeting

 

1

 

Election of directors

 

Management

 

Yes

 

For

 

For

Hasbro

 

HAS

 

418056107

 

5355900

 

262611

 

13060

 

5/20/2004

 

4/16/2004

 

Annual Meeting

 

2

 

Approve annual preformance plan

 

Management

 

Yes

 

Abstain

 

 

Hasbro

 

HAS

 

418056107

 

5355900

 

262611

 

13060

 

5/20/2004

 

4/16/2004

 

Annual Meeting

 

3

 

Ratification of Independent Auditors

 

Management

 

Yes

 

For

 

For

Hasbro

 

HAS

 

418056107

 

5355900

 

262611

 

13060

 

5/20/2004

 

4/16/2004

 

Annual Meeting

 

4

 

shareholder proposal

 

Management

 

Yes

 

Abstain

 

 

Kinder Morgan

 

KMI

 

49455P101

 

5582010

 

262611

 

24621

 

5/11/2004

 

4/12/2004

 

Annual Meeting

 

1

 

Election of directors

 

Management

 

Yes

 

For

 

For

Kinder Morgan

 

KMI

 

49455P101

 

5582010

 

262611

 

24621

 

5/11/2004

 

4/12/2004

 

Annual Meeting

 

2

 

proposal of independent auditors

 

Management

 

Yes

 

For

 

For

Kinder Morgan

 

KMI

 

49455P101

 

5582010

 

262611

 

24621

 

5/11/2004

 

4/12/2004

 

Annual Meeting

 

3

 

Proposal of stock option plan

 

Management

 

Yes

 

Abstain

 

 

Kinder Morgan

 

KMI

 

49455P101

 

5582010

 

262611

 

24621

 

5/11/2004

 

4/12/2004

 

Annual Meeting

 

4

 

Stockholder proposal — sustainability report

 

Management

 

Yes

 

Abstain

 

 

Kinder Morgan

 

KMI

 

49455P101

 

5582010

 

262611

 

24621

 

5/11/2004

 

4/12/2004

 

Annual Meeting

 

5

 

Stockholder proposal — expanding stock options

 

Management

 

Yes

 

Abstain

 

 

Kindred Health

 

KIND

 

494580103

 

5582005

 

262612

 

2004

 

5/18/2004

 

4/2/2004

 

Annual Meeting

 

1

 

Election of directors

 

Management

 

Yes

 

For

 

For

Kindred Health

 

KIND

 

494580103

 

5582005

 

262612

 

2004

 

5/18/2004

 

4/2/2004

 

Annual Meeting

 

3

 

Approve Healthcare

 

Management

 

Yes

 

Abstain

 

 

Mattson Tech

 

MTSN

 

577223100

 

5844397

 

262612

 

12908

 

5/19/2004

 

4/13/2004

 

Annual Meeting

 

1

 

Election of directors

 

Management

 

Yes

 

For

 

For

Mattson Tech

 

MTSN

 

577223100

 

5844397

 

262612

 

12908

 

5/19/2004

 

4/13/2004

 

Annual Meeting

 

2

 

Approve Amendment

 

Management

 

Yes

 

Abstain

 

 

Mattson Tech

 

MTSN

 

577223100

 

5844397

 

262612

 

12908

 

5/19/2004

 

4/13/2004

 

Annual Meeting

 

3

 

Ratify appointment of pricewaterhouseCoopers

 

Management

 

Yes

 

For

 

For

Mattson Tech

 

MTSN

 

577223100

 

5844397

 

262612

 

12908

 

5/19/2004

 

4/13/2004

 

Annual Meeting

 

4

 

transact such other business

 

Management

 

Yes

 

Abstain

 

 

Mid-state banc

 

MDST

 

595440108

 

5896138

 

262612

 

3406

 

5/18/2004

 

4/19/2004

 

Annual Meeting

 

1

 

Election of directors

 

Management

 

Yes

 

For

 

For

Nextel

 

NXTL

 

65332V103

 

6549724

 

262612

 

20480

 

5/27/2004

 

4/2/2004

 

Annual Meeting

 

1

 

Election of directors

 

Management

 

Yes

 

For

 

For

Nextel

 

NXTL

 

65332V103

 

6549724

 

262612

 

20480

 

5/27/2004

 

4/2/2004

 

Annual Meeting

 

2

 

Ratification of Independent Auditors

 

Management

 

Yes

 

For

 

For

Nextel

 

NXTL

 

65332V103

 

6549724

 

262612

 

20480

 

5/27/2004

 

4/2/2004

 

Annual Meeting

 

3

 

approval of stock purcahse plan

 

Management

 

Yes

 

Abstain

 

 

