0001140361-21-041254.txt : 20211210
0001140361-21-041254.hdr.sgml : 20211210
20211210170817
ACCESSION NUMBER: 0001140361-21-041254
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20211209
FILED AS OF DATE: 20211210
DATE AS OF CHANGE: 20211210
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BAE JOSEPH Y
CENTRAL INDEX KEY: 0001208917
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34820
FILM NUMBER: 211486162
MAIL ADDRESS:
STREET 1: C/O KKR & CO. INC.
STREET 2: 30 HUDSON YARDS
CITY: NEW YORK
STATE: NY
ZIP: 10001
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: KKR & Co. Inc.
CENTRAL INDEX KEY: 0001404912
STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282]
IRS NUMBER: 260426107
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 30 HUDSON YARDS
CITY: NEW YORK
STATE: NY
ZIP: 10001
BUSINESS PHONE: 212-750-8300
MAIL ADDRESS:
STREET 1: 30 HUDSON YARDS
CITY: NEW YORK
STATE: NY
ZIP: 10001
FORMER COMPANY:
FORMER CONFORMED NAME: KKR & Co. L.P.
DATE OF NAME CHANGE: 20070627
4
1
form4.xml
FORM 4
X0306
4
2021-12-09
0001404912
KKR & Co. Inc.
KKR
0001208917
BAE JOSEPH Y
C/O KKR & CO. INC.
30 HUDSON YARDS
NEW YORK
NY
10001
true
true
Co-Chief Executive Officer
Restricted Holdings Units
2021-12-09
4
A
0
7500000
0
A
Common Stock
7500000
7500000
D
Represents a grant of restricted holdings units from the Amended and Restated KKR & Co. Inc. 2019 Equity Incentive Plan, which are subject to market price and cliff service vesting conditions based on average prices of common stock ranging from $95.80 to $135.80 and the holder's continued service to December 31, 2026, subject to exceptions (including continued service if the market price vesting conditions are satisfied between December 31, 2026 and December 31, 2028). Upon vesting, subject to certain conditions, the holder may exchange one restricted holdings unit for one share of common stock of KKR & Co. Inc. Restricted holding units that have not vested by December 31, 2028 will be forfeited.
/s/ Christopher Lee, Attorney-in-fact
2021-12-10