0000899243-20-026670.txt : 20201001
0000899243-20-026670.hdr.sgml : 20201001
20201001163012
ACCESSION NUMBER: 0000899243-20-026670
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200929
FILED AS OF DATE: 20201001
DATE AS OF CHANGE: 20201001
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SunTx Capital Management Corp.
CENTRAL INDEX KEY: 0001739424
STATE OF INCORPORATION: TX
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38479
FILM NUMBER: 201216310
BUSINESS ADDRESS:
STREET 1: 5420 LBJ FREEWAY, SUITE 1000
CITY: DALLAS
STATE: TX
ZIP: 75240
BUSINESS PHONE: 972-663-8900
MAIL ADDRESS:
STREET 1: 5420 LBJ FREEWAY, SUITE 1000
CITY: DALLAS
STATE: TX
ZIP: 75240
FORMER NAME:
FORMER CONFORMED NAME: SunTX Capital Management Corp.
DATE OF NAME CHANGE: 20180509
FORMER NAME:
FORMER CONFORMED NAME: SunTX CPI Capital Management Corp.
DATE OF NAME CHANGE: 20180502
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SunTX CPI Expansion Fund GP, L.P.
CENTRAL INDEX KEY: 0001739437
STATE OF INCORPORATION: TX
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38479
FILM NUMBER: 201216311
BUSINESS ADDRESS:
STREET 1: 5420 LBJ FREEWAY, SUITE 1000
CITY: DALLAS
STATE: TX
ZIP: 75214
BUSINESS PHONE: 2149694281
MAIL ADDRESS:
STREET 1: 5420 LBJ FREEWAY, SUITE 1000
CITY: DALLAS
STATE: TX
ZIP: 75214
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SUNTX CAPITAL PARTNERS L P
CENTRAL INDEX KEY: 0001208091
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38479
FILM NUMBER: 201216312
BUSINESS ADDRESS:
STREET 1: 14001N DALLAS PARKWAY SUITE 111
CITY: DALLAS
STATE: TX
ZIP: 75240
BUSINESS PHONE: 972-663-8900
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SunTx CPI Expansion Fund LP
CENTRAL INDEX KEY: 0001410954
STATE OF INCORPORATION: DE
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38479
FILM NUMBER: 201216313
BUSINESS ADDRESS:
STREET 1: 1400 N Dallas Parkway
CITY: Dallas
STATE: tx
ZIP: 75240
BUSINESS PHONE: 972-663-8900
MAIL ADDRESS:
STREET 1: 1400 N Dallas Parkway
CITY: Dallas
STATE: tx
ZIP: 75240
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SunTx Fulcrum Fund Prime, L.P.
CENTRAL INDEX KEY: 0001702326
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38479
FILM NUMBER: 201216314
BUSINESS ADDRESS:
STREET 1: 5420 LBJ FREEWAY
STREET 2: SUITE 1000
CITY: DALLAS
STATE: TX
ZIP: 75240
BUSINESS PHONE: 972.663.8900
MAIL ADDRESS:
STREET 1: 5420 LBJ FREEWAY
STREET 2: SUITE 1000
CITY: DALLAS
STATE: TX
ZIP: 75240
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SunTx Fulcrum Dutch Investors Prime, L.P.
CENTRAL INDEX KEY: 0001711005
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38479
FILM NUMBER: 201216315
BUSINESS ADDRESS:
STREET 1: 5420 LBJ FREEWAY
STREET 2: SUITE 1000
CITY: DALLAS
STATE: TX
ZIP: 75240
BUSINESS PHONE: (972)663-8900
MAIL ADDRESS:
STREET 1: 5420 LBJ FREEWAY
STREET 2: SUITE 1000
CITY: DALLAS
STATE: TX
ZIP: 75240
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Fleming Ned N III
CENTRAL INDEX KEY: 0001707712
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38479
FILM NUMBER: 201216316
MAIL ADDRESS:
STREET 1: 8214 WESTCHESTER DRIVE
STREET 2: SUITE 400
CITY: DALLAS
STATE: TX
ZIP: 75225
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Jennings Craig
CENTRAL INDEX KEY: 0001739383
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38479
FILM NUMBER: 201216317
MAIL ADDRESS:
STREET 1: 5204 LAKECREET CT.
