0001209191-15-055328.txt : 20150622 0001209191-15-055328.hdr.sgml : 20150622 20150622153421 ACCESSION NUMBER: 0001209191-15-055328 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20150618 FILED AS OF DATE: 20150622 DATE AS OF CHANGE: 20150622 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Invuity, Inc. CENTRAL INDEX KEY: 0001393020 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 000000000 STATE OF INCORPORATION: CA BUSINESS ADDRESS: STREET 1: 444 DE HARO STREET CITY: San Francisco STATE: CA ZIP: 94107 BUSINESS PHONE: 415-655-2100 MAIL ADDRESS: STREET 1: 444 DE HARO STREET CITY: San Francisco STATE: CA ZIP: 94107 FORMER COMPANY: FORMER CONFORMED NAME: Spotlight Surgical Inc DATE OF NAME CHANGE: 20070313 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Pepper Douglas A CENTRAL INDEX KEY: 0001381839 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37417 FILM NUMBER: 15944655 MAIL ADDRESS: STREET 1: C/O INTERWEST PARTNERS STREET 2: 2710 SAND HILL ROAD, SECOND FLOOR CITY: MENLO PARK STATE: CA ZIP: 94025 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Kliman Gilbert H CENTRAL INDEX KEY: 0001293171 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37417 FILM NUMBER: 15944657 MAIL ADDRESS: STREET 1: C/O INTERWEST PARTNERS STREET 2: 2710 SAND HILL ROAD, 2ND FLOOR CITY: MENLO PARK STATE: CA ZIP: 94025 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Holmes W Stephen CENTRAL INDEX KEY: 0001293923 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37417 FILM NUMBER: 15944659 MAIL ADDRESS: STREET 1: C/O INTERWEST PARTNERS STREET 2: 2710 SAND HILL ROAD, 2ND FLOOR CITY: MENLO PARK STATE: CA ZIP: 94025 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GIANOS PHILIP T CENTRAL INDEX KEY: 0001207831 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37417 FILM NUMBER: 15944660 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CLEVELAND BRUCE A CENTRAL INDEX KEY: 0001333063 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37417 FILM NUMBER: 15944661 MAIL ADDRESS: STREET 1: 2207 BRIDGEPOINTE PARKWAY CITY: SAN MATEO STATE: CA ZIP: 94404 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: INTERWEST PARTNERS X LP CENTRAL INDEX KEY: 0001443898 STATE OF INCORPORATION: CA FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37417 FILM NUMBER: 15944662 BUSINESS ADDRESS: STREET 1: C/O INTERWEST PARTNERS STREET 2: 2710 SAND HILL ROAD, SECOND FLOOR CITY: MENLO PARK STATE: CA ZIP: 94025 BUSINESS PHONE: 650-854-8585 MAIL ADDRESS: STREET 1: C/O INTERWEST PARTNERS STREET 2: 2710 SAND HILL ROAD, SECOND FLOOR CITY: MENLO PARK STATE: CA ZIP: 94025 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ORONSKY ARNOLD L CENTRAL INDEX KEY: 0001207833 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37417 FILM NUMBER: 15944656 MAIL ADDRESS: STREET 1: C/O INTERWEST PARTNERS STREET 2: 2710 SAND HILL ROAD, 2ND FLOOR CITY: MENLO PARK STATE: CA ZIP: 94025 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: NASR KHALED CENTRAL INDEX KEY: 0001276600 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37417 FILM NUMBER: 15944653 MAIL ADDRESS: STREET 1: ONE EMBARCADERO CENTER STE 3700 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Kjellson Nina S CENTRAL INDEX KEY: 0001381980 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37417 FILM NUMBER: 15944658 MAIL ADDRESS: STREET 1: C/O INTERWEST PARTNERS STREET 2: 2710 SAND HILL ROAD, SECOND FLOOR CITY: MENLO PARK STATE: CA ZIP: 94025 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Desai Keval CENTRAL INDEX KEY: 0001553019 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37417 FILM NUMBER: 15944654 MAIL ADDRESS: STREET 1: 2710 SAND HILL ROAD STREET 2: SUITE 200 CITY: MENLO PARK STATE: X1 ZIP: 94025 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2015-06-18 1 0001393020 Invuity, Inc. IVTY 