0001127602-17-033090.txt : 20171121 0001127602-17-033090.hdr.sgml : 20171121 20171121190335 ACCESSION NUMBER: 0001127602-17-033090 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20171119 FILED AS OF DATE: 20171121 DATE AS OF CHANGE: 20171121 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KELLY ALFRED F JR CENTRAL INDEX KEY: 0001209454 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33977 FILM NUMBER: 171218087 MAIL ADDRESS: STREET 1: AMERICAN EXPRESS COMPANY STREET 2: 200 VESEY STREET CITY: NEW YORK STATE: NY ZIP: 10285 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: VISA INC. CENTRAL INDEX KEY: 0001403161 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 260267673 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: P.O. BOX 8999 CITY: SAN FRANCISCO STATE: CA ZIP: 94128-8999 BUSINESS PHONE: 650-432-3200 MAIL ADDRESS: STREET 1: P.O. BOX 8999 CITY: SAN FRANCISCO STATE: CA ZIP: 94128-8999 FORMER COMPANY: FORMER CONFORMED NAME: Visa Inc. DATE OF NAME CHANGE: 20070614 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2017-11-19 0001403161 VISA INC. V 0001209454 KELLY ALFRED F JR P.O. BOX 8999 SAN FRANCISCO CA 94128-8999 1 1 CHIEF EXECUTIVE OFFICER Class A Common Stock 2017-11-19 4 M 0 37325 A 43625 D Class A Common Stock 2017-11-19 4 M 0 3917 A 47542 D Class A Common Stock 2017-11-19 4 F 0 22545 109.82 D 24997 D Restricted Stock Units 2017-11-19 4 M 0 37325 D Class A Common Stock 37325 74652 D Restricted Stock Units 2017-11-19 4 M 0 3917 D Class A Common Stock 3917 7835 D Employee Stock Option (Right to Buy) 109.82 2017-11-19 4 A 0 195728 0 A 2027-11-19 Class A Common Stock 195728 195728 D Restricted Stock Units 2017-11-19 4 A 0 31870 A Class A Common Stock 31870 31870 D Each restricted stock unit represents a contingent right to receive one share of Visa Inc. common stock or a cash equivalent of its value, which will be settled upon vesting. The restricted stock units vest in three equal installments on each of the first three anniversaries of the date of the grant, subject to earlier vesting in full in limited circumstances as specified in the award agreement. 77,951 shares were granted on November 19, 2016 for the one-time, make whole award and 34,026 shares were granted on November 19, 2016 for the annual equity award. Each restricted stock unit represents a contingent right to receive one share of Visa Inc. common stock or a cash equivalent of its value, which will be settled upon vesting. The restricted stock units vest annually in three equal installments commencing on November 19, 2017, subject to earlier vesting in limited circumstances as specified in the award agreement. 11,752 shares were granted on February 8, 2017 for an additional one-time, make whole award. Options vest in three equal installments on each of the first three anniversaries of the date of the grant, subject to earlier vesting in full in limited circumstances as specified in the award agreement. The option was granted on November 19, 2017. Each restricted stock unit represents a contingent right to receive one share of Visa Inc. common stock or a cash equivalent of its value. The restricted stock units vest in three equal installments on each of the first three anniversaries of the date of the grant, subject to earlier vesting in full in limited circumstances as specified in the award agreement. The award was granted on November 19, 2017. /s/ Sue Choi, Attorney-In-Fact 2017-11-21