0001208116-17-000006.txt : 20170824 0001208116-17-000006.hdr.sgml : 20170824 20170824144957 ACCESSION NUMBER: 0001208116-17-000006 CONFORMED SUBMISSION TYPE: MA-I/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20170823 FILER: COMPANY DATA: COMPANY CONFORMED NAME: BACKSTROM MCCARLEY BERRY & CO., LLC CENTRAL INDEX KEY: 0001208116 IRS NUMBER: 010704006 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: MA-I/A SEC ACT: 1934 Act SEC FILE NUMBER: 868-02302 FILM NUMBER: 171049223 BUSINESS ADDRESS: STREET 1: 115 SANSOME STREET, MEZ. A CITY: SAN FRANCISCO STATE: CA ZIP: 94104 BUSINESS PHONE: 415-857-6101 MAIL ADDRESS: STREET 1: 115 SANSOME STREET, MEZ. A CITY: SAN FRANCISCO STATE: CA ZIP: 94104 MA-I/A 1 primary_doc.xml MA-I/A 0001208116 XXXXXXXX Vincent McCarley 4158576101 vmccarley@bmcbco.com N Y Eric Lamont Green 002660154 N 1 0001208116 BACKSTROM MCCARLEY BERRY & CO., LLC 12-20-2006 Y 07-25-2014 0001208116 SUPERVISED 12-20-2006 115 SANSOME STREET, MEZ. A SAN FRANCISCO CA 94104 12-2006 Backstrom McCarley Berry & Co., LLC San Francisco CA 94104 Y Y Vice President 07-2005 12-2006 American Portfolios Financial Services, Inc. Lafayette IN 46268 N Y Registered Assistant 12-2003 07-2005 Wachovia Securities Financial Network LLC Lafayette IN 46268 N Y Financial Consultant Y 12-2006 IT Business Corp 2611 Waterfront Parkway Indianapolis IN 46214 N N increase percentage of minority business Business Development Specialist 30 consultant to IT Business Corp Clients N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 08-23-2017 Vincent McCarley CEO