0001127602-19-033479.txt : 20191121 0001127602-19-033479.hdr.sgml : 20191121 20191121162159 ACCESSION NUMBER: 0001127602-19-033479 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20191119 FILED AS OF DATE: 20191121 DATE AS OF CHANGE: 20191121 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KELLY ALFRED F JR CENTRAL INDEX KEY: 0001209454 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33977 FILM NUMBER: 191237651 MAIL ADDRESS: STREET 1: AMERICAN EXPRESS COMPANY STREET 2: 200 VESEY STREET CITY: NEW YORK STATE: NY ZIP: 10285 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: VISA INC. CENTRAL INDEX KEY: 0001403161 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 260267673 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: P.O. BOX 8999 CITY: SAN FRANCISCO STATE: CA ZIP: 94128-8999 BUSINESS PHONE: 650-432-3200 MAIL ADDRESS: STREET 1: P.O. BOX 8999 CITY: SAN FRANCISCO STATE: CA ZIP: 94128-8999 FORMER COMPANY: FORMER CONFORMED NAME: Visa Inc. DATE OF NAME CHANGE: 20070614 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2019-11-19 0001403161 VISA INC. V 0001209454 KELLY ALFRED F JR P.O. BOX 8999 SAN FRANCISCO CA 94128-8999 1 1 CHAIRMAN & CEO Class A Common Stock 2019-11-19 4 M 0 37326 A 85772 D Class A Common Stock 2019-11-19 4 M 0 10623 A 96395 D Class A Common Stock 2019-11-19 4 M 0 10667 A 107062 D Class A Common Stock 2019-11-19 4 M 0 3918 A 110980 D Class A Common Stock 2019-11-19 4 F 0 30192 182.77 D 80788 D Restricted Stock Units 2019-11-19 4 M 0 37326 D Class A Common Stock 37326 0 D Restricted Stock Units 2019-11-19 4 M 0 10623 D Class A Common Stock 10623 10624 D Restricted Stock Units 2019-11-19 4 M 0 10667 D Class A Common Stock 10667 21334 D Restricted Stock Units 2019-11-19 4 M 0 3918 D Class A Common Stock 3918 0 D Employee Stock Option (Right to Buy) 182.77 2019-11-19 4 A 0 155871 0 A 2029-11-19 Class A Common Stock 155871 155871 D Restricted Stock Units 2019-11-19 4 A 0 24963 A Class A Common Stock 24963 24963 D Each restricted stock unit represents a contingent right to receive one share of Visa Inc. common stock or a cash equivalent of its value, which will be settled upon vesting. The restricted stock units vest in three equal installments on each of the first three anniversaries of the date of the grant, subject to earlier vesting in full in limited circumstances as specified in the award agreement. 77,951 shares were granted on November 19, 2016 for the one-time, make whole award and 34,026 shares were granted on November 19, 2016 for the annual equity award. Each restricted stock unit represents a contingent right to receive one share of Visa Inc. common stock or a cash equivalent of its value. The restricted stock units vest in three equal installments on each of the first three anniversaries of the date of the grant, subject to earlier vesting in full in limited circumstances as specified in the award agreement. The award was granted on November 19, 2017. Each restricted stock unit represents a contingent right to receive one share of Visa Inc. common stock or a cash equivalent of its value. The restricted stock units vest in three equal installments on each of the first three anniversaries of the date of the grant, subject to earlier vesting in full in limited circumstances as specified in the award agreement. The award was granted on November 19, 2018. Each restricted stock unit represents a contingent right to receive one share of Visa Inc. common stock or a cash equivalent of its value, which will be settled upon vesting. The restricted stock units vest annually in three equal installments commencing on November 19, 2017, subject to earlier vesting in limited circumstances as specified in the award agreement. 11,752 shares were granted on February 8, 2017 for an additional one-time, make whole award. Options vest in three equal installments on each of the first three anniversaries of the date of the grant, subject to earlier vesting in full in limited circumstances as specified in the award agreement. The option was granted on November 19, 2019. Each restricted stock unit represents a contingent right to receive one share of Visa Inc. common stock or a cash equivalent of its value. The restricted stock units vest in three equal installments on each of the first three anniversaries of the date of the grant, subject to earlier vesting in full in limited circumstances as specified in the award agreement. The award was granted on November 19, 2019. /s/ Sue Choi, Attorney-In-Fact 2019-11-21