0000899243-21-012870.txt : 20210322
0000899243-21-012870.hdr.sgml : 20210322
20210322174105
ACCESSION NUMBER: 0000899243-21-012870
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210318
FILED AS OF DATE: 20210322
DATE AS OF CHANGE: 20210322
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SUNTX CAPITAL PARTNERS L P
CENTRAL INDEX KEY: 0001208091
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38479
FILM NUMBER: 21762311
BUSINESS ADDRESS:
STREET 1: 14001N DALLAS PARKWAY SUITE 111
CITY: DALLAS
STATE: TX
ZIP: 75240
BUSINESS PHONE: 972-663-8900
MAIL ADDRESS:
STREET 1: 1400 N DALLAS PARKWAY
CITY: DALLAS
STATE: TX
ZIP: 75240
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SunTx Fulcrum Fund Prime, L.P.
CENTRAL INDEX KEY: 0001702326
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38479
FILM NUMBER: 21762310
BUSINESS ADDRESS:
STREET 1: 5420 LBJ FREEWAY
STREET 2: SUITE 1000
CITY: DALLAS
STATE: TX
ZIP: 75240
BUSINESS PHONE: 972.663.8900
MAIL ADDRESS:
STREET 1: 5420 LBJ FREEWAY
STREET 2: SUITE 1000
CITY: DALLAS
STATE: TX
ZIP: 75240
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Fleming Ned N III
CENTRAL INDEX KEY: 0001707712
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38479
FILM NUMBER: 21762308
MAIL ADDRESS:
STREET 1: 8214 WESTCHESTER DRIVE
STREET 2: SUITE 400
CITY: DALLAS
STATE: TX
ZIP: 75225
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SunTx Capital Management Corp.
CENTRAL INDEX KEY: 0001739424
STATE OF INCORPORATION: TX
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38479
FILM NUMBER: 21762312
BUSINESS ADDRESS:
STREET 1: 5420 LBJ FREEWAY, SUITE 1000
CITY: DALLAS
STATE: TX
ZIP: 75240
BUSINESS PHONE: 972-663-8900
MAIL ADDRESS:
STREET 1: 5420 LBJ FREEWAY, SUITE 1000
CITY: DALLAS
STATE: TX
ZIP: 75240
FORMER NAME:
FORMER CONFORMED NAME: SunTX Capital Management Corp.
DATE OF NAME CHANGE: 20180509
FORMER NAME:
FORMER CONFORMED NAME: SunTX CPI Capital Management Corp.
DATE OF NAME CHANGE: 20180502
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SunTx Fulcrum Dutch Investors Prime, L.P.
CENTRAL INDEX KEY: 0001711005
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38479
FILM NUMBER: 21762309
BUSINESS ADDRESS:
STREET 1: 5420 LBJ FREEWAY
STREET 2: SUITE 1000
CITY: DALLAS
STATE: TX
ZIP: 75240
BUSINESS PHONE: (972)663-8900
MAIL ADDRESS:
STREET 1: 5420 LBJ FREEWAY
STREET 2: SUITE 1000
CITY: DALLAS
STATE: TX
ZIP: 75240
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Matteson Mark R
CENTRAL INDEX KEY: 0001739134
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38479
FILM NUMBER: 21762306
MAIL ADDRESS:
STREET 1: 290 HEALTHWEST DRIVE, SUITE 2
CITY: DOTHAN
STATE: AL
ZIP: 36303
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Jennings Craig
CENTRAL INDEX KEY: 0001739383
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38479
FILM NUMBER: 21762307
MAIL ADDRESS:
STREET 1: 5204 LAKECREET CT.
CITY: PLANO
STATE: TX
ZIP: 75093
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Construction Partners, Inc.
CENTRAL INDEX KEY: 0001718227
STANDARD INDUSTRIAL CLASSIFICATION: HEAVY CONSTRUCTION OTHER THAN BUILDING CONST - CONTRACTORS [1600]
IRS NUMBER: 260758017
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 290 HEALTHWEST DR.
STREET 2: SUITE 2
CITY: DOTHAN
STATE: AL
ZIP: 36303
BUSINESS PHONE: 334.673.9763
MAIL ADDRESS:
STREET 1: 290 HEALTHWEST DR.
STREET 2: SUITE 2
CITY: DOTHAN
STATE: AL
ZIP: 36303
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2021-03-18
0
0001718227
Construction Partners, Inc.
ROAD
0001739424
SunTx Capital Management Corp.
5420 LBJ FREEWAY, SUITE 1000
DALLAS
TX
75240
1
0
1
0
0001208091
SUNTX CAPITAL PARTNERS L P
5420 LBJ FREEWAY, SUITE 1000
DALLAS
TX
75240
1
0
1
0
0001702326
SunTx Fulcrum Fund Prime, L.P.
5420 LBJ FREEWAY, SUITE 1000
DALLAS
TX
75240
1
0
1
0
0001711005
SunTx Fulcrum Dutch Investors Prime, L.P.
5420 LBJ FREEWAY, SUITE 1000
DALLAS
TX
75240
1
0
1
0
0001707712
Fleming Ned N III
5420 LBJ FREEWAY, SUITE 1000
DALLAS
TX
75240
1
0
1
0
0001739383
Jennings Craig
5420 LBJ FREEWAY, SUITE 1000
DALLAS
TX
75240
1
0
1
0
0001739134
Matteson Mark R
5420 LBJ FREEWAY, SUITE 1000
DALLAS
TX
75240
1
0
1
0
Class A Common Stock
2021-03-18
4
S
0
1294960
30.85
D
194244
I
By SunTx Fulcrum Fund Prime, L.P.
