0001739424-19-000002.txt : 20190418
0001739424-19-000002.hdr.sgml : 20190418
20190418174829
ACCESSION NUMBER: 0001739424-19-000002
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20190418
FILED AS OF DATE: 20190418
DATE AS OF CHANGE: 20190418
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SunTx Capital Management Corp.
CENTRAL INDEX KEY: 0001739424
STATE OF INCORPORATION: TX
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38479
FILM NUMBER: 19756769
BUSINESS ADDRESS:
STREET 1: 5420 LBJ FREEWAY, SUITE 1000
CITY: DALLAS
STATE: TX
ZIP: 75214
BUSINESS PHONE: 9726638900
MAIL ADDRESS:
STREET 1: 5420 LBJ FREEWAY, SUITE 1000
CITY: DALLAS
STATE: TX
ZIP: 75214
FORMER NAME:
FORMER CONFORMED NAME: SunTX Capital Management Corp.
DATE OF NAME CHANGE: 20180509
FORMER NAME:
FORMER CONFORMED NAME: SunTX CPI Capital Management Corp.
DATE OF NAME CHANGE: 20180502
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SunTX CPI Expansion Fund GP, L.P.
CENTRAL INDEX KEY: 0001739437
STATE OF INCORPORATION: TX
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38479
FILM NUMBER: 19756770
BUSINESS ADDRESS:
STREET 1: 5420 LBJ FREEWAY, SUITE 1000
CITY: DALLAS
STATE: TX
ZIP: 75214
BUSINESS PHONE: 2149694281
MAIL ADDRESS:
STREET 1: 5420 LBJ FREEWAY, SUITE 1000
CITY: DALLAS
STATE: TX
ZIP: 75214
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SUNTX CAPITAL PARTNERS L P
CENTRAL INDEX KEY: 0001208091
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38479
FILM NUMBER: 19756771
BUSINESS ADDRESS:
STREET 1: 14001N DALLAS PARKWAY SUITE 111
CITY: DALLAS
STATE: TX
ZIP: 75240
BUSINESS PHONE: 972-663-8900
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SunTx CPI Expansion Fund LP
CENTRAL INDEX KEY: 0001410954
STATE OF INCORPORATION: DE
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38479
FILM NUMBER: 19756772
BUSINESS ADDRESS:
STREET 1: 1400 N Dallas Parkway
CITY: Dallas
STATE: tx
ZIP: 75240
BUSINESS PHONE: 972-663-8900
MAIL ADDRESS:
STREET 1: 1400 N Dallas Parkway
CITY: Dallas
STATE: tx
ZIP: 75240
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SunTx Fulcrum Fund Prime, L.P.
CENTRAL INDEX KEY: 0001702326
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38479
FILM NUMBER: 19756773
BUSINESS ADDRESS:
STREET 1: 5420 LBJ FREEWAY
STREET 2: SUITE 1000
CITY: DALLAS
STATE: TX
ZIP: 75240
BUSINESS PHONE: 972.663.8900
MAIL ADDRESS:
STREET 1: 5420 LBJ FREEWAY
STREET 2: SUITE 1000
CITY: DALLAS
STATE: TX
ZIP: 75240
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SunTx Fulcrum Dutch Investors Prime, L.P.
CENTRAL INDEX KEY: 0001711005
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38479
FILM NUMBER: 19756774
BUSINESS ADDRESS:
STREET 1: 5420 LBJ FREEWAY
STREET 2: SUITE 1000
CITY: DALLAS
STATE: TX
ZIP: 75240
BUSINESS PHONE: (972)663-8900
MAIL ADDRESS:
STREET 1: 5420 LBJ FREEWAY
STREET 2: SUITE 1000
CITY: DALLAS
STATE: TX
ZIP: 75240
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Fleming Ned N III
CENTRAL INDEX KEY: 0001707712
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38479
FILM NUMBER: 19756775
MAIL ADDRESS:
STREET 1: 8214 WESTCHESTER DRIVE
STREET 2: SUITE 400
CITY: DALLAS
STATE: TX
ZIP: 75225
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Jennings Craig
CENTRAL INDEX KEY: 0001739383
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38479
FILM NUMBER: 19756776
MAIL ADDRESS:
STREET 1: 5204 LAKECREET CT.
CITY: PLANO
STATE: TX
ZIP: 75093
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Matteson Mark R
CENTRAL INDEX KEY: 0001739134
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38479
FILM NUMBER: 19756777
MAIL ADDRESS:
STREET 1: 290 HEALTHWEST DRIVE, SUITE 2
CITY: DOTHAN
STATE: AL
ZIP: 36303
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Construction Partners, Inc.