Overseas Shipping

 

OSG

 

690368105

 

6716975

 

262611

 

9959

 

6/1/2004

 

4/30/2004

 

Annual Meeting

 

1

 

Election of directors

 

Management

 

Yes

 

For

 

For

Overseas Shipping

 

OSG

 

690368105

 

6716975

 

262611

 

9959

 

6/1/2004

 

4/30/2004

 

Annual Meeting

 

2

 

Ratification of Independent Auditors

 

Management

 

Yes

 

For

 

For

Overseas Shipping

 

OSG

 

690368105

 

6716975

 

262611

 

9959

 

6/1/2004

 

4/30/2004

 

Annual Meeting

 

3

 

approve stock incentive plan

 

Management

 

Yes

 

Abstain

 

 

Overseas Shipping

 

OSG

 

690368105

 

6716975

 

262611

 

9959

 

6/1/2004

 

4/30/2004

 

Annual Meeting

 

4

 

approve preformance incentive plan

 

Management

 

Yes

 

Abstain

 

 

phelpsDodge

 

PD

 

717265102

 

6836740

 

262611

 

20061

 

5/28/2004

 

4/21/2004

 

Annual Meeting

 

1

 

Election of directors

 

Management

 

Yes

 

For

 

For

phelpsDodge

 

PD

 

717265102

 

6836740

 

262611

 

20061

 

5/28/2004

 

4/21/2004

 

Annual Meeting

 

2

 

Shareholder proposal

 

Management

 

Yes

 

For

 

For

Potlatch

 

PCH

 

737628107

 

6925250

 

262611

 

4530

 

5/3/2004

 

4/9/2004

 

Annual Meeting

 

2

 

Stockholder proposal

 

Management

 

Yes

 

Abstain

 

 

Potlatch

 

PCH

 

737628107

 

6925250

 

262611

 

4530

 

5/3/2004

 

4/9/2004

 

Annual Meeting

 

3

 

Stockholder proposal — elimiting time phased voting

 

Management

 

Yes

 

Abstain

 

 

Potlatch

 

PCH

 

737628107

 

6925250

 

262611

 

4530

 

5/3/2004

 

4/9/2004

 

Annual Meeting

 

1-1

 

Elect Gregory L. Quesnel

 

Management

 

Yes

 

For

 

For

Potlatch

 

PCH

 

737628107

 

6925250

 

262611

 

4530

 

5/3/2004

 

4/9/2004

 

Annual Meeting

 

1-2

 

Elect Michael T. Rioredan

 

Management

 

Yes

 

For

 

For

Potlatch

 

PCH

 

737628107

 

6925250

 

262611

 

4530

 

5/3/2004

 

4/9/2004

 

Annual Meeting

 

1-3

 

Elect L. Pendenton Siegel

 

Management

 

Yes

 

For

 

For

Range Resources

 

RRC

 

75281A109

 

7007588

 

262611

 

37550

 

5/19/2004

 

4/29/2004

 

Annual Meeting

 

1

 

Election of directors

 

Management

 

Yes

 

For

 

For

Range Resources

 

RRC

 

75281A109

 

7007588

 

262611

 

37550

 

5/19/2004

 

4/29/2004

 

Annual Meeting

 

2

 

Adoption stock option plan

 

Management

 

Yes

 

Abstain

 

 

Range Resources

 

RRC

 

75281A109

 

7007588

 

262611

 

37550

 

5/19/2004

 

4/29/2004

 

Annual Meeting

 

3

 

Approve stock option plan

 

Management

 

Yes

 

Abstain

 

 

Revocable proxy Adaptec

 

ADPT

 

00651F108

 

4000476

 

262612

 

23362

 

8/26/2004

 

6/24/2004

 

Annual Meeting

 

1

 

Election of directors

 

Management

 

Yes

 

For

 

For

Revocable proxy Adaptec

 

ADPT

 

00651F108

 

4000476

 

262612

 

23362

 

8/26/2004

 

6/24/2004

 

Annual Meeting

 

2

 

To approve the 2004 equity incentive plan

 

Management

 

Yes

 

Against

 

Against

Revocable proxy Adaptec

 

ADPT

 

00651F108

 

4000476

 

262612

 

23362

 

8/26/2004

 

6/24/2004

 

Annual Meeting

 

3

 

To ratify and approve the appointment of Pricewaterhousecoopers

 

Management

 

Yes

 

For

 

For

Sierra Health

 

SIE

 

826322109

 

7233425

 

262611

 

9311

 

5/20/2004

 

4/20/2004

 

Annual Meeting

 

1

 

Election of directors

 

Management

 

Yes

 

For

 

For

Sierra Health

 

SIE

 