CITY: PLANO
STATE: TX
ZIP: 75093
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Matteson Mark R
CENTRAL INDEX KEY: 0001739134
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38479
FILM NUMBER: 201216318
MAIL ADDRESS:
STREET 1: 290 HEALTHWEST DRIVE, SUITE 2
CITY: DOTHAN
STATE: AL
ZIP: 36303
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Construction Partners, Inc.
CENTRAL INDEX KEY: 0001718227
STANDARD INDUSTRIAL CLASSIFICATION: HEAVY CONSTRUCTION OTHER THAN BUILDING CONST - CONTRACTORS [1600]
IRS NUMBER: 260758017
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 290 HEALTHWEST DR.
STREET 2: SUITE 2
CITY: DOTHAN
STATE: AL
ZIP: 36303
BUSINESS PHONE: 334.673.9763
MAIL ADDRESS:
STREET 1: 290 HEALTHWEST DR.
STREET 2: SUITE 2
CITY: DOTHAN
STATE: AL
ZIP: 36303
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2020-09-29
0
0001718227
Construction Partners, Inc.
ROAD
0001739424
SunTx Capital Management Corp.
5420 LBJ FREEWAY, SUITE 1000
DALLAS
TX
75240
1
0
1
0
0001739437
SunTX CPI Expansion Fund GP, L.P.
5420 LBJ FREEWAY, SUITE 1000
DALLAS
TX
75240
1
0
1
0
0001208091
SUNTX CAPITAL PARTNERS L P
5420 LBJ FREEWAY, SUITE 1000
DALLAS
TX
75240
1
0
1
0
0001410954
SunTx CPI Expansion Fund LP
5420 LBJ FREEWAY, SUITE 1000
DALLAS
TX
75240
1
0
1
0
0001702326
SunTx Fulcrum Fund Prime, L.P.
5420 LBJ FREEWAY, SUITE 1000
DALLAS
TX
75240
1
0
1
0
0001711005
SunTx Fulcrum Dutch Investors Prime, L.P.
5420 LBJ FREEWAY, SUITE 1000
DALLAS
TX
75240
1
0
1
0
0001707712
Fleming Ned N III
5420 LBJ FREEWAY, SUITE 1000
DALLAS
TX
75240
1
0
1
0
0001739383
Jennings Craig
5420 LBJ FREEWAY, SUITE 1000
DALLAS
TX
75240
1
0
1
0
0001739134
Matteson Mark R
5420 LBJ FREEWAY, SUITE 1000
DALLAS
TX
75240
1
0
1
0
Class B Common Stock
2020-09-29
4
J
0
4588
0.00
D
Class A Common Stock
4588
8173128
I
By SunTx CPI Expansion Fund, L.P.
Class B Common Stock
2020-09-29
4
J
0
4498
0.00
A
Class A Common Stock
4498
78070
I
By SunTx Capital Partners II, LP
Class B Common Stock
2020-09-29
4
J
0
90
0.00
A
Class A Common Stock
90
1553
I
By SunTx Capital Partners II Dutch Investors, LP
Class B Common Stock
Class A Common Stock
4889339
4889339
I
By SunTx Fulcrum Fund Prime, L.P.
Class B Common Stock
Class A Common Stock
2661970
2661970
I
By SunTx Fulcrum Dutch Investors Prime, L.P.
Class B Common Stock
Class A Common Stock
13012
13012
I
By SunTx CPI Expansion Fund GP, LP
Each share of Class B common stock, par value $0.001 per share ("Class B common stock"), of Construction Partners, Inc. (the "Issuer") is convertible into one share of Class A common stock, par value $0.001 per share ("Class A common stock"), of the Issuer (i) at any time at the option of the holder or (ii) upon any transfer, except for certain transfers described in the Issuer's amended and restated certificate of incorporation. In addition, upon the election of the holders of a majority of the then-outstanding shares of Class B common stock, all outstanding shares of Class B common stock will be converted into shares of Class A common stock. The holders of Class A common stock and Class B common stock vote as a single class on all matters submitted to a vote of stockholders. The holders of Class A common stock are entitled to one vote per share, and the holders of the Class B common stock are entitled to 10 votes per share. The shares of Class B common stock do not expire.
SunTx CPI Expansion Fund, L.P. ("SunTx Expansion Fund") distributed these shares for no consideration.
Includes shares of Class B common stock received from a prior in-kind distribution from SunTx Expansion Fund.
These securities of the Issuer are directly held SunTx Expansion Fund. The general partner of SunTx Expansion Fund is SunTx CPI Expansion Fund GP, L.P. ("SunTx Expansion GP").