CENTRAL INDEX KEY: 0001718227
STANDARD INDUSTRIAL CLASSIFICATION: HEAVY CONSTRUCTION OTHER THAN BUILDING CONST - CONTRACTORS [1600]
IRS NUMBER: 260758017
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 290 HEALTHWEST DR.
STREET 2: SUITE 2
CITY: DOTHAN
STATE: AL
ZIP: 36303
BUSINESS PHONE: 334.673.9763
MAIL ADDRESS:
STREET 1: 290 HEALTHWEST DR.
STREET 2: SUITE 2
CITY: DOTHAN
STATE: AL
ZIP: 36303
4
1
wf-form4_155562409420035.xml
FORM 4
X0306
4
2019-04-18
0
0001718227
Construction Partners, Inc.
ROAD
0001739424
SunTx Capital Management Corp.
5420 LBJ FREEWAY, SUITE 1000
DALLAS
TX
75240
1
0
1
0
0001739437
SunTX CPI Expansion Fund GP, L.P.
5420 LBJ FREEWAY, SUITE 1000
DALLAS
TX
75240
1
0
1
0
0001208091
SUNTX CAPITAL PARTNERS L P
5420 LBJ FREEWAY, SUITE 1000
DALLAS
TX
75240
1
0
1
0
0001410954
SunTx CPI Expansion Fund LP
5420 LBJ FREEWAY, SUITE 1000
DALLAS
TX
75240
1
0
1
0
0001702326
SunTx Fulcrum Fund Prime, L.P.
5420 LBJ FREEWAY, SUITE 1000
DALLAS
TX
75240
1
0
1
0
0001711005
SunTx Fulcrum Dutch Investors Prime, L.P.
5420 LBJ FREEWAY, SUITE 1000
DALLAS
TX
75240
1
0
1
0
0001707712
Fleming Ned N III
5420 LBJ FREEWAY, SUITE 1000
DALLAS
TX
75240
1
0
1
0
0001739383
Jennings Craig
5420 LBJ FREEWAY, SUITE 1000
DALLAS
TX
75240
1
0
1
0
0001739134
Matteson Mark R
5420 LBJ FREEWAY, SUITE 1000
DALLAS
TX
75240
1
0
1
0
Class A Common Stock
2019-04-18
4
C
0
10046695
0
A
10046695
I
By SunTx CPI Expansion Fund, L.P.
Class A Common Stock
2019-04-18
4
C
0
5942789
0
A
5942789
I
By SunTx Fulcrum Fund Prime, L.P.
Class A Common Stock
2019-04-18
4
C
0
3235516
0
A
3235516
I
By SunTx Fulcrum Dutch Investors Prime, L.P.
Class B Common Stock
0.0
2019-04-18
4
C
0
10046695
0
D
Class A Common Stock
10046695.0
8265763
I
By SunTx CPI Expansion Fund, L.P.
Class B Common Stock
0.0
2019-04-18
4
C
0
5942789
0
D
Class A Common Stock
5942789.0
4889339
I
By SunTx Fulcrum Fund Prime, L.P.
Class B Common Stock
0.0
2019-04-18
4
C
0
3235516
0
D
Class A Common Stock
3235516.0
2661970
I
By SunTx Fulcrum Dutch Investors Prime, L.P.
As permitted by the amended and restated certificate of incorporation of Construction Partners, Inc. (the "Issuer"), the reporting person has elected to convert the reported number of shares of Class B Common Stock, par value $0.001 per share, of the Issuer ("Class B Common Stock") on a one-for-one basis into shares of Class A Common Stock, par value $0.001 per share, of the Issuer ("Class A Common Stock"). Holders of Class A Common Stock and Class B Common Stock vote as a single class on all matters submitted to a vote of stockholders. Holders of Class A Common Stock are entitled to one vote per share, and holders of the Class B Common Stock are entitled to 10 votes per share. The shares of Class B Common Stock do not expire and are convertible on a cashless basis into shares of Class A Common Stock at any time upon the election of the holder thereof.
These securities of the Issuer are directly held by SunTx CPI Expansion Fund, L.P. ("SunTx Expansion Fund"). The general partner of SunTx Expansion Fund is SunTx CPI Expansion Fund GP, L.P. ("SunTx Expansion GP").