0001443898 INTERWEST PARTNERS X LP 2710 SAND HILL ROAD, SUITE 200 MENLO PARK CA 94025 0 0 1 0 0001333063 CLEVELAND BRUCE A 2207 BRIDGEPOINTE PARKWAY SAN MATEO CA 94404 0 0 1 0 0001207831 GIANOS PHILIP T 0 0 1 0 0001293923 Holmes W Stephen C/O INTERWEST PARTNERS 2710 SAND HILL ROAD, 2ND FLOOR MENLO PARK CA 94025 0 0 1 0 0001381980 Kjellson Nina S C/O INTERWEST PARTNERS 2710 SAND HILL ROAD, SECOND FLOOR MENLO PARK CA 94025 0 0 1 0 0001293171 Kliman Gilbert H C/O INTERWEST PARTNERS 2710 SAND HILL ROAD, 2ND FLOOR MENLO PARK CA 94025 0 0 1 0 0001207833 ORONSKY ARNOLD L C/O INTERWEST PARTNERS 2710 SAND HILL ROAD, 2ND FLOOR MENLO PARK CA 94025 0 0 1 0 0001381839 Pepper Douglas A C/O INTERWEST PARTNERS 2710 SAND HILL ROAD, SECOND FLOOR MENLO PARK CA 94025 0 0 1 0 0001553019 Desai Keval 2710 SAND HILL ROAD SUITE 200 MENLO PARK X1 94025 0 0 1 0 0001276600 NASR KHALED ONE EMBARCADERO CENTER STE 3700 SAN FRANCISCO CA 94111 0 0 1 0 Common Stock 2015-06-18 4 C 0 1080272 A 1080272 D Series C Preferred Stock 2015-06-18 4 C 0 712291 0.00 D Common Stock 757721 0 D Series D Preferred Stock 2015-06-18 4 C 0 262310 0.00 D Common Stock 264624 0 D Series E Preferred Stock 2015-06-18 4 C 0 56368 0.00 D Common Stock 57927 0 D 712,291 outstanding shares of Series C Preferred Stock automatically converted into 757,721 shares of Common Stock, on a 1.06378132118451-for-one basis, immediately prior to the closing of the Issuer's initial public offering of Common Stock and had no expiration date. 262,310 outstanding shares of Series D Preferred Stock automatically converted into 264,624 shares of Common Stock, on a 1.008821799-for-one basis, immediately prior to the closing of the Issuer's initial public offering of Common Stock and had no expiration date. 56,368 outstanding shares of Series E Preferred Stock automatically converted into 57,927 shares of Common Stock, on a 1.027662672-for-one basis, immediately prior to the closing of the Issuer's initial public offering of Common Stock and had no expiration date. The shares are owned by InterWest Partners X, LP ("IW10"). InterWest Management Partners X, LLC ("IMP10") is the general partner of IW10. Bruce A. Cleveland, Philip T. Gianos, W. Stephen Holmes, Nina S. Kjellson, Gilbert H. Kliman, Arnold L. Oronsky, and Douglas A. Pepper are managing directors of IMP10. Keval Desai and Khaled A. Nasr are venture members of IMP10. Each managing director and venture member of IMP10 disclaims beneficial ownership of such shares, except to the extent of his or her pecuniary interest therein. Due to limitations of the EDGAR software, this Form 4 is filed on behalf of InterWest Partners X, LP and certain other Reporting Persons, and is being filed on two Forms 4 (Part I and Part II) (collectively, the "InterWest Form 4'"). This filing represents Part I of the InterWest Form 4 and should be read together with Part II. Part I and Part II of the InterWest Form 4 shall constitute one filing. Exhibit 99 - Form 4 Joint Filer Information /s/ W. Stephen Holmes, Managing Director of InterWest Management Partners X, LLC 2015-06-22 /s/ W. Stephen Holmes, Managing Director of InterWest Management Partners X, LLC, the General Partner of InterWest Partners X, LP 2015-06-22 /s/ Bruce A. Cleveland, by Karen A. Wilson Power of Attorney 2015-06-22 /s/ Keval Desai, by Karen A. Wilson Power of Attorney 2015-06-22 /s/ Philip T. Gianos, by Karen A. Wilson Power of Attorney 2015-06-22 /s/ W. Stephen Holmes, by Karen A. Wilson Power of Attorney 2015-06-22 /s/ Nina S. Kjellson, by Karen A. Wilson Power of Attorney 2015-06-22 /s/ Gilbert H. Kliman, by Karen A. Wilson Power of Attorney 2015-06-22 /s/ Khaled A. Nasr, by Karen A. Wilson Power of Attorney 2015-06-22 /s/ Arnold L. Oronsky, by Karen A. Wilson Power of Attorney 2015-06-22 EX-99 2 attachment1.htm EX-99 DOCUMENT

