0001208116-19-000005.txt : 20190805
0001208116-19-000005.hdr.sgml : 20190805
20190805112654
ACCESSION NUMBER: 0001208116-19-000005
CONFORMED SUBMISSION TYPE: MA/A
PUBLIC DOCUMENT COUNT: 1
FILED AS OF DATE: 20190703
DATE AS OF CHANGE: 20190805
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: BACKSTROM MCCARLEY BERRY & CO., LLC
CENTRAL INDEX KEY: 0001208116
IRS NUMBER: 010704006
STATE OF INCORPORATION: CA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: MA/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 867-00369
FILM NUMBER: 19997919
BUSINESS ADDRESS:
STREET 1: 115 SANSOME STREET, MEZ. A
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94104
BUSINESS PHONE: 415-857-6101
MAIL ADDRESS:
STREET 1: 115 SANSOME STREET, MEZ. A
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94104
MA/A
1
primary_doc.xml
MA/A
0001208116
XXXXXXXX
Vincent McCarley
4158576101
vmccarley@bmcbco.com
BACKSTROM MCCARLEY BERRY & CO., LLC
124503
01-0704006
866-00131-00
867-00369
008-65679
124503
115 SANSOME STREET, MEZ. A
SAN FRANCISCO
CA
94104
415-857-6101
N
www.bmcbco.com
Leonard
R
Berry
Managing Director & Principal
115 Sansome St., Mez A
San Francisco
CA
94104
4158576102
lberry@bmcbco.com
Vincent
E
McCarley
CEO
115 Sansome St., Mez A
San Francisco
CA
94104
4158576101
vmccarley@bmcbco.com
December
CA
06-04-2002
N
12
9
9
0
0
15
Municipal Entities
Non-profit organizations
Corporations or other businesses
0
0
0
Not Applicable
Hourly Charges
Fixed Fees
Contingent Fees
Not Applicable
Advice Insurance Of MS
Advice Investment Of Proceeds MS
Advice ME Investments
Advice Guaranteed IC
Advice Use Of MD
Advice On Selection
Brokerage Of MEI
Y
Y
N
Broker-dealer municipal securities dealer or government securities broker or dealer
Other municipal advisor
9
Add
Broker-dealer municipal securities dealer or government securities broker or dealer
Other municipal advisor
Vincent McCarley
Vincent McCarley
Y
Y
N
Add
Broker-dealer municipal securities dealer or government securities broker or dealer
Other municipal advisor
Leonard Berry
Leonard Berry
Y
Y
N
Add
Broker-dealer municipal securities dealer or government securities broker or dealer
Other municipal advisor
Don Backstrom
Don Backstrom
Y
Y
N
Add
Broker-dealer municipal securities dealer or government securities broker or dealer
Other municipal advisor
Peter Wong
Peter Wong
N
N
N
Amend
Broker-dealer municipal securities dealer or government securities broker or dealer
Other municipal advisor
Pharris Langston
Pharris Langston
N
N
N
Add
Broker-dealer municipal securities dealer or government securities broker or dealer
Other municipal advisor
Jesse Ortega
Jesse Ortega
N
N
N
Add
Broker-dealer municipal securities dealer or government securities broker or dealer
Other municipal advisor
Ron Browning-Smith
Ron Browning-Smith
N
N
N
Add
Broker-dealer municipal securities dealer or government securities broker or dealer
Other municipal advisor
Alice Livingston
Alice Livingston
N
N
N
Add
Broker-dealer municipal securities dealer or government securities broker or dealer
Other municipal advisor
Gregory Brant Smith
Brant Smith
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
Y
N
Vincent
E
McCarley
CEO
06-04-2002
D
Y
1711341
Don
NMN
Backstrom
Managing Director & Principal
06-04-2002
B
Y
2126794
Leonard
R
Berry
Managing Director & Principal
06-04-2002
B
Y
1362998
Vincent
E
McCarley
CEO
06-04-2002
D
Y
1711341
Don
NMN
Backstrom
Managing Director & Principal
06-04-2002
B
Y
2126794
Leonard
R
Berry
Managing Director & Principal
06-04-2002
B
Y
1362998
Vincent McCarley
Vincent McCarley
CEO
07-03-2019
N
N
N
N
N
Y
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N