0001208116-14-000018.txt : 20150115 0001208116-14-000018.hdr.sgml : 20150115 20150115160307 ACCESSION NUMBER: 0001208116-14-000018 CONFORMED SUBMISSION TYPE: MA-I PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20141217 FILER: COMPANY DATA: COMPANY CONFORMED NAME: BACKSTROM MCCARLEY BERRY & CO., LLC CENTRAL INDEX KEY: 0001208116 IRS NUMBER: 010704006 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: MA-I SEC ACT: 1934 Act SEC FILE NUMBER: 868-02302 FILM NUMBER: 15530051 BUSINESS ADDRESS: STREET 1: 115 SANSOME STREET, MEZ. A CITY: SAN FRANCISCO STATE: CA ZIP: 94104 BUSINESS PHONE: 415-857-6101 MAIL ADDRESS: STREET 1: 115 SANSOME STREET, MEZ. A CITY: SAN FRANCISCO STATE: CA ZIP: 94104 MA-I 1 primary_doc.xml MA-I 0001208116 XXXXXXXX Vincent McCarley 415-857-6101 vmccarley@bmcbco.com N N Alice Emily Livingston 005047721 N 1 0001208116 BACKSTROM MCCARLEY BERRY & CO., LLC 08-18-2014 N 867-00369 LOCATED 08-18-2014 115 SANSOME STREET, MEZ. A SAN FRANCISCO CA 94104 08-2014 Backstrom McCarley Berry & Co., LLC San Francisco CA 94104 Y Y Vice President 02-2012 08-2014 Stifel Nicolaud & Co Inc San Francisco CA 94104 N Y Sales Associate 01-2011 02-2012 Thomas Weisel Partners San Francisco CA 94104 N Y Sales Associate 10-2009 01-2011 Unempoyed San Francisco CA 94104 N N Unemployed 11-2006 10-2009 Kinsell, Newcomb & De Dios, Inc Solano Beach CA 92075 N Y Trading Assitant 09-2005 11-2006 ML Stern Beverly Hills CA 90210 N Y Trading Assitant 08-2001 07-2005 Cal State Long Beach CA 90813 N N Student N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 12-17-2014 Vincent McCarley CEO