0001127602-19-034151.txt : 20191203 0001127602-19-034151.hdr.sgml : 20191203 20191203163934 ACCESSION NUMBER: 0001127602-19-034151 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20191129 FILED AS OF DATE: 20191203 DATE AS OF CHANGE: 20191203 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KELLY ALFRED F JR CENTRAL INDEX KEY: 0001209454 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33977 FILM NUMBER: 191266223 MAIL ADDRESS: STREET 1: AMERICAN EXPRESS COMPANY STREET 2: 200 VESEY STREET CITY: NEW YORK STATE: NY ZIP: 10285 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: VISA INC. CENTRAL INDEX KEY: 0001403161 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 260267673 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: P.O. BOX 8999 CITY: SAN FRANCISCO STATE: CA ZIP: 94128-8999 BUSINESS PHONE: 650-432-3200 MAIL ADDRESS: STREET 1: P.O. BOX 8999 CITY: SAN FRANCISCO STATE: CA ZIP: 94128-8999 FORMER COMPANY: FORMER CONFORMED NAME: Visa Inc. DATE OF NAME CHANGE: 20070614 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2019-11-29 0001403161 VISA INC. V 0001209454 KELLY ALFRED F JR P.O. BOX 8999 SAN FRANCISCO CA 94128-8999 1 1 CHAIRMAN & CEO Class A Common Stock 2019-11-29 4 M 0 4000 80.82 A 84788 D Class A Common Stock 2019-11-29 4 S 0 7000 183.72 D 77788 D Class A Common Stock 2019-11-30 4 M 0 135036 A 212824 D Class A Common Stock 2019-11-30 4 F 0 66310 184.51 D 146514 D Employee Stock Option (Right to Buy) 80.82 2019-11-29 4 M 0 4000 0 D 2026-11-19 Class A Common Stock 4000 189904 D Performance Share Award 2019-11-30 4 A 0 135036 A Class A Common Stock 135036 135036 D Performance Share Award 2019-11-30 4 M 0 135036 D Class A Common Stock 135036 0 D This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 5, 2019. Each restricted stock unit represents a contingent right to receive one share of Visa Inc. common stock or a cash equivalent of its value. Options vest in three equal installments on each of the first three anniversaries of the date of the grant, subject to earlier vesting in full in limited circumstances as specified in the award agreement. The option was granted on November 19, 2016. Represents performance shares earned pursuant to the November 19, 2016 award under the Visa Inc. 2007 Equity Incentive Compensation Plan. The number of performance shares earned was determined on the basis of the applicable 3-year performance period. /s/ Sue Choi, Attorney-In-Fact 2019-12-03