0001209191-23-000299.txt : 20230103 0001209191-23-000299.hdr.sgml : 20230103 20230103170116 ACCESSION NUMBER: 0001209191-23-000299 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20221230 FILED AS OF DATE: 20230103 DATE AS OF CHANGE: 20230103 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HOFFEN HOWARD I CENTRAL INDEX KEY: 0001208810 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32253 FILM NUMBER: 23503035 MAIL ADDRESS: STREET 1: 1585 BROADWAY CITY: NEW YORK STATE: NY ZIP: 10036 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EnerSys CENTRAL INDEX KEY: 0001289308 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS ELECTRICAL MACHINERY, EQUIPMENT & SUPPLIES [3690] IRS NUMBER: 233058564 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 2366 BERNVILLE ROAD CITY: READING STATE: PA ZIP: 19605 BUSINESS PHONE: (610) 208-1600 MAIL ADDRESS: STREET 1: 2366 BERNVILLE ROAD CITY: READING STATE: PA ZIP: 19605 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2022-12-30 0 0001289308 EnerSys ENS 0001208810 HOFFEN HOWARD I C/O METALMARK CAPITAL 1177 AVENUE OF THE AMERICAS, 40TH FLOOR NEW YORK NY 10036 1 0 0 0 Common Stock 2022-12-30 4 A 0 100.0678 0.00 A 43657.714 D Common Stock 2022-12-30 4 A 0 2.7644 0.00 A 43660.4784 D Common Stock 2022-12-30 4 A 0 0.0763 0.00 A 43660.5547 D Common Stock 2022-12-30 4 A 0 0.1403 0.00 A 43660.695 D Common Stock 2022-12-30 4 A 0 0.1825 0.00 A 43660.8775 D These shares were granted in the form of Deferred Stock Units ("DSUs"), in connection with the cash dividend paid on December 30, 2022 to stockholders of record as of December 16, 2022 (the "Dividend"), with respect to 39,754 vested DSUs granted to the reporting person on various dates, and adjusted for previously declared and paid cash dividends. These DSUs are vested and payable concurrent with the underlying DSUs. These shares were granted in the form of Restricted Stock Units ("RSUs"), in connection with the Dividend, with respect to vested RSUs granted to the reporting person on various dates under the EnerSys Deferred Compensation Plan for Non-Employee Directors (the "Plan"), and adjusted for previously declared and paid cash dividends. These RSUs are vested and payable concurrent with the underlying RSUs. These shares were granted in the form of RSUs, in connection with the Dividend, with respect to unvested RSUs granted to the reporting person on April 15, 2022, under the Plan. These RSUs are vested and payable concurrent with the underlying RSUs. These shares were granted in the form of RSUs, in connection with the Dividend, with respect to unvested RSUs granted to the reporting person on July 14, 2022, under the Plan. These RSUs are vested and payable concurrent with the underlying RSUs. These shares were granted in the form of RSUs, in connection with the Dividend, with respect to unvested RSUs granted to the reporting person on October 14, 2022, under the Plan. These RSUs are vested and payable concurrent with the underlying RSUs. The reporting person has no direct pecuniary interest in such shares and disclaims beneficial ownership except to the extent ultimately realized. Karen J. Yodis, by Power of Attorney 2023-01-03