0001140361-22-036169.txt : 20221004
0001140361-22-036169.hdr.sgml : 20221004
20221004213104
ACCESSION NUMBER: 0001140361-22-036169
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20221001
FILED AS OF DATE: 20221004
DATE AS OF CHANGE: 20221004
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BAE JOSEPH Y
CENTRAL INDEX KEY: 0001208917
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34820
FILM NUMBER: 221294294
MAIL ADDRESS:
STREET 1: C/O KKR & CO. INC.
STREET 2: 30 HUDSON YARDS
CITY: NEW YORK
STATE: NY
ZIP: 10001
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: KKR & Co. Inc.
CENTRAL INDEX KEY: 0001404912
STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282]
IRS NUMBER: 881203639
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 30 HUDSON YARDS
CITY: NEW YORK
STATE: NY
ZIP: 10001
BUSINESS PHONE: 212-750-8300
MAIL ADDRESS:
STREET 1: 30 HUDSON YARDS
CITY: NEW YORK
STATE: NY
ZIP: 10001
FORMER COMPANY:
FORMER CONFORMED NAME: KKR & Co. L.P.
DATE OF NAME CHANGE: 20070627
4
1
form4.xml
X0306
4
2022-10-01
0001404912
KKR & Co. Inc.
KKR
0001208917
BAE JOSEPH Y
C/O KKR & CO. INC.
30 HUDSON YARDS
NEW YORK
NY
10001
true
true
Co-Chief Executive Officer
Common Stock
2022-10-01
4
M
0
450000
A
6412073
D
Common Stock
2022-10-01
4
F
0
245361
43
D
6166712
D
Common Stock
10018550
I
See Footnote
Common Stock
350000
I
See Footnote
Common Stock
384257
I
By Trust
Common Stock
7166
I
By Limited Liability Company
Common Stock
1754385
I
By Trust
Restricted Stock Units
2022-10-01
4
M
0
450000
0
D
Common Stock
450000
0
D
Reflects 450,000 restricted stock units of KKR & Co. Inc. that vested, and the Reporting Person became entitled to shares of common stock of KKR & Co. Inc. on a one-for-one basis.
Reflects a transfer by the Reporting Person of 1,754,385 shares into a trust for estate planning purposes.
These securities are held by a limited partnership, whose general partner is a limited liability company over which the Reporting Person has investment discretion.
These shares of common stock are being held by a limited partnership controlled by the Reporting Person solely for purposes of future charitable donations.
Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended, the Reporting Person states that this filing shall not be an admission that the Reporting Person is the beneficial owner of any of the securities reported herein as indirectly owned, and the Reporting Person disclaims beneficial ownership of such securities except to the extent of the Reporting Person's pecuniary interest therein.
/s/ Christopher Lee, Attorney-in-fact
2022-10-04