0000899243-19-029417.txt : 20191217 0000899243-19-029417.hdr.sgml : 20191217 20191217163031 ACCESSION NUMBER: 0000899243-19-029417 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20191213 FILED AS OF DATE: 20191217 DATE AS OF CHANGE: 20191217 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CAPLAN KENNETH A CENTRAL INDEX KEY: 0001208588 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38004 FILM NUMBER: 191290093 MAIL ADDRESS: STREET 1: C/O THE BLACKSTONE GROUP STREET 2: 345 PARK AVE. 31ST FL. CITY: NEW YORK STATE: NY ZIP: 10154 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Invitation Homes Inc. CENTRAL INDEX KEY: 0001687229 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE OPERATORS (NO DEVELOPERS) & LESSORS [6510] IRS NUMBER: 814080868 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1717 MAIN STREET, SUITE 2000 CITY: DALLAS STATE: TX ZIP: 75201 BUSINESS PHONE: (972) 421-3600 MAIL ADDRESS: STREET 1: 1717 MAIN STREET, SUITE 2000 CITY: DALLAS STATE: TX ZIP: 75201 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2019-12-13 0 0001687229 Invitation Homes Inc. INVH 0001208588 CAPLAN KENNETH A C/O THE BLACKSTONE GROUP INC. 345 PARK AVENUE NEW YORK NY 10154 1 0 0 0 Common Stock 2019-12-13 4 J 0 28084 A 76612 D Common Stock 2019-12-16 4 G 0 32035 0.00 D 44577 D Represents a distribution to the Reporting Person of shares of common stock of the issuer previously held directly by IH1 Holdco L.P., IH2-A Holdco L.P., IH3 Holdco L.P., IH4 Holdco L.P., IH5 Holdco L.P. and IH6 Holdco L.P., affiliates of Blackstone (as defined below), in relation to his indirect interests in such entities. Reflects a gift to a charitable foundation. Mr. Caplan, an employee of The Blackstone Group Inc. ("Blackstone") or one of its affiliates, is a member of the board of directors of the issuer. Certain affiliates of Blackstone have filed separate Section 16 reports reporting securities of the issuer that they may be deemed to beneficially own. Mr. Caplan disclaims beneficial ownership of any securities of the issuer that may be deemed to be beneficially owned by affiliates of Blackstone. /s/ Kenneth A. Caplan 2019-12-17