These securities of the Issuer are directly held by SunTx Capital Partners II, LP ("SunTx Partners II"). The general partner of SunTx Partners II is SunTx Capital Partners II GP, LP ("SunTx Partners II GP").
These securities of the Issuer are directly held by SunTx Capital Partners II Dutch Investors, LP ("SunTx Partners Dutch LP"). The general partner of SunTx Partners Dutch LP is SunTx Partners II GP.
These securities of the Issuer are directly held by SunTx Fulcrum Fund Prime, L.P. ("SunTx Fulcrum Fund"). The general partner of SunTx Fulcrum Fund is SunTx Capital Partners L.P. ("SunTx Partners GP").
These securities of the Issuer are directly held by SunTx Fulcrum Dutch Investors Prime, L.P. ("SunTx Fulcrum Dutch Fund", and together with SunTx Expansion Fund, SunTx Partners II, SunTx Partners Dutch LP and SunTx Fulcrum Fund, the "SunTx Funds"). The general partner of SunTx Fulcrum Dutch Fund is SunTx Partners GP.
These securities of the Issuer are directly held by SunTx Expansion GP.
The general partner of each of SunTx Expansion GP and SunTx Partners GP is SunTx Capital Management Corp. ("SunTx Capital Management"). Ned N. Fleming, III, a director of the Issuer, is the sole shareholder and director of SunTx Capital Management. Craig Jennings and Mark R. Matteson, each a director of the Issuer, are each executive officers of SunTx Capital Management. Each of SunTx Expansion GP, SunTx Partners GP, SunTx Capital Management, Mr. Fleming, Mr. Jennings and Mr. Matteson may be deemed to beneficially own securities of the Issuer held by certain of the SunTx Funds. Each such entity and person disclaims beneficial ownership of such securities except to the extent of its or his pecuniary interest therein and this report shall not be deemed an admission that any such entity or person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
The general partner of SunTx Partners II GP is SunTx Capital II Management Corp. ("SunTx Capital II Management"). Mr. Fleming is the majority shareholder and sole director of SunTx Capital II Management. Mr. Jennings and Mr. Matteson are shareholders of SunTx Capital II Management. Each of SunTx Partners II GP, SunTx Capital II Management Corp., Mr. Fleming, Mr. Jennings and Mr. Matteson may be deemed to beneficially own securities of the Issuer held by certain of the SunTx Funds. Each such entity and person disclaims beneficial ownership of such securities except to the extent of its or his pecuniary interest therein and this report shall not be deemed an admission that any such entity or person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
Each of Ned N. Fleming, III, Craig Jennings and Mark R. Matteson serves on the Board of Directors of the Issuer. For purposes of Section 16 of the Securities Exchange Act of 1934, as amended, the reporting persons other than Mr. Fleming, Mr. Jennings and Mr. Matteson are deemed directors by deputization by virtue of their representation on the Board of Directors of the Issuer.
SUNTX CAPITAL MANAGEMENT CORP., Name: /s/ Ned N. Fleming, III, Title: Director
2020-10-01
SUNTX CPI EXPANSION FUND GP, L.P., By: SunTx Capital Management Corp, its general partner, Name: /s/ Ned N. Fleming, III, Title: Director
2020-10-01
SUNTX CAPITAL PARTNERS L.P., By: SunTx Capital Management Corp., its general partner, Name: /s/ Ned N. Fleming, III, Title: Director
2020-10-01
SUNTX CPI EXPANSION FUND, L.P., By: SunTx CPI Expansion Fund GP, L.P., its general partner, By: SunTx Capital Management Corp., its general partner, Name: /s/ Ned N. Fleming, III, Title: Director
2020-10-01
SUNTX FULCRUM FUND PRIME, L.P., By: SunTx Capital Partners L.P., its general partner, By: SunTx Capital Management Corp., its general partner, Name: /s/ Ned N. Fleming, III, Title: Director
2020-10-01
SUNTX FULCRUM DUTCH INVESTORS PRIME, L.P., By: SunTx Capital Partners L.P., its general partner, By: SunTx Capital Management Corp., its general partner, Name: /s/ Ned N. Fleming, III, Title: Director
2020-10-01
/s/ Ned N. Fleming, III
2020-10-01
/s/ Craig Jennings
2020-10-01
/s/ Mark R. Matteson
2020-10-01