826322109

 

7233425

 

262611

 

9311

 

5/20/2004

 

4/20/2004

 

Annual Meeting

 

2

 

Amend companys employee stock option plan

 

Management

 

Yes

 

Abstain

 

 

Sierra Health

 

SIE

 

826322109

 

7233425

 

262611

 

9311

 

5/20/2004

 

4/20/2004

 

Annual Meeting

 

3

 

Ratify  appointment of auditors

 

Management

 

Yes

 

For

 

For

SS & C Tech

 

SSNC

 

85227Q100

 

7327305

 

262612

 

6057

 

5/20/2004

 

5/4/2004

 

Annual Meeting

 

1

 

Election of directors

 

Management

 

Yes

 

For

 

For

SS & C Tech

 

SSNC

 

85227Q100

 

7327305

 

262612

 

6057

 

5/20/2004

 

5/4/2004

 

Annual Meeting

 

2

 

Approve stock option plan

 

Management

 

Yes

 

Abstain

 

 

SS & C Tech

 

SSNC

 

85227Q100

 

7327305

 

262612

 

6057

 

5/20/2004

 

5/4/2004

 

Annual Meeting

 

3

 

Ratify appointment of pricewaterhouseCoopers

 

Management

 

Yes

 

For

 

For

Swift transpt

 

SWFT

 

870756103

 

7386842

 

262612

 

29173

 

4/30/2004

 

4/29/2004

 

Annual Meeting

 

1

 

Election of directors

 

Management

 

Yes

 

For

 

For

Swift transpt

 

SWFT

 

870756103

 

7386842

 

262612

 

29173

 

4/30/2004

 

4/29/2004

 

Annual Meeting

 

2

 

amend employee stock purchase plan

 

Management

 

Yes

 

Abstain

 

 

Swift transpt

 

SWFT

 

870756103

 

7386842

 

262612

 

29173

 

4/30/2004

 

4/29/2004

 

Annual Meeting

 

3

 

adoption of incentive plan

 

Management

 

Yes

 

Abstain

 

 

Swift transpt

 

SWFT

 

870756103

 

7386842

 

262612

 

29173

 

4/30/2004

 

4/29/2004

 

Annual Meeting

 

4

 

stockholder proposal — director diversity

 

Management

 

Yes

 

Abstain

 

 

Swift transpt

 

SWFT

 

870756103

 

7386842

 

262612

 

29173

 

4/30/2004

 

4/29/2004

 

Annual Meeting

 

5

 

stockholder proposal — stockholer ratification

 

Management

 

Yes

 

Abstain

 

 

Sybase

 

SY

 

871130100

 

7387002

 

262611

 

16346

 

5/27/2004

 

5/4/2004

 

Annual Meeting

 

1

 

Election of directors

 

Management

 

Yes

 

For

 

For

Sybase

 

SY

 

871130100

 

7387002

 

262611

 

16346

 

5/27/2004

 

5/4/2004

 

Annual Meeting

 

2

 

adoption of stock plan

 

Management

 

Yes

 

Abstain

 

 

Sybase

 

SY

 

871130100

 

7387002

 

262611

 

16346

 

5/27/2004

 

5/4/2004

 

Annual Meeting

 

3

 

Ratification of Independent Auditors

 

Management

 

Yes

 

For

 

For

titan

 

TTN

 

888266103

 

7467830

 

262611

 

16104

 

4/12/2004

 

4/7/2004

 

Special meeting

 

1

 

Adoption of agreement and and plan of merger

 

Management

 

Yes

 

Abstain

 

 

Waypoint

 

WYPT

 

946756103

 

7766765

 

262612

 

3228

 

4/30/2004

 

4/27/2004

 

Annual Meeting

 

1

 

Election of directors

 

Management

 

Yes

 

For

 

For

Webex Comm

 

WEBX

 

94767L109

 

7768432

 

262612

 

5672

 

5/19/2004

 

4/16/2004

 

Annual Meeting

 

1

 

Election of directors

 

Management

 

Yes

 

For

 

For

Webex Comm

 

WEBX

 

94767L109

 

7768432

 

262612

 

5672

 

5/19/2004

 

4/16/2004

 

Annual Meeting

 

2

 

proposal to confirm appointment

 

Management

 

Yes

 

For

 

For

 


 

Wesco

 

WCC

 

950B2P105

 

7771203

 

262611

 

22737

 

5/6/2004

 

4/21/2004

 

Annual Meeting

 

1

 

The election of 3 directors

 

Management

 

Yes

 

For

 

For

WR Berkley

 

BER

 

084423102

 

4360349

 

262611

 

9696

 

5/11/2004

 

4/15/2004

 

