0001208116-15-000004.txt : 20150814 0001208116-15-000004.hdr.sgml : 20150814 20150814100815 ACCESSION NUMBER: 0001208116-15-000004 CONFORMED SUBMISSION TYPE: MA-A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20141231 FILED AS OF DATE: 20150813 FILER: COMPANY DATA: COMPANY CONFORMED NAME: BACKSTROM MCCARLEY BERRY & CO., LLC CENTRAL INDEX KEY: 0001208116 IRS NUMBER: 010704006 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: MA-A SEC ACT: 1934 Act SEC FILE NUMBER: 867-00369 FILM NUMBER: 151053140 BUSINESS ADDRESS: STREET 1: 115 SANSOME STREET, MEZ. A CITY: SAN FRANCISCO STATE: CA ZIP: 94104 BUSINESS PHONE: 415-857-6101 MAIL ADDRESS: STREET 1: 115 SANSOME STREET, MEZ. A CITY: SAN FRANCISCO STATE: CA ZIP: 94104 MA-A 1 primary_doc.xml MA-A 0001208116 XXXXXXXX Vincent McCarley 4158576101 vmccarley@bmcbco.com 12-31-2014 Y BACKSTROM MCCARLEY BERRY & CO., LLC 000124503 01-0704006 866-00131-00 867-00369 008-65679 000124503 115 SANSOME STREET, MEZ. A SAN FRANCISCO CA 94104 415-857-6101 N 115 SANSOME STREET, MEZ. A SAN FRANCISCO CA 94104 www.bmcbco.com Leonard R Berry Managing Director & Principal
115 Sansome St., Mez A San Francisco CA 94104
4158576102 lberry@bmcbco.com
Vincent E McCarley CEO
115 Sansome St., Mez A San Francisco CA 94104
4158576101 vmccarley@bmcbco.com
December CA 06-04-2002 N 12 11 11 0 0 15 Municipal Entities Non-profit organizations Corporations or other businesses 0 0 0 Not Applicable Hourly Charges Fixed Fees Contingent Fees Not Applicable Advice Insurance Of MS Advice Investment Of Proceeds MS Advice ME Investments Advice Guaranteed IC Advice Use Of MD Advice On Selection Brokerage Of MEI Y Y N Broker-dealer municipal securities dealer or government securities broker or dealer Other municipal advisor 11 Add Broker-dealer municipal securities dealer or government securities broker or dealer Other municipal advisor Vincent McCarley Vincent McCarley Y Y N Add Broker-dealer municipal securities dealer or government securities broker or dealer Other municipal advisor Leonard Berry Leonard Berry Y Y N Add Broker-dealer municipal securities dealer or government securities broker or dealer Other municipal advisor Don Backstrom Don Backstrom Y Y N Add Broker-dealer municipal securities dealer or government securities broker or dealer Other municipal advisor Peter Wong Peter Wong N N N Amend Broker-dealer municipal securities dealer or government securities broker or dealer Other municipal advisor Pharris Langston Pharris Langston N N N Amend Broker-dealer municipal securities dealer or government securities broker or dealer Other municipal advisor Martin Wiesheier Martin Wiesheier N N N Add Broker-dealer municipal securities dealer or government securities broker or dealer Other municipal advisor Jesse Ortega Jesse Ortega N N N Add Broker-dealer municipal securities dealer or government securities broker or dealer Other municipal advisor Tasha Shepherd Tasha Shepherd N N N Add Broker-dealer municipal securities dealer or government securities broker or dealer Other municipal advisor Ron Browning-Smith Ron Browning-Smith N N N Add Broker-dealer municipal securities dealer or government securities broker or dealer Other municipal advisor Eric Green Eric Green N N N NewAdd Broker-dealer municipal securities dealer or government securities broker or dealer Other municipal advisor Alice Livingston Alice Livingston N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N Y N Vincent E McCarley CEO 06-04-2002 D Y 001711341 Don NMN Backstrom Managing Director & Principal 06-04-2002 B Y 002126794 Leonard R Berry Managing Director & Principal 06-04-2002 B Y 001362998 Add Vincent E McCarley CEO 06-04-2002 D Y 001711341 Add Don NMN Backstrom Managing Director & Principal 06-04-2002 B Y 002126794 Add Leonard R Berry Managing Director & Principal 06-04-2002 B Y 001362998 Vincent McCarley Vincent McCarley CEO 08-13-2015 N N N N N Y N N N N N N N N N N N N N N