0001140361-20-022330.txt : 20201002 0001140361-20-022330.hdr.sgml : 20201002 20201002180014 ACCESSION NUMBER: 0001140361-20-022330 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20201001 FILED AS OF DATE: 20201002 DATE AS OF CHANGE: 20201002 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BAE JOSEPH Y CENTRAL INDEX KEY: 0001208917 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34820 FILM NUMBER: 201221601 MAIL ADDRESS: STREET 1: C/O KKR & CO. INC. STREET 2: 9 WEST 57TH STREET, SUITE 4200 CITY: NEW YORK STATE: NY ZIP: 10019 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: KKR & Co. Inc. CENTRAL INDEX KEY: 0001404912 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 260426107 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 9 WEST 57TH STREET STREET 2: SUITE 4200 CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 212-750-8300 MAIL ADDRESS: STREET 1: 9 WEST 57TH STREET STREET 2: SUITE 4200 CITY: NEW YORK STATE: NY ZIP: 10019 FORMER COMPANY: FORMER CONFORMED NAME: KKR & Co. L.P. DATE OF NAME CHANGE: 20070627 4 1 form4.xml FORM 4 X0306 4 2020-10-01 0001404912 KKR & Co. Inc. KKR 0001208917 BAE JOSEPH Y C/O KKR & CO. INC., 9 WEST 57TH STREET, 42ND FLOOR NEW YORK NY 10019 true true Co-President & Co-COO Common Stock 2020-10-01 4 M 0 300000 A 959988 D Common Stock 2020-10-01 4 F 0 159660 34.34 D 800328 D Common Stock 500000 I See Footnote Common Stock 1482 I By Trust Common Stock 7166 I By Limited Liability Company Restricted Stock Units 2020-10-01 4 M 0 300000 0 D Common Stock 300000 920348 D 300,000 restricted stock units of KKR & Co. Inc. vested on October 1, 2020 and were settled for shares of common stock of KKR & Co. Inc. on a one-for-one basis. Of the remaining 920,348 restricted stock units, (i) 95,348 units will vest on April 1, 2021 and (ii) 825,000 units will vest in two annual installments on October 1 of each year as follows: 375,000 units in 2021 and 450,000 units in 2022. These shares of common stock are being held by a limited partnership controlled by the Reporting Person solely for purposes of future charitable donations. Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended, the Reporting Person states that this filing shall not be an admission that the Reporting Person is the beneficial owner of any of the securities reported herein as indirectly owned, and the Reporting Person disclaims beneficial ownership of such securities except to the extent of the Reporting Person's pecuniary interest therein. /s/ Christopher Lee, Attorney-in-fact 2020-10-02