Annual Meeting

 

1

 

Electoin of directors

 

Management

 

Yes

 

For

 

For

WR Berkley

 

BER

 

084423102

 

4360349

 

262611

 

9696

 

5/11/2004

 

4/15/2004

 

Annual Meeting

 

2

 

To aprove the W.R Berkley corperation

 

Management

 

Yes

 

Abstain

 

 

WR Berkley

 

BER

 

084423102

 

4360249

 

262611

 

9696

 

5/11/2004

 

4/15/2004

 

Annual Meeting

 

3

 

To aprove the amendment

 

Management

 

Yes

 

Abstain

 

 

WR Berkley

 

BER

 

084423102

 

4360249

 

262611

 

9696

 

5/11/2004

 

4/15/2004

 

Annual Meeting

 

4

 

To ratify the amendment

 

Management

 

Yes

 

For

 

For

Xcel energy

 

XEL

 

983898100

 

7870340

 

262611

 

16339

 

5/20/2004

 

4/12/2004

 

Annual Meeting

 

1

 

To ammend our bylaws

 

Management

 

Yes

 

Abstain

 

 

Xcel energy

 

XEL

 

983898100

 

7870340

 

262611

 

16339

 

5/20/2004

 

4/12/2004

 

Annual Meeting

 

2

 

To elect 6 directors

 

Management

 

Yes

 

For

 

For

Xcel energy

 

XEL

 

983898100

 

7870340

 

262611

 

16339

 

5/20/2004

 

4/12/2004

 

Annual Meeting

 

3

 

To aprove stock plan

 

Management

 

Yes

 

Abstain

 

 

Xerox corp

 

XRX

 

984121103

 

7870260

 

252611

 

111844

 

5/20/2004

 

4/9/2004

 

Annual Meeting

 

1

 

Election of directors

 

Management

 

Yes

 

For

 

For

Xerox corp

 

XRX

 

984121103

 

7870260

 

262611

 

111844

 

5/20/2004

 

4/9/2004

 

Annual Meeting

 

2

 

Adopt the 2004 performance

 

Management

 

Yes

 

Abstain

 

 

Xerox corp

 

XRX

 

984121103

 

7870260

 

262611

 

111844

 

5/20/2004

 

4/9/2004

 

Annual Meeting

 

3

 

Adopt the 2004 equity plan

 

Management

 

Yes

 

Abstain

 

 

Yum

 

YUM

 

988498101

 

7877012

 

262611

 

43684

 

5/20/2004

 

4/19/2004

 

Annual Meeting

 

1

 

Election of directors

 

Management

 

Yes

 

For

 

For

Yum

 

YUM

 

988498101

 

7877012

 

262611

 

43684

 

5/20/2004

 

4/19/2004

 

Annual Meeting

 

2

 

Approval of proposal

 

Management

 

Yes

 

Abstain

 

 

Yum

 

YUM

 

988498101

 

7877012

 

262611

 

43684

 

5/20/2004

 

4/19/2004

 

Annual Meeting

 

3

 

Ratification of Independent Auditors

 

Management

 

Yes

 

For

 

For

Yum

 

YUM

 

988498101

 

7877012

 

262611

 

43684

 

5/20/2004

 

4/19/2004

 

Annual Meeting

 

4

 

Shareholder proposal

 

Management

 

Yes

 

Abstain

 

 

Yum

 

YUM

 

988498101

 

7877012

 

262611

 

43684

 

5/20/2004

 

4/19/2004

 

Annual Meeting

 

5

 

Shareholder proposal

 

Management

 

Yes

 

Abstain

 

 

Yum

 

YUM

 

988498101

 

7877012

 

262611

 

43684

 

5/20/2004

 

4/19/2004

 

Annual Meeting

 

6

 

shareholder proposal

 

Management

 

Yes

 

Abstain

 

 

Yum

 

YUM

 

988498101

 

7877012

 

262611

 

43684

 

5/20/2004

 

4/19/2004

 

Annual Meeting

 

7

 

shareholder proposal

 

Management

 

Yes

 

Abstain

 

 

Yum

 

YUM

 

988498101

 

7877012

 

262611

 

43684

 

5/20/2004

 

4/19/2004

 

Annual Meeting

 

8

 

shareholder proposal

 

Management

 

Yes

 

Abstain

 

 

 


 

SIGNATURES

 

Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

 

(Registrant)

PowerShares Capital Management LLC

 

By (Signature and Title)*

/s/  John W. Southard Jr

 

John W. Southard Jr., Managing Director

 

Date

July 13, 2004

 

* Print the name and title of each signing officer under his or her signature.

 

2

 -----END PRIVACY-ENHANCED MESSAGE-----