0001209191-21-052535.txt : 20210819 0001209191-21-052535.hdr.sgml : 20210819 20210819161754 ACCESSION NUMBER: 0001209191-21-052535 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210816 FILED AS OF DATE: 20210819 DATE AS OF CHANGE: 20210819 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HOFFEN HOWARD I CENTRAL INDEX KEY: 0001208810 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32253 FILM NUMBER: 211190284 MAIL ADDRESS: STREET 1: 1585 BROADWAY CITY: NEW YORK STATE: NY ZIP: 10036 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EnerSys CENTRAL INDEX KEY: 0001289308 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS ELECTRICAL MACHINERY, EQUIPMENT & SUPPLIES [3690] IRS NUMBER: 233058564 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 2366 BERNVILLE ROAD CITY: READING STATE: PA ZIP: 19605 BUSINESS PHONE: (610) 208-1600 MAIL ADDRESS: STREET 1: 2366 BERNVILLE ROAD CITY: READING STATE: PA ZIP: 19605 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2021-08-16 0 0001289308 EnerSys ENS 0001208810 HOFFEN HOWARD I C/O METALMARK CAPITAL 1177 AVENUE OF THE AMERICAS, 40TH FLOOR NEW YORK NY 10036 1 0 0 0 Common Stock 2021-08-16 4 A 0 2364 0.00 A 38399.9368 D These shares were granted as deferred stock units and vest upon grant. These deferred stock units are payable no earlier than six months following a termination of service as a director of the Company, at the director's election, with the right of the Company to clawback the value of the deferred stock unit within one year following a termination of service upon the occurrence of certain events. The grant reported on this Form 4 was made after the market had closed. The reporting person has no pecuniary interest in such shares and disclaims beneficial ownership except to the extent ultimately realized. Karen J. Yodis, by Power of Attorney 2021-08-19