The general partner of each of SunTx Expansion GP and SunTx Partners GP is SunTx Capital Management Corp. ("SunTx Capital Management"). Ned N. Fleming, III, a director of the Issuer, is the sole shareholder and director of SunTx Capital Management. Craig Jennings and Mark R. Matteson, each a director of the Issuer, are each executive officers of SunTx Capital Management. Each of SunTx Expansion GP, SunTx Partners GP (defined in footnote 4), SunTx Capital Management, Mr. Fleming, Mr. Jennings and Mr. Matteson may be deemed to beneficially own securities of the Issuer held by the SunTx Funds (defined in footnote 5). Each such entity and person disclaims beneficial ownership of such securities except to the extent of its or his pecuniary interest therein and this report shall not be deemed an admission that any such entity or person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
These securities of the Issuer are directly held by SunTx Fulcrum Fund Prime, L.P. ("SunTx Fulcrum Fund"). The general partner of SunTx Fulcrum Fund is SunTx Capital Partners L.P. ("SunTx Partners GP").
These securities of the Issuer are directly held by SunTx Fulcrum Dutch Investors Prime, L.P. ("SunTx Fulcrum Dutch Fund", and together with SunTx Expansion Fund and SunTx Fulcrum Fund, the "SunTx Funds"). The general partner of SunTx Fulcrum Dutch Fund is SunTx Partners GP.
Each of Ned N. Fleming, III, Craig Jennings and Mark R. Matteson serves on the Board of Directors of Construction Partners, Inc. (the "Issuer"). For purposes of Section 16 of the Securities Exchange Act of 1934, as amended, the reporting persons other than Mr. Fleming, Mr. Jennings and Mr. Matteson are deemed directors by deputization by virtue of their representation on the Board of Directors of the Issuer.
SUNTX CAPITAL MANAGEMENT CORP., Name: /s/ Ned N. Fleming, III, Title: Director
2019-04-18
SUNTX CPI EXPANSION FUND GP, L.P., By: SunTx Capital Management Corp., its general partner, Name: /s/ Ned N. Fleming, III, Title: Director
2019-04-18
SUNTX CAPITAL PARTNERS L.P., By: SunTx Capital Management Corp., its general partner, Name: /s/ Ned N. Fleming, III, Title: Director
2019-04-18
SUNTX CPI EXPANSION FUND, L.P., By: SunTx CPI Expansion Fund GP, L.P., its general partner, By: SunTx Capital Management Corp., its general partner, Name: /s/ Ned N. Fleming, III, Title: Director
2019-04-18
SUNTX FULCRUM FUND PRIME, L.P., By: SunTx Capital Partners L.P., its general partner, By: SunTx Capital Management Corp., its general partner, Name: /s/ Ned N. Fleming, III, Title: Director
2019-04-18
SUNTX FULCRUM DUTCH INVESTORS PRIME, L.P., By: SunTx Capital Partners L.P., its general partner, By: SunTx Capital Management Corp., its general partner, Name: /s/ Ned N. Fleming, III, Title: Director
2019-04-18
NED N. FLEMING, III, Name: /s/ Ned N. Fleming, III
2019-04-18
CRAIG JENNINGS, Name: /s/ Craig Jennings
2019-04-18
MARK R. MATTESON, Name: /s/ Mark R. Matteson
2019-04-18
EX-99
2
ex-99.txt
FORM 4 JOINT FILER INFORMATION
Exhibit 99
Form 4 Joint Filer Information
Name: SunTx CPI Expansion Fund GP, L.P.
Address: 5420 LBJ Freeway, Suite 1000, Dallas, TX 75240
Date of Event Requiring Statement: 04/18/19
Name: SunTx Capital Partners L.P.
Address: 5420 LBJ Freeway, Suite 1000, Dallas, TX 75240
Date of Event Requiring Statement: 04/18/19
Name: SunTx CPI Expansion Fund, L.P.
Address: 5420 LBJ Freeway, Suite 1000, Dallas, TX 75240
Date of Event Requiring Statement: 04/18/19
Name: SunTx Fulcrum Fund Prime, L.P.
Address: 5420 LBJ Freeway, Suite 1000, Dallas, TX 75240
Date of Event Requiring Statement: 04/18/19
Name: SunTx Fulcrum Dutch Investors Prime, L.P.
Address: 5420 LBJ Freeway, Suite 1000, Dallas, TX 75240
Date of Event Requiring Statement: 04/18/19
Name: Ned N. Fleming, III
Address: 5420 LBJ Freeway, Suite 1000, Dallas, TX 75240
Date of Event Requiring Statement: 04/18/19
Name: Craig Jennings
Address: 5420 LBJ Freeway, Suite 1000, Dallas, TX 75240
Date of Event Requiring Statement: 04/18/19
Name: Mark R. Matteson
Address: 5420 LBJ Freeway, Suite 1000, Dallas, TX 75240
Date of Event Requiring Statement: 04/18/19