0001562180-23-005390.txt : 20230621
0001562180-23-005390.hdr.sgml : 20230620
20230620210259
ACCESSION NUMBER: 0001562180-23-005390
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230616
FILED AS OF DATE: 20230620
DATE AS OF CHANGE: 20230620
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BERGHEIM OLAV
CENTRAL INDEX KEY: 0001207793
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40988
FILM NUMBER: 231027224
MAIL ADDRESS:
STREET 1: ONE PALMER SQUARE
CITY: PRINCETON
STATE: NJ
ZIP: 08542
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Sonendo, Inc.
CENTRAL INDEX KEY: 0001407973
STANDARD INDUSTRIAL CLASSIFICATION: DENTAL EQUIPMENT & SUPPLIES [3843]
IRS NUMBER: 205041718
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 26061 MERIT CIRCLE
STREET 2: SUITE 101
CITY: Laguna Hills
STATE: CA
ZIP: 92653
BUSINESS PHONE: (949) 766-3636
MAIL ADDRESS:
STREET 1: 26061 MERIT CIRCLE
STREET 2: SUITE 101
CITY: Laguna Hills
STATE: CA
ZIP: 92653
FORMER COMPANY:
FORMER CONFORMED NAME: Dentatek CORP
DATE OF NAME CHANGE: 20070726
4
1
primarydocument.xml
PRIMARY DOCUMENT
X0407
4
2023-06-16
false
0001407973
Sonendo, Inc.
SONX
0001207793
BERGHEIM OLAV
C/O FJORD VENTURES LLC
26051 MERIT CIRCLE, SUITE 102
LAGUNA HILLS
CA
92653
true
false
true
false
false
Common Stock
2023-06-16
4
A
false
25316.00
0.00
A
150408.00
D
Common Stock
1090752.00
I
Held by Fjordinvest LLC
Common Stock
393474.00
I
Held by Fjordinvest (Cayman) Ltd.
Common Stock
66464.00
I
Held by Fjord Ventures LLC
Common Stock
131302.00
I
Held by Micro LLC
Common Stock
691628.00
I
Held by Fjord Capital Partners I, L.P.
Common Stock
286673.00
I
Held by Fjordinvest (Cayman) II Ltd.
Common Stock
24906.00
I
Held by IRA
Stock Option (Right to Buy)
1.08
2023-06-16
4
A
false
32520.00
0.00
A
2033-06-15
Common Stock
32520.00
32520.00
D
Represents an award of Restricted Stock Units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's common stock. The RSUs vest in full on the earlier to occur of: (i) the one year anniversary of the Grant Date (ii) and the date of the 2024 annual meeting of stockholders, subject to the Reporting Person's continued service on the Board through the applicable vesting date.
Mr. Bergheim is the president of Micro LLC, the managing member of Fjordinvest LLC, and is the manager of Fjordinvest LLC. Mr. Bergheim exercises voting and dispositive power over the shares held by Fjordinvest LLC. Mr. Bergheim disclaims beneficial ownership of these shares except to the extent of his pecuniary interest in such shares.
Mr. Bergheim is the chief executive officer of Fjordinvest (Cayman) Ltd. and exercises voting and dispositive power over the shares held by Fjordinvest (Cayman) Ltd. Mr. Bergheim disclaims beneficial ownership of these shares except to the extent of his pecuniary interest in such shares.
Mr. Bergheim is the president of Fjord Ventures LLC and exercises voting and dispositive power over the shares held by Fjord Ventures LLC. Mr. Bergheim disclaims beneficial ownership of these shares except to the extent of his pecuniary interest in such shares
Mr. Bergheim is the manager of Fjord Venture Partners I, LLC, the general partner of Fjord Capital Partners I, LP, and exercises voting and dispositive power over the shares held Fjord Capital Partners I, LP. Mr. Bergheim disclaims beneficial ownership of these shares except to the extent of his pecuniary interest in such shares.
Mr. Bergheim is the chief executive officer of Fjordinvest (Cayman) II Ltd. and exercises voting and dispositive power over the shares held by Fjordinvest (Cayman) II Ltd. Mr. Bergheim disclaims beneficial ownership of these shares except to the extent of his pecuniary interest in such shares.
Held by PENSCO Trust Company, Custodian, FBO Olav Bergheim.
The Options vest in full on the earlier to occur of: (i) the one year anniversary of the Grant Date and (ii) the date of the 2024 annual meeting of stockholders, subject to the Reporting Person's continued service on the Board through the applicable vesting date.
/s/ Olav Bergheim
2023-06-20