0001209191-22-042443.txt : 20220718 0001209191-22-042443.hdr.sgml : 20220718 20220718163233 ACCESSION NUMBER: 0001209191-22-042443 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220714 FILED AS OF DATE: 20220718 DATE AS OF CHANGE: 20220718 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HOFFEN HOWARD I CENTRAL INDEX KEY: 0001208810 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32253 FILM NUMBER: 221089520 MAIL ADDRESS: STREET 1: 1585 BROADWAY CITY: NEW YORK STATE: NY ZIP: 10036 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EnerSys CENTRAL INDEX KEY: 0001289308 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS ELECTRICAL MACHINERY, EQUIPMENT & SUPPLIES [3690] IRS NUMBER: 233058564 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 2366 BERNVILLE ROAD CITY: READING STATE: PA ZIP: 19605 BUSINESS PHONE: (610) 208-1600 MAIL ADDRESS: STREET 1: 2366 BERNVILLE ROAD CITY: READING STATE: PA ZIP: 19605 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2022-07-14 0 0001289308 EnerSys ENS 0001208810 HOFFEN HOWARD I C/O METALMARK CAPITAL 1177 AVENUE OF THE AMERICAS, 40TH FLOOR NEW YORK NY 10036 1 0 0 0 Common Stock 2022-07-14 4 A 0 397 57.26 A 39568.3879 D Common Stock 2022-07-14 4 A 0 79 0.00 A 39647.3879 D In lieu of receiving cash fees, the reporting person received 397 stock units, which immediately vested, in the EnerSys Voluntary Deferred Compensation Plan for Non-Employee Directors (the "Plan"). This amount reflects a matching stock unit contribution by EnerSys for the reporting person's account in the Plan. The matching stock unit contribution vests 25% on each of October 14, 2022, January 14, 2023, April 14, 2023, and July 14, 2023. Such vesting is subject to acceleration or cancellation upon the occurrence of certain events. As a result of these transactions the reporting person has an additional 476 stock units in the Plan. Each of these stock units represents a right to receive one share of EnerSys common stock and is payable upon the reporting person's Termination, as defined in the Plan. The reporting person has no direct pecuniary interest in such shares and disclaims beneficial ownership except to the extent ultimately realized. Karen J. Yodis, by Power of Attorney 2022-07-18