0001208116-24-000006.txt : 20240607 0001208116-24-000006.hdr.sgml : 20240607 20240607134324 ACCESSION NUMBER: 0001208116-24-000006 CONFORMED SUBMISSION TYPE: MA/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20240606 DATE AS OF CHANGE: 20240607 FILER: COMPANY DATA: COMPANY CONFORMED NAME: BACKSTROM MCCARLEY BERRY & CO., LLC CENTRAL INDEX KEY: 0001208116 ORGANIZATION NAME: IRS NUMBER: 010704006 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: MA/A SEC ACT: 1934 Act SEC FILE NUMBER: 867-00369 FILM NUMBER: 241028616 BUSINESS ADDRESS: STREET 1: 130 BATTERY STREET, SUITE 560 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 BUSINESS PHONE: 415-857-6101 MAIL ADDRESS: STREET 1: 130 BATTERY STREET, SUITE 560 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 MA/A 1 primary_doc.xml MA/A 0001208116 XXXXXXXX Vincent McCarley 4158576101 vmccarley@bmcbco.com BACKSTROM MCCARLEY BERRY & CO., LLC 124503 01-0704006 866-00131-00 867-00369 008-65679 124503 130 BATTERY STREET, SUITE 560 SAN FRANCISCO CA 94111 415-857-6101 N www.bmcbco.com Vincent E McCarley

130 Battery Street, Suite 560 San Francisco CA 94111

4158576101 vmccarley@bmcbco.com Vincent E McCarley

130 Battery Street, Suite 560 San Francisco CA 94111

4158576101 vmccarley@bmcbco.com December CA 06-04-2002 N 11 8 7 0 0 15 Municipal Entities Non-profit organizations Corporations or other businesses 0 0 0 Not Applicable Hourly Charges Fixed Fees Contingent Fees Not Applicable Advice Insurance Of MS Advice Investment Of Proceeds MS Advice ME Investments Advice Guaranteed IC Advice Use Of MD Advice On Selection Brokerage Of MEI Y Y N Broker-dealer municipal securities dealer or government securities broker or dealer Other municipal advisor 8 Add Broker-dealer municipal securities dealer or government securities broker or dealer Other municipal advisor Vincent McCarley Vincent McCarley Y Y N Add Broker-dealer municipal securities dealer or government securities broker or dealer Other municipal advisor Leonard Berry Leonard Berry Y Y N Add Broker-dealer municipal securities dealer or government securities broker or dealer Other municipal advisor Don Backstrom Don Backstrom Y Y N Add Broker-dealer municipal securities dealer or government securities broker or dealer Other municipal advisor Peter Wong Peter Wong N N N Add Broker-dealer municipal securities dealer or government securities broker or dealer Other municipal advisor Pharris Langston Pharris Langston N N N Add Broker-dealer municipal securities dealer or government securities broker or dealer Other municipal advisor Ron Browning-Smith Ron Browning-Smith N N N Add Broker-dealer municipal securities dealer or government securities broker or dealer Other municipal advisor Gregory Brant Smith Brant Smith N N N Add Other municipal advisor Dave Olson Dave Olson N N N Delete Broker-dealer municipal securities dealer or government securities broker or dealer Other municipal advisor Joseph Crowley Joseph Crowley N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N Y N Vincent E McCarley CEO 06-04-2002 D Y 1711341 Don NMN Backstrom Managing Director & Principal 06-04-2002 B Y 2126794 Leonard R Berry Managing Director & Principal 06-04-2002 B Y 1362998 Amend Vincent E McCarley CEO, CCO 06-04-2002 D Y 1711341 Don NMN Backstrom Managing Director & Principal 06-04-2002 B Y 2126794 Delete Leonard R Berry Managing Director & Principal 06-04-2002 B Y 1362998 Vincent McCarley Vincent McCarley CEO 06-06-2024 N N N N N Y N N N N N N N N N N N N N N N