                                                                      Exhibit 99

                         FORM 4 JOINT FILER INFORMATION

Name of
"Reporting Persons":      InterWest Partners X, L.P. ("IW10")
                          InterWest Management Partners X, LLC ("IMP10")

                          Bruce A. Cleveland
                          Philip T. Gianos
                          W. Stephen Holmes
                          Nina Kjellson
                          Gilbert H. Kliman
                          Arnold L. Oronsky
                          Douglas A. Pepper
                          Keval Desai
                          Khaled Nasr

Address:                  2710 Sand Hill Road, Suite 200
                          Menlo Park, CA  94025

Designated Filer:         InterWest Partners X, L.P.

Issuer and Ticker Symbol: Invuity, Inc. ("IVTY")

Date of Event:            June 18, 2015

Each of the following is a Joint Filer with InterWest Partners X L.P. ("IW10")
and may be deemed to share indirect beneficial ownership in the securities set
forth on the attached Form 4:

InterWest Management Partners X, LLC ("IMP10") is the general partner of IW10
and has sole voting and investment control over the shares owned by IW10.
Bruce A. Cleveland, Philip T. Gianos, W. Stephen Holmes, Nina Kjellson,
Gilbert H. Kliman, Douglas A. Pepper, and Arnold L. Oronsky are Managing
Directors of IMP10 and, Keval Desai and Khaled A. Nasr, and are Venture Members
of IMP10.

All Reporting Persons disclaim beneficial ownership of shares of Invuity, Inc.
stock held by IW10, except to the extent of their respective pecuniary interest
therein. The filing of this statement shall not be deemed an admission that, for
purposes of Section 16 of the Securities Exchange Act of 1944, or otherwise, any
of the Reporting Persons are the beneficial owner of all of the equity
securities covered by this statement.

Each of the Reporting Persons listed above has designated InterWest Partners X,
L.P. as its designated filer of Forms 4, 4 and 5 in accordance with Section
16(a) of the Securities Exchange Act of 1944 and the rules thereunder. Each
Reporting Person has appointed InterWest Management Partners X, LLC as its
attorney in fact for the purpose of making reports relating to transaction in
Invuity, Inc. Common Stock.

INTERWEST MANAGEMENT                   Gilbert H. Kliman, an individual
PARTNERS X, L.L.C.                     By: InterWest Management Partners X, LLC,
                                           as Attorney-in-Fact
By:  /s/ W. Stephen Holmes
     --------------------------------
         W. Stephen Holmes, Managing   By: /s/ Karen A Wilson
         Director                          -------------------------------------
                                               Karen A. Wilson, Power of
                                               Attorney

INTERWEST PARTNERS X, LP               Arnold L. Oronsky, an individual
                                       By: InterWest Management Partners X, LLC,
By:  InterWest Management Partners         as Attorney-in-Fact
     X, LLC
     Its General Partner
                                       By: /s/ Karen A Wilson
                                           -------------------------------------
                                               Karen A. Wilson, Power of
By:  /s/ W. Stephen Holmes                     Attorney
     --------------------------------
         W. Stephen Holmes, Managing
         Director

Bruce A. Cleveland, an individual          Douglas A. Pepper, an individual
By:  InterWest Management Partners X,      By: InterWest Management Partners X,
     LLC,as Attorney-in-Fact                   LLC, as Attorney-in-Fact

By:  /s/ Karen A Wilson                By: /s/ Karen A Wilson
     --------------------------------      -------------------------------------
         Karen A. Wilson, Power of             Karen A. Wilson, Power of
         Attorney                              Attorney

Philip T. Gianos, an individual        Keval Desai, an individual
By:  InterWest Management Partners X,  By: InterWest Management Partners X, LLC,
     LLC, as Attorney-in-Fact              as Attorney-in-Fact

By:  /s/ Karen A Wilson                By: /s/ Karen A Wilson
     --------------------------------      -------------------------------------
         Karen A. Wilson, Power of             Karen A. Wilson, Power of
         Attorney                              Attorney

W. Stephen Holmes, an individual       Khaled A. Nasr, an individual
By:  InterWest Management Partners X,  By: InterWest Management Partners X, LLC,
     LLC, as Attorney-in-Fact              as Attorney-in-Fact

By:  /s/ Karen A Wilson                By: /s/ Karen A Wilson
     --------------------------------      -------------------------------------
         Karen A. Wilson, Power of             Karen A. Wilson, Power of
         Attorney                              Attorney

Nina Kjellson, an individual
By: InterWest Management Partners X,
     LLC, as Attorney-in-Fact

By:  /s/ Karen A Wilson
     --------------------------------
         Karen A. Wilson, Power of
         Attorney