Class A Common Stock
2021-03-18
4
S
0
705040
30.85
D
105756
I
By SunTx Fulcrum Dutch Investors Prime, L.P.
Class A Common Stock
428817
I
By SunTx Capital Partners II, LP
Class A Common Stock
234247
I
By SunTx Capital Partners II Dutch Investors, LP
Class A Common Stock
114575
D
Class A Common Stock
4000
I
By spouse of Ned N. Fleming, III
Class A Common Stock
38192
D
Class A Common Stock
39192
D
The sales price of these shares of Class A common stock, par value $0.001 ("Class A Common Stock"), of Construction Partners, Inc. (the "Issuer") takes into account the $0.40 per share amount of underwriting discounts and commissions for these sales to the underwriters of the public offering of Class A Common Stock.
These securities of the Issuer are directly held by SunTx Fulcrum Fund Prime, L.P. ("SunTx Fulcrum Fund"). The general partner of SunTx Fulcrum Fund is SunTx Capital Partners L.P. ("SunTx Partners GP").
These securities of the Issuer are directly held by SunTx Fulcrum Dutch Investors Prime, L.P. ("SunTx Fulcrum Dutch Fund"). The general partner of SunTx Fulcrum Dutch Fund is SunTx Partners GP.
The general partner of SunTx Partners GP is SunTx Capital Management Corp. ("SunTx Capital Management"). Ned N. Fleming, III, a director of the Issuer, is the sole shareholder and director of SunTx Capital Management. Craig Jennings and Mark R. Matteson, each a director of the Issuer, are each executive officers of SunTx Capital Management. Each of SunTx Partners GP, SunTx Capital Management, Mr. Fleming, Mr. Jennings and Mr. Matteson may be deemed to beneficially own securities of the Issuer held by certain of the SunTx Funds (defined below). Each such entity and person disclaims beneficial ownership of such securities except to the extent of its or his pecuniary interest therein and this report shall not be deemed an admission that any such entity or person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
These securities of the Issuer are directly held by SunTx Capital Partners II, LP ("SunTx Partners II"). The general partner of SunTx Partners II is SunTx Capital Partners II GP, LP ("SunTx Partners II GP").
These securities of the Issuer are directly held by SunTx Capital Partners II Dutch Investors, LP ("SunTx Partners Dutch LP," and together with SunTx Fulcrum Fund, SunTx Fulcrum Dutch Fund and SunTx Partners II, the "SunTx Funds"). The general partner of SunTx Partners Dutch LP is SunTx Partners II GP.
The general partner of SunTx Partners II GP is SunTx Capital II Management Corp. ("SunTx Capital II Management"). Mr. Fleming is the majority shareholder and sole director of SunTx Capital II Management. Mr. Jennings and Mr. Matteson, each a director of the Issuer, are shareholders of SunTx Capital II Management. Each of SunTx Partners II GP, SunTx Capital II Management, Mr. Fleming, Mr. Jennings and Mr. Matteson may be deemed to beneficially own securities of the Issuer held by certain of the SunTx Funds. Each such entity and person disclaims beneficial ownership of such securities except to the extent of its or his pecuniary interest therein and this report shall not be deemed an admission that any such entity or person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
Includes 38,192 restricted shares of Class A Common Stock of the Issuer granted to Ned N. Fleming, III under the Construction Partners, Inc. 2018 Equity Incentive Plan that will vest on January 1, 2022.
Includes 12,731 restricted shares of Class A Common Stock of the Issuer granted to Craig Jennings under the Construction Partners, Inc. 2018 Equity Incentive Plan that will vest on January 1, 2022.
Includes 12,731 restricted shares of Class A Common Stock of the Issuer granted to Mark R. Matteson under the Construction Partners, Inc. 2018 Equity Incentive that will vest on January 1, 2022.
Securities held directly by Ned N. Fleming, III.
Securities held directly by Craig Jennings.
Securities held directly by Mark R. Matteson.
Each of Ned N. Fleming, III, Craig Jennings and Mark R. Matteson serves on the Board of Directors of the Issuer. For purposes of Section 16 of the Securities Exchange Act of 1934, as amended, the reporting persons other than Mr. Fleming, Mr. Jennings and Mr. Matteson are deemed directors by deputization by virtue of their representation on the Board of Directors of the Issuer.
SUNTX CAPITAL MANAGEMENT CORP., Name: /s/ Ned N. Fleming, III, Title: Director
2021-03-22
SUNTX CAPITAL PARTNERS L.P., By: SunTx Capital Management Corp., its general partner, Name: /s/ Ned N. Fleming, III, Title: Director
2021-03-22
SUNTX FULCRUM FUND PRIME, L.P., By: SunTx Capital Partners L.P., its general partner, By: SunTx Capital Management Corp., its general partner, Name: /s/ Ned N. Fleming, III, Title: Director
2021-03-22
SUNTX FULCRUM DUTCH INVESTORS PRIME, L.P., By: SunTx Capital Partners L.P., its general partner, By: SunTx Capital Management Corp., its general partner, Name: /s/ Ned N. Fleming, III, Title: Director
2021-03-22
/s/ Ned N. Fleming, III
2021-03-22
/s/ Craig Jennings
2021-03-22
/s/ Mark R. Matteson
2021-03-22