0001628280-17-001228.txt : 20170213 0001628280-17-001228.hdr.sgml : 20170213 20170213175435 ACCESSION NUMBER: 0001628280-17-001228 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170209 FILED AS OF DATE: 20170213 DATE AS OF CHANGE: 20170213 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: LIFELOCK, INC. CENTRAL INDEX KEY: 0001383871 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROCESSING & DATA PREPARATION [7374] IRS NUMBER: 562508977 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 60 E. RIO SALADO PARKWAY STREET 2: SUITE 400 CITY: TEMPE STATE: AZ ZIP: 85281 BUSINESS PHONE: 480-682-5100 MAIL ADDRESS: STREET 1: 60 E. RIO SALADO PARKWAY STREET 2: SUITE 400 CITY: TEMPE STATE: AZ ZIP: 85281 FORMER COMPANY: FORMER CONFORMED NAME: LIFELOCK INC DATE OF NAME CHANGE: 20061215 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SCHNEIDER HILARY CENTRAL INDEX KEY: 0001208736 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35671 FILM NUMBER: 17601157 MAIL ADDRESS: STREET 1: C/O LIFELOCK, INC. STREET 2: 60 EAST RIO SALADO PARKWAY, SUITE 400 CITY: TEMPE STATE: AZ ZIP: 85281 4 1 wf-form4_148702646201760.xml FORM 4 X0306 4 2017-02-09 0 0001383871 LIFELOCK, INC. LOCK 0001208736 SCHNEIDER HILARY 60 EAST RIO SALADO PARKWAY, SUITE 400 TEMPE AZ 85281 1 1 0 0 CEO & PRESIDENT COMMON STOCK 2017-02-09 4 D 0 456478 D 169731 D COMMON STOCK 2017-02-09 4 D 0 169731 D 0 D EMPLOYEE STOCK OPTION (RIGHT TO BUY) 9.0 2017-02-09 4 D 0 220000 0 D 2022-10-02 COMMON STOCK 220000.0 0 D EMPLOYEE STOCK OPTION (RIGHT TO BUY) 11.05 2017-02-09 4 D 0 50000 0 D 2023-02-22 COMMON STOCK 50000.0 0 D EMPLOYEE STOCK OPTION (RIGHT TO BUY) 18.73 2017-02-09 4 D 0 150000 0 D 2024-03-24 COMMON STOCK 150000.0 0 D EMPLOYEE STOCK OPTION (RIGHT TO BUY) 13.96 2017-02-09 4 D 0 116500 0 D 2025-03-23 COMMON STOCK 116500.0 0 D EMPLOYEE STOCK OPTION (RIGHT TO BUY) 10.27 2017-02-09 4 D 0 635452 0 D 2026-02-18 COMMON STOCK 635452.0 0 D On November 20, 2016, LifeLock, Inc. (the "Issuer") entered into an Agreement and Plan of Merger (the "Merger Agreement"), as amended on January 16, 2017, with Symantec Corporation (the "Acquiror") and L1116 Merger Sub, Inc., a wholly-owned subsidiary of the Acquiror. Upon completion of the merger of the Issuer and L1116 Merger Sub, Inc. (the "Closing"), the Reporting Person's shares of the Issuer's Common Stock were cancelled and converted into the right to receive $24 in cash, without interest, (the "Merger Consideration"). Common Stock cancelled and converted into the right to receive an amount in cash equal to the product of the aggregate number of shares of this Common Stock and the Merger Consideration. Includes 227,721 restricted shares, payment in respect of which is subject to the same terms and conditions as the restricted shares. Also includes 99, 998 shares subject to a Performance-Based Restricted Stock Award, payment in respect of which is subject to the same terms and conditions as the restricted shares. Consists of 169,731 unvested restricted stock units ("RSUs"). Upon Closing, unvested RSUs were converted into the right to receive, on the same terms and conditions as the unvested RSU, a number of shares of the common stock of Acquiror equal to the number of shares subject to the unvested RSU times the quotient of $24 divided by the volume-weighted average of the trading prices of the shares of Acquiror's common stock on the NASDAQ for the ten trading days ending with, and including, February 9, 2016. Upon Closing, vested options were cancelled and converted into the right to receive an amount of cash equal to the number of shares subject to the option multiplied by the difference between the Merger Consideration and the applicable exercise price. Unvested options were converted into options to acquire a number of shares of common stock of the Acquiror equal to the number of shares subject to the unvested option times the quotient (the "Exchange Ratio") of $24 divided by the volume-weighted average of the trading prices of the shares of Acquiror's common stock on the NASDAQ for the ten trading days ending with, and including, February 9, 2016, at an exercise price equal to the exercise price of the unvested option divided by the Exchange Ratio and otherwise on the same terms and conditions as the unvested option. Includes 1,042 options, the vesting of which was accelerated at the Closing. Options were cancelled or converted as described above. Includes 43,750 options, the vesting of which was accelerated at the Closing. Options were cancelled or converted as described above. Includes 63,105 options, the vesting of which was accelerated at the Closing. Options were cancelled or converted as described above. Includes 558,808 options, the vesting of which was accelerated at the Closing. Options were cancelled or converted as described above. /s/ Stephen Palmer, Attorney-in-Fact 2017-02-13